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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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Connecticut
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06-0854886
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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Title of Each Class
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Name of Each Exchange on Which Registered
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Common Stock, par value $.01
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The Nasdaq Stock Market LLC
(NASDAQ Global Select Market)
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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☐ (Do not check if a smaller reporting company)
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Smaller reporting company
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ITEM 15.
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EXHIBITS, FINANCIAL STATEMENT SCHEDULES
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Joint Venture Framework Agreement dated November 20, 2013 between the Company and Dai Nippon Printing Co., Ltd*#
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Joint Venture Operating Agreement dated November 20, 2013 between the Company and Dai Nippon Printing Co., Ltd.*#
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Outsourcing Agreement dated November 20, 2013 between the Company, Dai Nippon Printing Co., Ltd and Photronics Semiconductor Mask Corporation.*#
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License Agreement dated November 20, 2013 between the Company and Photronics Semiconductor Mask Corporation.*#
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License Agreement dated November 20, 2013 between Dai Nippon Printing Co., Ltd and Photronics Semiconductor Mask Corporation.*#
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Margin Agreement dated November 20, 2013 between the Company, Dai Nippon Printing Co., Ltd and Photronics Semiconductor Mask Corporation.*#
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Merger Agreement dated January 16, 2014 between Photronics Semiconductor Mask Corporation and DNP Photomask Technology Taiwan Co. Ltd.*#
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Exhibit
Number
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Description
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10.19 | Joint Venture Framework Agreement dated November 20, 2013 between the Company and Dai Nippon Printing Co., Ltd*# | |
10.20 |
Joint Venture Operating Agreement dated November 20, 2013 between the Company and Dai Nippon Printing Co., Ltd.*#
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10.21 |
Outsourcing Agreement dated November 20, 2013 between the Company, Dai Nippon Printing Co., Ltd and Photronics Semiconductor Mask Corporation.*#
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10.22 |
License Agreement dated November 20, 2013 between the Company and Photronics Semiconductor Mask Corporation.*#
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10.23 |
License Agreement dated November 20, 2013 between Dai Nippon Printing Co., Ltd and Photronics Semiconductor Mask Corporation.*#
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10.24 |
Margin Agreement dated November 20, 2013 between the Company, Dai Nippon Printing Co., Ltd and Photronics Semiconductor Mask Corporation.*#
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10.25 |
Merger Agreement dated January 16, 2014 between Photronics Semiconductor Mask Corporation and DNP Photomask Technology Taiwan Co. Ltd.*#
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Certification of the Chief Executive Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002. * | ||
Certification of the Chief Financial Officer as required by Section 302 of the Sarbanes-Oxley Act of 2002.* |
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Confidential treatment has been granted with respect to certain provisions of this exhibit.
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*
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Filed herewith.
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Photronics, Inc.
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July 7, 2015
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By:
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/s/ Peter S. Kirlin
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Peter S. Kirlin
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Chief Executive Officer
(Principal Executive Officer)
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/s/ SEAN T. SMITH
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July 7, 2015
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Sean T. Smith
Senior Vice President
Chief Financial Officer
(Principal Accounting Officer/
Principal Financial Officer)
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By
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/s/ CONSTANTINE S. MACRICOSTAS
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July 7, 2015
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Constantine S. Macricostas
Executive Chairman of the Board
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By
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/s/ PETER S. KIRLIN
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July 7, 2015
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Peter S. Kirlin
Chief Executive Officer
Director
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By
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/s/ WALTER M. FIEDEROWICZ
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July 7, 2015
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Walter M. Fiederowicz
Director
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By
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/s/ JOSEPH A. FIORITA, JR.
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July 7, 2015
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Joseph A. Fiorita, Jr.
Director
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By
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/s/ LIANG-CHOO HSIA
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July 7, 2015
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Liang-Choo Hsia
Director
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By
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/s/ GEORGE MACRICOSTAS
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July 7, 2015
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George Macricostas
Director
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By
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/s/ MITCHELL G. TYSON
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July 7, 2015
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Mitchell G. Tyson
Director
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