UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB Number:  3235-0582
Expires:    January 31, 2015
Estimated average burden
hours per response........9.6

 

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number     811-22294

 

Western Asset Investment Grade Defined Opportunity Trust Inc.

(Exact name of registrant as specified in charter)

 

620 EIGHTH AVENUE,

49TH FLOOR,

NEW YORK, NEW YORK

 

10018

(Address of principal executive offices)

 

(Zip code)

 

Robert I. Frenkel, Esq.

100 First Stamford Place

Stamford, Connecticut 06902

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:     1-888-777-0102

 

 

Date of fiscal year end:

November 30

 

 

Date of reporting period:

July 1, 2012- June 30, 2013

 

 

 



 

Item 1.  Proxy Voting Record

 


 


 

******************************* FORM N-Px REPORT *******************************

 

ICA File Number: 811-22294                                                     

Reporting Period: 07/01/2012 - 06/30/2013                                      

Western Asset Investment Grade Defined Opprtunity Trust Inc.                   

                                                                                

                                                                                

                                                                                

 

 

 

 

 

 

========== Western Asset Investment Grade Defined Opportunity Trust  ===========

==========                           Inc.                            ===========

 

 

CITIGROUP INC.                                                                  

 

Ticker:       C              Security ID:  172967424                           

Meeting Date: APR 24, 2013   Meeting Type: Annual                              

Record Date:  FEB 25, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A.   ELECTION OF DIRECTOR: MICHAEL L. CORBAT For       For          Management

1B.   ELECTION OF DIRECTOR: FRANZ B. HUMER    For       For          Management

1C.   ELECTION OF DIRECTOR: ROBERT L. JOSS    For       For          Management

1D.   ELECTION OF DIRECTOR: MICHAEL E.        For       For          Management

      O'NEILL                                                                   

1E.   ELECTION OF DIRECTOR: JUDITH RODIN      For       For          Management

1F.   ELECTION OF DIRECTOR: ROBERT L. RYAN    For       For          Management

1G.   ELECTION OF DIRECTOR: ANTHONY M.        For       For          Management

      SANTOMERO                                                                

1H.   ELECTION OF DIRECTOR: JOAN E. SPERO     For       For          Management

1I.   ELECTION OF DIRECTOR: DIANA L. TAYLOR   For       For          Management

1J.   ELECTION OF DIRECTOR: WILLIAM S.        For       For          Management

      THOMPSON, JR.                                                            

1K.   ELECTION OF DIRECTOR: ERNESTO ZEDILLO   For       For          Management

      PONCE DE LEON                                                             

2.    PROPOSAL TO RATIFY THE SELECTION OF     For       For          Management

      KPMG LLP AS CITI'S INDEPENDENT                                           

      REGISTERED PUBLIC ACCOUNTING FIRM FOR                                    

      2013.                                                                    

3.    ADVISORY APPROVAL OF CITI'S 2012        For       For          Management

      EXECUTIVE COMPENSATION.                                                   

4.    AMENDMENT TO THE CITIGROUP 2009 STOCK   For       For          Management

      INCENTIVE PLAN (RELATING TO DIVIDEND                                     

      EQUIVALENTS).                                                             

5.    STOCKHOLDER PROPOSAL REQUESTING THAT    Against   Against      Shareholder

      EXECUTIVES RETAIN A SIGNIFICANT                                          

      PORTION OF THEIR STOCK UNTIL REACHING                                     

      NORMAL RETIREMENT AGE.                                                   

6.    STOCKHOLDER PROPOSAL REQUESTING A       Against   Against      Shareholder

      REPORT ON LOBBYING AND GRASSROOTS                                        

      LOBBYING CONTRIBUTIONS.                                                  

7.    STOCKHOLDER PROPOSAL REQUESTING THAT    Against   Against      Shareholder

      THE BOARD INSTITUTE A POLICY TO MAKE                                     

      IT MORE PRACTICAL TO DENY                                                

      INDEMNIFICATION FOR DIRECTORS.                                           

 

========== END NPX REPORT


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)

Western Asset Investment Grade Defined Opportunity Trust Inc.

 

 

By (Signature and Title)*

/s/ Kenneth D. Fuller

 

Kenneth D. Fuller

 

Chairman, President and Chief Executive Officer

 

 

Date

August 16, 2013

 


* Print the name and title of each signing officer under his or her signature.