Edgar Filing: BUTLER JOHN C JR

Ownership Submission

FORM 5

	Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
	Form 3 Holdings Reported
	Form 4 Transactions Reported

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person ^*

BUTLER JOHN C JR

2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [NC]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

__X__ Director	_____ 10% Owner
__X__ Officer (give title below)	__X__ Other (specify below)
President & CEO / Member of a Group

(Last)

(First)

(Middle)

NACCO INDUSTRIES, INC.,Â 5875 LANDERBROOK DRIVE, STE. 220

3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2018

(Street)

MAYFIELD HEIGHTS,Â OHÂ 44124

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Reporting
(check applicable line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	11/08/2018	Â	G	102	A	$ 0 ⁽¹⁾	11,750	I	By RAII/Spouse ⁽²⁾
Class A Common Stock	11/08/2018	Â	G	205	A	$ 0 ⁽¹⁾	7,839	I	By RAII ⁽³⁾
Class A Common Stock	11/08/2018	Â	G	205	D	$ 0 ⁽¹⁾	11,750	I	By RAII/Spouse ⁽²⁾
Class A Common Stock	11/08/2018	Â	G	205	A	$ 0 ⁽¹⁾	8,416	I	By RAII/Child 1 ⁽⁴⁾
Class A Common Stock	11/08/2018	Â	G	205	A	$ 0 ⁽¹⁾	8,572	I	By RAII/Child 2 ⁽⁴⁾
Class A Common Stock	11/08/2018	Â	G	205	D	$ 0 ⁽¹⁾	11,750	I	By RAII/Spouse ⁽²⁾
Class A Common Stock	Â	Â	Â	Â	Â	Â	4,083	I	By Trust-Child 1 ⁽⁵⁾
Class A Common Stock	Â	Â	Â	Â	Â	Â	3,927	I	By Trust-Child 2 ⁽⁵⁾
Class A Common Stock	Â	Â	Â	Â	Â	Â	68,094	I	By Spouse/Trust ⁽⁶⁾
Class A Common Stock	Â	Â	Â	Â	Â	Â	2,800	I	By IRA ⁽⁷⁾
Class A Common Stock	Â	Â	Â	Â	Â	Â	100,319	I	By Trust ⁽⁸⁾

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

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SEC 2270 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Class B Common Stock

Â ⁽¹⁾

Class A Common Stock

69,458

By Spouse/RAI ⁽⁹⁾

Class B Common Stock

Â ⁽¹⁾

Class A Common Stock

41,827

to Spouse by RAIV (B)

Class B Common Stock

Â ⁽¹⁾

Class A Common Stock

9,195

By Spouse/Trust ⁽⁶⁾

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
BUTLER JOHN C JR NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS,Â OHÂ 44124	Â X	Â	Â President & CEO	Member of a Group

Signatures

/s/ Jesse L. Adkins, attorney-in-fact		02/14/2019
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	N/A
(2)	Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
(3)	Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
(4)	Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
(5)	Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
(6)	Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
(7)	Held in an Individual Retirement Account for the benefit of the Reporting Person.
(8)	Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
(9)	Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.

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