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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 11.94 | 05/25/2011 | A | 17,858 | 05/25/2011(1) | 05/25/2018 | Common Stock | 17,858 | $ 11.94 | 17,858 | D | ||||
Restricted Deferred Stock Units | (2) | 05/25/2011 | A | 6,700 | 08/08/1988(3) | 08/08/1988 | Common Stock | 6,700 | $ 0 | 19,393 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KENNARD LYDIA H C/O INTERMEC, INC. 6001 36TH AVENUE WEST EVERETT, WA 98203-1264 |
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By: Mary Brodd For: Lydia H Kennard | 05/27/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exercisable of 4,464 shares on 5/25/2011, 4,464 shares on 7/4/2011, 4,464 shares on 10/3/2011 and 4,466 shares on 01/1/2012. |
(2) | Each restricted deferred stock unit represents a contingent right to receive one share of Intermec common stock. |
(3) | The restricted deferred stock units fully vest as of the date of the 2012 Annual Meeting of Stockholders. Grants made in prior years are fully vested in accordance with their terms. Restricted deferred stock units are deferred under the Intermec Director Deferred Compensation Plan and are converted into shares of common stock in the January following the year of the reporting person's termination of services as a director. |