SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 5, 2006 (May 29, 2001)
INVESTORS FINANCIAL SERVICES CORP.
(Exact name of registrant as specified in its charter)
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DELAWARE |
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0-26996 |
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04-3279817 |
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(State or other
jurisdiction of incorporation |
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(Commission file number) |
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(I.R.S. Employer |
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200 Clarendon Street, Boston, MA |
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02116 |
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(Address of principal executive offices) |
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(Zip Code) |
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Registrant’s telephone number including area code: |
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(617) 937-6700 |
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No change since last report |
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(Former name or address, if changed since last report) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events.
The Company reported that the sales of the Company’s Common Stock by the current and former executive officers listed below on the following dates were made pursuant to written plans in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934:
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Executive Officer |
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Date |
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Kevin J. Sheehan |
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May 29, 2001 |
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July 13, 2001 |
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July 16, 2001 |
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July 19, 2001 |
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July 20, 2001 |
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July 23, 2001 |
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May 13, 2002 |
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May 14, 2002 |
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December 30, 2003 |
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January 5, 2004 |
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January 6, 2004 |
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Karen C. Keenan |
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July 18, 2001 |
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January 24, 2002 |
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March 8, 2002 |
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Robert D. Mancuso |
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October 17, 2003 |
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January 26, 2004 |
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April 15, 2004 |
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July 19, 2004 |
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November 18, 2004 |
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January 28, 2005 |
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April 18, 2005 |
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Edmund Maroney |
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July 18, 2001 |
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January 24, 2002 |
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October 17, 2003 |
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July 20, 2004 |
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December 27, 2004 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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INVESTORS FINANCIAL SERVICES CORP. |
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By: |
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/s/Kevin J. Sheehan |
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Kevin J. Sheehan |
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Chief Executive Officer and |
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Chairman of the Board |
Dated: May 5, 2006
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