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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NIERENBERG INVESTMENT MANAGEMENT CO 19605 NE 8TH STREET CAMAS, WA 98607 |
X | |||
Nierenberg Investment Management Offshore Inc 19605 NE 8TH STREET CAMAS, WA 98607 |
X | |||
D3 FAMILY FUND LP 19605 NE 8TH STREET CAMAS, WA 98607 |
X | |||
D3 Family Bulldog Fund LP 19605 NE 8TH STREET CAMAS, WA 98607 |
X | |||
D3 Family Canadian Fund, L.P. 19605 NE 8TH STREET CAMAS, WA 98607 |
X | |||
DIII OFFSHORE FUND LP 19605 NE 8TH STREET CAMAS, WA 98607 |
X | |||
NIERENBERG DAVID 19605 SE 8TH STREET CAMAS, WA 98607 |
X |
David Nierenberg, President, Nierenberg Investment Management Company, Inc. (NIMCO) | 05/30/2008 | |
**Signature of Reporting Person | Date | |
David Nierenberg, President, Nierenberg Investment Management Offshore (NIMO) | 05/30/2008 | |
**Signature of Reporting Person | Date | |
David Nierenberg, President, NIMCO, General Partner of the D3 Family Fund, LP | 05/30/2008 | |
**Signature of Reporting Person | Date | |
David Nierenberg, President, NIMCO, General Partner of the D3 Family Bulldog Fund, LP | 05/30/2008 | |
**Signature of Reporting Person | Date | |
David Nierenberg, President, NIMCO, General Partner of the D3 Family Canadian Fund, LP | 05/30/2008 | |
**Signature of Reporting Person | Date | |
David Nierenberg, President, NIMO, General Partner of the DIII Offshore Fund, LP | 05/30/2008 | |
**Signature of Reporting Person | Date | |
David Nierenberg | 05/30/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. |