CCI 424B3
As filed pursuant to Rule 424(b)(3)
Registration Statement File No. 333-121561


PROSPECTUS SUPPLEMENT NO. 3
DATED SEPTEMBER 15, 2005

Charter Communications, Inc.


This document supplements the prospectus, dated July 19, 2005, Prospectus Supplement No. 1, dated August 9, 2005 and Prospectus Supplment No. 2, dated August 30, 2005 (collectively, the "Prospectus"), relating to the resale by certain holders of up to $862,500,000 aggregate principal amount of Charter Communications, Inc.’s 5.875% convertible senior notes due 2009 (the "Notes") and shares of common stock issuable upon conversion thereof.

This Prospectus Supplement relates to the resale by the holders of the Notes.

The Prospectus is hereby amended by the information contained in the attached Current Reports on Form 8-K filed on September 9, 2005 and September 15, 2005. In addition, the information appearing in the Selling Securityholder table included in this Prospectus Supplement, as of the date hereof, supersedes the information in the table appearing under the heading "Selling Securityholders" in the Prospectus.

If the information in this Prospectus Supplement is inconsistent with any information contained in the Prospectus or in the reports, proxy statements or other documents previously filed with the Securities and Exchange Commission (collectively, the "SEC Reports") incorporated by reference in the Prospectus or delivered in connection therewith, the Prospectus and/or any SEC Report, as applicable, shall be deemed superseded by this Supplement.

In all other ways, the Prospectus shall remain unchanged.

This Prospectus Supplement should be read in conjunction with, and may not be delivered or utilized without, the Prospectus.


 
 

 
  



 


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 FORM 8-K

 
Current Report

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): September 2, 2005
 
 
 
Charter Communications, Inc.
(Exact name of registrant as specified in its charter) 
 
Delaware
(State or Other Jurisdiction of Incorporation or Organization) 
 
000-27927
 
43-1857213
 (Commission File Number)
 
(I.R.S. Employer Identification Number)

12405 Powerscourt Drive
St. Louis, Missouri   63131
(Address of principal executive offices including zip code) 

(314) 965-0555
(Registrant's telephone number, including area code) 

Not Applicable 
(Former name or former address, if changed since last report) 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 


 

 

ITEM 1.01. ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.

Charter Communications, Inc. ("Charter") has entered into employment agreements with Paul E. Martin, Senior Vice President, Interim Chief Financial Officer, Principal Accounting Officer and Corporate Controller ("Martin"), as of September 2, 2005; and Wayne H. Davis, Executive Vice President and Chief Technical Officer ("Davis"), as of September 7, 2005. These agreements, which are substantially similar, set forth the terms under which Martin and Davis will serve as executives of Charter. The term of these agreements is two years from the date of the respective agreement.

The agreements provide that Martin and Davis (collectively "Executives") shall be employed in an executive capacity to perform such duties as are assigned or delegated by the President and Chief Executive Officer or the designee thereof. They shall be eligible to participate in Charter's Long-Term Incentive Plan, Stock Option Plan and to receive such employee benefits as are available to other senior executives. In the event that the Executives are terminated by Charter without "cause" or for "good reason termination," as those terms are defined in the employment agreements, the terminated Executive will receive his salary for the remainder of the term of the agreement or twelve months' salary, whichever is greater; a pro rata bonus for the year of termination; twelve months of COBRA payments; and the vesting of options and restricted stock for as long as severance payments are made. The employment agreements contain one-year, non-compete provisions (or until the end of the term of the agreement, if longer) in a Competitive Business, as such term is defined in the agreements, and two-year non-solicitation clauses.

The respective agreements provide that Martin's salary shall be $240,625 and Davis' salary $450,000. Martin's salary is in addition to the salary and bonus amounts set forth in the Letter Agreement dated April 15, 2005, and previously filed as an exhibit to Charter's current report on Form 8-K filed on April 19, 2005.

 

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
 
The following exhibits are filed pursuant to Item 1.01:
 
Exhibit
Number
 
Description
     
99.1
 
Employment Agreement of Paul E. Martin dated as of September 2, 2005. (Exhibit 99.1 not included in this Prospectus Supplement).
99.2
 
Employment Agreement of Wayne H. Davis dated as of September 7, 2005. (Exhibit 99.2 not included in this Prospectus Supplement).



 
 



 


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 FORM 8-K

 
Current Report

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): September 9, 2005
 
 
 
Charter Communications, Inc.
(Exact name of registrant as specified in its charter) 
 
Delaware
(State or Other Jurisdiction of Incorporation or Organization) 
 
000-27927
 
43-1857213
 (Commission File Number)
 
(I.R.S. Employer Identification Number)

12405 Powerscourt Drive
St. Louis, Missouri   63131
(Address of principal executive offices including zip code) 

(314) 965-0555
(Registrant's telephone number, including area code) 

Not Applicable 
(Former name or former address, if changed since last report) 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 


 

 

ITEM 8.01. OTHER EVENTS.
 
On September 12, 2005, Charter Communications, Inc. ("Charter") announced the results to date of the exchange offers by Charter Communications Holdings, LLC ("Charter Holdings"), CCH I, LLC ("CCH I") and CCH I Holdings, LLC ("CIH") for any and all of certain outstanding debt securities of Charter Holdings in a private placement for new debt securities of CCH I and CIH. CCH I, CIH and Charter Holdings are indirect, wholly-owned subsidiaries of Charter.

A press release announcing the results of the number of securities tendered by the early termination date, September 9, 2005,  is attached hereto as Exhibit 99.1.
 
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
 
The following exhibit is filed pursuant to Item 8.01:
 
Exhibit
Number
 
Description
 
 
 
99.1
 
Press release dated September 12, 2005. (Attached hereto)
 
 
 



Exhibit 99.1
 
 
NEWS

FOR RELEASE: 5:00 AM CT, Monday, September 12, 2005



CHARTER COMMUNICATIONS ANNOUNCES
INTERIM RESULTS OF PRIVATE DEBT EXCHANGE OFFERS
 
ST. LOUIS, MO - Charter Communications, Inc. (Nasdaq: CHTR) announced the results to date of the offers by its subsidiaries, CCH I, LLC (“CCH I”) and CCH I Holdings, LLC (“CIH”), to exchange any and all of the approximately $8.43 billion aggregate principal amount of outstanding debt securities (the “Old Notes”) of Charter Communications Holdings, LLC in a private placement for new debt securities.
 
As of 5:00 p.m., Eastern Time (“ET”), on Friday, September 9, 2005 (the “early participation date”), approximately $6.83 billion in total principal amount of Old Notes (approximately 81%) had been validly tendered, consisting of approximately $3.39 billion aggregate principal amount of Old Notes that mature in 2009 and 2010 (the “Old 2009-2010 Notes”) and approximately $3.44 billion aggregate principal amount of Old Notes that mature in 2011 and 2012 (the “Old 2011-2012 Notes”).
 
Based upon the tenders to date and subject to consummation of the offers, approximately $3.53 billion principal amount of new 11.00% Senior Secured Notes due 2015 of CCH I (the “CCH I Notes”) and approximately $2.50 billion in aggregate principal amount of various series of Senior Accreting Notes due 2014 and 2015 of CIH (the “CIH Notes”) would be issued and approximately $777 million aggregate principal amount of Old 2009-2010 Notes and approximately $914 million aggregate principal amount of Old 2011-2012 Notes would remain outstanding.
 
The table below shows the principal amount of each series of Old 2009-2010 Notes tendered by the early participation date, the principal amount of new CCH I Notes that would be issued in the offer by series and the principal amount of Old 2009-2010 Notes that would remain outstanding by series subsequent to settlement, based upon the tenders to date and subject to consummation of the offers.
 
CUSIP
 
Principal Amount Outstanding
 
Title of the Old 2009-2010 Notes
 
Principal Amount Tendered
 
Principal Amount of
New CCH I Notes
to be Issued
 
Principal Amount of
Old Notes to Remain Outstanding
 
16117PAE0
 
$
1,244,067,000
   
8.625% Senior Notes due 2009
 
$
951,151,000
 
$
789,455,000
 
$
292,916,000
 
16117PAK6
   
640,437,000
   
10.00% Senior Notes due 2009
   
486,209,000
   
417,532,000
   
154,228,000
 
16117PAT7
   
874,000,000
   
10.75% Senior Notes due 2009
   
743,152,000
   
640,040,000
   
130,848,000
 
16117PAZ3
   
639,567,000
   
9.625% Senior Notes due 2009
   
531,927,000
   
440,834,000
   
107,640,000
 
16117PAL4
   
318,195,000
   
10.25% Senior Notes due 2010
   
269,360,000
   
223,232,000
   
48,835,000
 
16117PAM2
   
449,500,000
   
11.75% Senior Discount Notes due 2010
   
406,821,000
   
351,392,000
   
42,679,000
 
Total
 
$
4,165,766,000
       
$
3,388,620,000
 
$
2,862,485,000
 
$
777,146,000
 

The table below shows the principal amount of each series of Old 2011-2012 Notes tendered by the early participation date, the principal amount of new CCH I Notes that would be issued in the offer by series, the principal amount of new CIH Notes that would be issued in the offer by series and the principal amount of Old 2011-2012 Notes that would remain outstanding by series subsequent to settlement, based upon the tenders to date and subject to consummation of the offers.

CUSIP
 
Principal Amount Outstanding
 
Title of the Old 2011-2012 Notes
 
Principal Amount Tendered
 
Principal Amount of New CCH I Notes
to be Issued
 
Principal Amount of New CIH Notes
to be Issued
 
Principal Amount of Old Notes to Remain Outstanding
 
16117PAV2
 
$
500,000,000
   
11.125% Senior Notes due 2011
 
$
311,907,000
 
$
106,511,000
 
$
149,775,000
 
$
216,877,000
 
16117PAF7
   
1,108,180,000
   
9.920% Senior Discount Notes due 2011
   
939,659,000
   
346,565,000
   
467,282,000
   
197,295,000
 
16117PBB5
   
709,630,000
   
10.00% Senior Notes due 2011
   
563,671,000
   
209,439,000
   
288,232,000
   
153,315,000
 
16117PBD1
   
939,306,000
   
11.75% Senior Discount Notes due 2011
   
819,149,000
   
-
   
803,002,000
   
136,304,000
 
16117PAW0
   
675,000,000
   
13.50% Senior Discount Notes due 2011
   
588,921,000
   
-
   
580,671,000
   
94,329,000
 
16117PBH2
   
329,720,000
   
12.125% Senior Discount Notes due 2012
   
218,228,000
   
-
   
214,108,000
   
115,612,000
 
Total
 
$
4,261,836,000
       
$
3,441,535,000
 
$
662,515,000
 
$
2,503,070,000
 
$
913,732,000
 
 
Based upon the tenders to date and subject to consummation of the offers, the Old 2011-2012 Notes tendered for CCH I Notes would be pro rated (in accordance with the terms of the offers) as follows:
 
·  
Approximately 51% of the 11.125% Senior Notes due 2011, 9.92% Senior Discount Notes due 2011 and 10.00% Senior Notes due 2011 tendered for CCH I Notes would be exchanged for CCH I Notes;
·  
None of the 11.75% Senior Discount Notes due 2011, 13.50% Senior Discount Notes due 2011 and 12.125% Senior Discount Notes due 2012 tendered for CCH I Notes would be exchanged for CCH I Notes; and,
·  
Approximately $93 million principal amount of Old 2011-2012 Notes tendered for the CCH I Note option (with an election to have the Old Notes returned in the event of proration) would be returned.
 
Final proration of tenders of the Old 2011-2012 Notes for CCH I Notes would be determined based on the total amount of Old Notes tendered prior to the expiration of the offers and, accordingly, the foregoing interim results are subject to change.
 
These offers are scheduled to expire at 12:00 midnight ET, on September 26, 2005 (the “expiration date”). Old Notes tendered after 5:00 p.m. ET, on September 9, 2005 will not receive the early participation payment. Old Notes tendered pursuant to the offers may no longer be withdrawn. The settlement date of the offers is expected to be on or about September 28, 2005.
 
The offers are being made only to qualified institutional buyers and institutional accredited investors inside the United States and to certain non-U.S. investors located outside the United States.
 
The complete terms and conditions of the exchange offers are set forth in the informational documents relating to the offers. The consummation of the exchange offers is subject to significant conditions that are described in the informational documents.
 
Documents relating to the offers will only be distributed to holders who complete and return a letter of eligibility confirming that they are within the category of eligible investors for this private offer. Holders who desire a copy of the eligibility letter may contact Global Bondholder Service Corporation, the information agent for the offers, at (866) 470-3800 (U.S. Toll-free) or (212) 430-3774 (Collect).
 
This press release shall not constitute an offer to sell or the solicitation of an offer to buy any security and shall not constitute an offer, solicitation or sale in any jurisdiction in which such offering, solicitation or sale would be unlawful.

###

About Charter Communications
 
Charter Communications, Inc., a broadband communications company, provides a full range of advanced broadband services to the home, including cable television on an advanced digital video programming platform via Charter Digital™, Charter High-Speed™ Internet service and Charter Telephone™. Charter Business™ provides scalable, tailored and cost-effective broadband communications solutions to organizations of all sizes through business-to-business Internet, data networking, video and music services. Advertising sales and production services are sold under the Charter Media® brand. More information about Charter can be found at www.charter.com .


###
Contact:

Press:       Analysts: 
David Andersen                                                  Mary Jo Moehle
(314) 543-2213     (314) 543-2397    
 

Cautionary Statement Regarding Forward-Looking Statements:

This release includes forward-looking statements regarding, among other things, our plans, strategies and prospects, both business and financial. Although we believe that our plans, intentions and expectations reflected in or suggested by these forward-looking statements are reasonable, we cannot assure you that we will achieve or realize these plans, intentions or expectations. Forward-looking statements are inherently subject to risks, uncertainties and assumptions. Many of the forward-looking statements contained in this release may be identified by the use of forward-looking words such as “believe,”“expect,”“anticipate,”“should,”“planned,”“will,”“may,”“intend,”“estimated” and “potential,” among others. Important factors that could cause actual results to differ materially from the forward-looking statements we make in this release are set forth in reports or documents that we file from time to time with the SEC, and include, but are not limited to:

·  
the availability of funds to meet interest payment obligations under our debt and to fund our operations and necessary capital expenditures, either through cash flows from operating activities, further borrowings or other sources;
·  
our ability to sustain and grow revenues and cash flows from operating activities by offering video, high-speed Internet, telephone and other services and to maintain a stable customer base, particularly in the face of increasingly aggressive competition from other service providers;
·  
our ability to comply with all covenants in our indentures and credit facilities, any violation of which would result in a violation of the applicable facility or indenture and could trigger a default of other obligations under cross-default provisions;
·  
our ability to repay or refinance debt as it becomes due;
·  
our ability to obtain programming at reasonable prices or to pass cost increases on to our customers;
·  
general business conditions, economic uncertainty or slowdown; and
·  
the effects of governmental regulation, including but not limited to local franchise taxing authorities, on our business.

All forward-looking statements attributable to us or any person acting on our behalf are expressly qualified in their entirety by this cautionary statement. We are under no duty or obligation to update any of the forward-looking statements after the date of this release.
 
 
 

 

The information appearing in the table below, as of the date hereof, supersedes the information in the table appearing under the heading "Selling Securityholders" in the Prospectus:
 

                       
             
 Shares of Class A  
 
   
 Convertible Senior Notes  
 
 Common Stock  
 
                       
   
  
 
  
 
 Shares of
 
  
 
 
 
  
 
  
 
 Class A
 
  
 
 
 
  
 
 Principal
 
 Common
 
  
 
 
 
 Amount of
 
 Amount of
 
 Stock
 
  
 
 
 
 Notes Owned
 
 Notes That
 
 Owned
 
 Shares That
 
Selling Securityholder
 
 Before Offering
 
 May Be Sold
 
 Before Offering
 
 May Be Sold
 
                       
ADAR Investment Fund LTD
 
$
22,145,000
 
$
22,145,000
   
9,150,825
   
9,150,825
 
AG Offshore Convertibles, Ltd.
 
$
30,500,000
 
$
30,500,000
   
12,603,304
   
12,603,304
 
AHFP Context
 
$
300,000
 
$
300,000
   
123,966
   
123,966
 
Akanthos Arbitrage Master Fund, LP
 
$
16,000,000
 
$
16,000,000
   
6,611,569
   
6,611,569
 
Argent Classic Convertible Arbitrage Fund L.P.
 
$
2,590,000
 
$
2,590,000
   
1,070,247
   
1,070,247
 
Argent Classic Convertible Arbitrage Fund II, L.P.
 
$
350,000
 
$
350,000
   
144,625
   
144,628
 
Argent Classic Convertible Arbitrage Fund (Bermuda) Ltd.
 
$
7,670,000
 
$
7,670,000
   
3,169,421
   
3,169,421
 
Argent Opportunities Fund LLC
 
$
150,000
 
$
150,000
   
61,983
   
61,983
 
Banc of America Securities LLC
 
$
350,000
 
$
350,000
   
144,628
   
144,628
 
Basso Fund Ltd.
 
$
2,392,000
 
$
2,392,000
   
988,429
   
988,429
 
Basso Holdings Ltd.
 
$
5,290,000
 
$
5,290,000
   
2,185,950
   
2,185,950
 
Basso Multi-Strategy Holding Fund Ltd.
 
$
11,290,000
 
$
11,290,000
   
4,665,288
   
4,665,288
 
BBT Fund, L.P.
 
$
3,000,000
 
$
3,000,000
   
1,239,669
   
1,239,669
 
Bear, Stearns & Co., Inc.
 
$
1,000,000
 
$
1,000,000
   
413,223
   
413,223
 
CC Convertible Arbitrage, Ltd.
 
$
4,950,000
 
$
4,950,000
   
2,045,454
   
2,045,454
 
Citadel Equity Fund Ltd.
 
$
10,000,000
 
$
10,000,000
   
4,132,231
   
4,132,231
 
Citigroup Global Markets, Inc.(1)
 
$
23,751,000
 
$
23,751,000
   
9,814,461
   
9,814,461
 
Citigroup Global Markets Ltd.(1)
 
$
141,387,000
 
$
141,387,000
   
58,424,374
   
58,424,374
 
CNH CA Master Account, L.P.
 
$
1,500,000
 
$
1,500,000
   
619,834
   
619,834
 
Concentrated Alpha Partners, L.P.
 
$
1,050,000
 
$
1,050,000
   
433,884
   
433,884
 
Context Convertible Arbitrage Fund, LP
 
$
1,725,000
 
$
1,725,000
   
712,809
   
712,809
 
Context Convertible Arbitrage Offshore, Ltd.
 
$
5,400,000
 
$
5,400,000
   
2,231,404
   
2,231,404
 
Corporate High Yield III, Inc.
 
$
945,000
 
$
945,000
   
390,495
   
390,495
 
Corporate High Yield V, Inc.
 
$
1,555,000
 
$
1,555,000
   
642,561
   
642,561
 
Corporate High Yield VI, Inc.
 
$
1,625,000
 
$
1,625,000
   
671,487
   
671,487
 
Corporate High Yield Fund, Inc.
 
$
875,000
 
$
875,000
   
361,570
   
361,570
 
Credit Suisse First Boston Europe LTD
 
$
25,000,000
 
$
25,000,000
   
10,330,577
   
10,330,577
 
Credit Suisse First Boston LLC
 
$
3,000,000
 
$
3,000,000
   
1,239,669
   
1,239,669
 
DBAG London
 
$
13,600,000
 
$
13,600,000
   
5,619,834
   
5,619,834
 
Deephaven Domestic Convertible Trading Ltd.
 
$
4,650,000
 
$
4,650,000
   
1,921,487
   
1,921,487
 
Delaware Delchester Fund
 
$
1,080,000
 
$
1,080,000
   
446,280
   
446,280
 
Delaware Diversified Income Fund
 
$
415,000
 
$
415,000
   
171,487
   
171,487
 
Delaware Dividend Income Fund
 
$
500,000
 
$
500,000
   
206,611
   
206,611
 
Delaware Group Equity Funds I-Delaware Balanced Fund Series
 
$
10,000
 
$
10,000
   
4,132
   
4,132
 
Delaware High-Yield Opportunities Fund
 
$
290,000
 
$
290,000
   
119,834
   
119,834
 
Delaware VIP Diversified Income Series
 
$
45,000
 
$
45,000
   
18,595
   
18,595
 
Delaware VIP High Yield Series
 
$
655,000
 
$
655,000
   
270,661
   
270,661
 
Deutsche Bank Securities Inc.
 
$
4,584,000
 
$
4,584,000
   
1,894,214
   
1,894,214
 
Dividend & Income Fund
 
$
165,000
 
$
165,000
   
68,181
   
68,181
 
DKR Saturn Multi-Strategy Holding Fund Ltd.
 
$
2,000,000
 
$
2,000,000
   
826,446
   
826,446
 
Edge Investment Master Fund, LTD
 
$
3,500
 
$
3,500
   
1,446
   
1,446
 
Eton Park Fund, L.P.
 
$
1,872,000
 
$
1,872,000
   
773,553
   
773,553
 
Eton Park Master Fund, Ltd.
 
$
2,928,000
 
$
2,928,000
   
1,209,917
   
1,209,917
 
Fidelity Advisor Series II: Fidelity Advisor High Income Advantage Fund (2)
 
$
22,580,000
 
$
22,580,000
   
9,330,578
   
9,330,578
 
Fidelity Financial Trust: Fidelity Convertible Securities Fund (2)    $ 11,300,000     $ 11,300,000      4,669,421      4,669,421   
Fidelity Financial Trust: Fidelity Strategic Dividend & Income Fund (2)
 
$
700,000
 
$
700,000
   
289,256
   
289,256
 
Fidelity Management Trust Company on behalf of funds and accounts managed by it (3)
 
$
7,420,000
 
$
7,420,000
   
3,066,115
   
3,066,115
 
Finch Tactical Plus Class B
 
$
200,000
 
$
200,000
   
82,644
   
82,644
 
Fore Convertible Master Fund, Ltd.
 
$
1,500,000
 
$
1,500,000
   
619,834
   
619,834
 
Fore ERISA Fund, Ltd.
 
$
179,000
 
$
179,000
   
73,966
   
73,966
 
Fore Multi Strategy Master Fund, Ltd.
 
$
350,000
 
$
350,000
   
144,628
   
144,628
 
Fore Opportunity Fund, LP
 
$
69,000
 
$
69,000
   
28,512
   
28,512
 
Fore Opportunity Offshore Fund, Ltd
 
$
231,000
 
$
231,000
   
95,454
   
95,454
 
Geode U.S. Convertible Arbitrage Fund, aggregated account of Geode Capital Master Fund Ltd.
 
$
3,000,000
 
$
3,000,000
   
1,239,669
   
1,239,669
 
Global Dividend & Income Fund
 
$
40,000
 
$
40,000
   
16,528
   
16,528
 
Goldman Sachs & Co.
 
$
47,313,000
 
$
47,313,000
   
19,550,824
   
19,550,824
 
Grace Brothers, Ltd.
 
$
1,500,000
 
$
1,500,000
   
619,834
   
619,834
 
Guggenheim Portfolio Company VIII (Cayman), Ltd.
 
$
1,138,000
 
$
1,138,000
   
470,247
   
470,247
 
HFR RVA Combined Master Trust
 
$
125,000
 
$
125,000
   
51,652
   
51,652
 
Highbridge International LLC
 
$
36,520,000
 
$
36,520,000
   
15,090,907
   
15,090,907
 
Kamunting Street Master Fund, LTD
 
$
22,500,000
 
$
22,500,000
   
9,297,519
   
9,297,519
 
KBC Financial Products USA Inc.
 
$
4,885,000
 
$
4,885,000
   
2,018,594
   
2,018,594
 
KDC Convertible Arbfund L.P.
 
$
2,000,000
 
$
2,000,000
   
826,446
   
826,446
 
Laurel Ridge Capital, LP
 
$
5,000,000
 
$
5,000,000
   
2,066,115
   
2,066,115
 
LDG Limited
 
$
322,000
 
$
322,000
   
133,057
   
133,057
 
Lincoln National Life Insurance Company Separate Account 20
 
$
590,000
 
$
590,000
   
243,801
   
243,801
 
Lyxor/ Context Fund Ltd.
 
$
1,075,000
 
$
1,075,000
   
444,214
   
444,214
 
Man Mac I, Limited
 
$
3,391,000
 
$
3,391,000
   
1,401,239
   
1,401,239
 
Marathon Global Convertible Master Fund Ltd.
 
$
1,500,000
 
$
1,500,000
   
619,834
   
619,834
 
Merced Partners Limited Partnership
 
$
2,500,000
 
$
2,500,000
   
1,033,057
   
1,033,057
 
Merrill Lynch Bond High Income Fund
 
$
9,000,000
 
$
9,000,000
   
3,719,007
   
3,719,007
 
Merrill Lynch Global Investment Series: Income Strategies Fund
 
$
5,000,000
 
$
5,000,000
   
2,066,115
   
2,066,115
 
MLIF US High Yield Fund, Inc.
 
$
500,000
 
$
500,000
   
206,611
   
206,611
 
ML Master US High Yield Fund, Inc.
 
$
2,200,000
 
$
2,200,000
   
909,090
   
909,090
 
Mohican VCA Master Fund, Ltd.
 
$
500,000
 
$
500,000
   
206,611
   
206,611
 
Morgan Stanley Convertible Securities Trust
 
$
800,000
 
$
800,000
   
330,578
   
330,578
 
MSS Convertible Arbitrage 1 c/o TQA Investors, LLC
 
$
31,000
 
$
31,000
   
12,809
   
12,809
 
National Bank of Canada
 
$
700,000
 
$
700,000
   
289,256
   
289,256
 
Oppenheimer Convertible Securities Fund
 
$
1,000,000
 
$
1,000,000
   
413,223
   
413,223
 
Optimum Fixed Income Fund
 
$
65,000
 
$
65,000
   
26,859
   
26,859
 
PIMCO Convertible Fund
 
$
275,000
 
$
275,000
   
113,636
   
113,636
 
President and Fellows of Harvard College
 
$
350,000
 
$
350,000
   
144,628
   
144,628
 
PSEG Master Employee Benefit Plan Trust
 
$
200,000
 
$
200,000
   
82,644
   
82,644
 
Putnam Convertible Income-Growth Trust
 
$
8,425,000
 
$
8,425,000
   
3,481,404
   
3,481,404
 
Putnam High Income Bond Fund
 
$
2,075,000
 
$
2,075,000
   
857,437
   
857,437
 
Quattro Fund Ltd.
 
$
1,250,000
 
$
1,250,000
   
516,528
   
516,528
 
Raytheon Savings & Investment Plan Trust
 
$
150,000
 
$
150,000
   
61,983
   
61,983
 
Regiment Capital, Ltd.
 
$
650,000
 
$
650,000
   
268,595
   
268,595
 
Ritchie Capital Structure Arbitrage Trading, Ltd.
 
$
12,000,000
 
$
12,000,000
   
4,958,677
   
4,958,677
 
Royal Bank of Canada (Norshield)
 
$
100,000
 
$
100,000
   
41,322
   
41,322
 
Royal Bank of Ontario
 
$
2,000,000
 
$
2,000,000
   
826,446
   
826,446
 
Salomon Brothers Asset Management, Inc.
 
$
9,350,000
 
$
9,350,000
   
3,863,635
   
3,863,635
 
Saranac Capital Management L.P. on behalf of Citigroup Alternative Investments Diversified Arbitrage Strategies Fund Ltd.
 
$
357,000
 
$
357,000
   
147,520
   
147,520
 
Saranac Capital Management L.P. on behalf of Citigroup Alternative Investments Enhanced Arbitrage Strategies Fund
 
$
65,000
 
$
65,000
   
26,859
   
26,859
 
Saranac Capital Management L.P. on behalf of Citigroup Alternative Investments QIP Multi Strategy Arbitrage Portfolio
 
$
1,692,000
 
$
1,692,000
   
699,173
   
699,173
 
Saranac Capital Management L.P. on behalf of Saranac Erisa Arbitrage LTD
 
$
698,000
 
$
698,000
   
288,429
   
288,429
 
Saranac Capital Management L.P. on behalf of Saranac Erisa Arbitrage LP
 
$
48,000
 
$
48,000
   
19,834
   
19,834
 
Saranac Capital Management L.P. on behalf of Saranac Arbitrage LTD
 
$
40,000
 
$
40,000
   
16,528
   
16,528
 
Satellite Asset Management, L.P.
 
$
12,300,000
 
$
12,300,000
   
5,082,644
   
5,082,644
 
Severn River Master Fund, Ltd.
 
$
8,000,000
 
$
8,000,000
   
3,305,784
   
3,305,784
 
Sphinx Convertible Arbitrage Fund SPC
 
$
350,000
 
$
350,000
   
144,628
   
144,628
 
Sphinx Fund c/o TQA Investors, LLC
 
$
496,000
 
$
496,000
   
204,958
   
204,958
 
SRI Fund, L.P.
 
$
180,000
 
$
180,000
   
74,380
   
74,380
 
St. Albans Partners Ltd.
 
$
1,000,000
 
$
1,000,000
   
413,223
   
413,223
 
Sturgeon Limited
 
$
71,000
 
$
71,000
   
29,338
   
29,338
 
Susquehanna Capital Group
 
$
6,980,000
 
$
6,980,000
   
2,884,297
   
2,884,297
 
SuttonBrook Capital Portfolio LP
 
$
12,500,000
 
$
12,500,000
   
5,165,288
   
5,165,288
 
Tamarack International, Ltd.
 
$
2,500,000
 
$
2,500,000
   
1,033,057
   
1,033,057
 
Tempo Master Fund, LP
 
$
2,000,000
 
$
2,000,000
   
826,446
   
826,446
 
Tenor Opportunity Master Fund Ltd.
 
$
4,200,000
 
$
4,200,000
   
1,735,537
   
1,735,537
 
The High-Yield Bond Portfolio
 
$
15,000
 
$
15,000
   
6,198
   
6,198
 
TQA Master Fund, Ltd.
 
$
2,836,000
 
$
2,836,000
   
1,171,900
   
1,171,900
 
TQA Master Plus Fund, Ltd.
 
$
4,551,000
 
$
4,551,000
   
1,880,578
   
1,880,578
 
Tribeca Global Convertible Investments LTD
 
$
12,000,000
 
$
12,000,000
   
4,958,677
   
4,958,677
 
UBS AG London Branch
 
$
45,500,000
 
$
45,500,000
   
18,801,651
   
18,801,651
 
UBS AG London F/ B/ O HFS
 
$
5,000,000
 
$
5,000,000
   
2,066,115
   
2,066,115
 
UBS O’Connor LLC F/B/O O’Connor Global Convertible Arbitrage Master Limited
 
$
6,000,000
 
$
6,000,000
   
2,479,338
   
2,479,338
 
Univest Convertible Arbitrage Fund II Ltd. (Norshield)
 
$
100,000
 
$
100,000
   
41,322
   
41,322
 
Van Kampen Harbor Fund
 
$
1,200,000
 
$
1,200,000
   
495,867
   
495,867
 
Whitebox Convertible Arbitrage Partners, L.P.
 
$
3,000,000
 
$
3,000,000
   
1,239,669
   
1,239,669
 
Whitebox Hedged High Yield Partners, L.P.
 
$
1,000,000
 
$
1,000,000
   
413,223
   
413,223
 
White River Securities LLC
 
$
1,000,000
 
$
1,000,000
   
413,223
   
413,223
 
Wolverine Convertible Arbitrage Fund Limited
 
$
250,000
 
$
250,000
   
103,305
   
103,305
 
World Income Fund, Inc.
 
$
800,000
 
$
800,000
   
330,578
   
330,578
 
Yield Strategies Fund I, L.P.
 
$
500,000
 
$
500,000
   
206,611
   
206,611
 
Yield Strategies Fund II, L.P.
 
$
500,000
 
$
500,000
   
206,611
   
206,611
 
Zurich Institutional Benchmarks Master Fund Ltd. c/o TQA Investors, LLC
 
$
696,000
 
$
696,000
   
287,603
   
287,603
 
 
(1)    These entities and/or their affiliates have provided, and may from time to time provide, investment banking services to Charter Communications, Inc. and its subsidiaries, including, among other things, acting as lead and/or co-manager with respect to offerings of debt and equity securities.
 
(2)    The entity is a registered investment fund (the "Fund") advised by Fidelity Management & Research Company ("FMR Co."), a registered investment adviser under the Investment Advisers Act of 1940, as amended. FMR Co., 82 Devonshire Street, Boston, Massachusetts 02109, a wholly-owned subsidiary of FMR Corp. and an investment adviser registered under Section 203 of the Investment Advisers Act of 1940, is the beneficial owner of 14,961,471 shares (not including the shares into which the notes are convertible) of the Common Stock outstanding of the Company as a result of acting as investment adviser to various investment companies registered under Section 8 of the Investment Company Act of 1940.
 
Edward C. Johnson 3d, FMR Corp., through its control of FMR Co., and the Fund each has sole power to dispose of the Securities owned by the Fund.

Neither FMR Corp. nor Edward C. Johnson 3d, Chairman of FMR Corp., has the sole power to vote or direct the voting of the shares owned directly by the Fund, which power resides with the Fund’s Board of Trustees.

The Fund is an affiliate of a broker-dealer. The Fund purchased the Securities in the ordinary course of business and, at the time of the purchase of the Securities to be resold, the Fund did not have any agreements or understandings, directly or indirectly, with any person to distribute the notes or conversion shares.
 
(3)    Shares indicated as owned by such entity are owned directly by various private investment accounts, primarily employee benefit plans for which Fidelity Management Trust Company ("FMTC") serves as trustee or managing agent. FMTC is a wholly-owned subsidiary of FMR Corp. and a bank as defined in Section 3(a)(6) of the Securities Exchange Act of 1934, as amended. FMTC is the beneficial owner of 0 shares (not including the shares into which the notes are convertible) of the Common Stock outstanding of the Company as a result of its serving as investment manager of the institutional account(s).
 
Edward C. Johnson 3d and FMR Corp., through its control of Fidelity Management Trust Company, each has sole dispositive power over 0 shares and sole power to vote or to direct the voting of 0 shares of Common Stock owned by the institutional account(s) as reported above.
 
 
If, after the date of this prospectus, a secuityholder notifies us pursuant to the registration rights agreement of its intent to dispose of convertible senior notes pursuant to the regisration statement, we may supplement this prospectus to include that information.