UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Founders Warrants (1) | Â (1) | Â (1) | Common Stock, par value $0.0001 per share | 69,000 | $ 7.5 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CUNNINGHAM WILLIAM H DR P.O. BOX E AUSTIN, TX 78713 |
 X |  |  |  |
/s/ Joseph B. Armes, on behalf of William H. Cunningham | 10/03/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each founder's unit consists of one share of common stock, par value $0.0001 per share, and one warrant ("Founder's Warrant"). Each Founder's Warrant entitles the holder to purchase one share of common stock. Founder's Warrants are identical to the warrants currently being offered by the Hicks Acquisition Company I, Inc. (the "Issuer"), except for those differences set forth in the Issuer's Form S-1 filed with the Commission on June 14, 2007, as may be amended from time to time. In addition, the Founder's Warrants may not be exercised unless and until the last sale price of the Issuer' common stock equals or exceeds $13.75 for any 20 days within any 30 day trading period beginning 90 days after the Issuer's initial business combination, and shall expire at 5:00 p.m., New York time, four years from the date of the Issuer's final prospectus. |
 Remarks: The Power of Attorney, executed by the Reporting Person, authorizing Joseph B. Armes and Thomas O. Hicks, Jr. to sign and file this Form 3 on the Reporting Person's behalf is attached hereto as Exhibit A. |