UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Information to be Included in Statements Filed
Pursuant to Rule 13d-1(b), (c) and (d) and Amendments thereto
Filed Pursuant to Rule 13d-2(b)
Dealertrack Holdings, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
242309102
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(CUSIP Number)
December 31, 2005
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|_| Rule 13d-1(c)
|X| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 12
SCHEDULE 13G
Issuer: Dealertrack Holdings, Inc. CUSIP No.: 242309102
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1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners (23A SBIC), L.P.
13-3986302
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
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3. SEC Use Only
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4. Citizenship or Place of Organization Delaware
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Number of Shares 5. Sole Voting Power 5,612,821 shares of Common
Beneficially Owned Stock held in a voting
by Each Reporting trust, the trustee of which
Person With: has the voting power over
such shares except
1,763,965 (4.99% of the
35.350MM shares
outstanding) shares that
are voted by the reporting
person
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6. Shared Voting Power
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7. Sole Dispositive 5,612,821 shares of Common
Power Stock held in a voting
trust, the trustee of which
has the voting power over
such shares except
1,763,965 (4.99% of the
35.350MM shares
outstanding) shares that
are voted by the reporting
person
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8. Shared Dispositive
Power
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9. Aggregate Amount Beneficially Owned by 5,612,821 shares of Common
Each Reporting Person Stock held in a voting
trust, the trustee of which
has the voting power over
such shares except
1,763,965 (4.99% of the
35.350MM shares
outstanding) shares that
are voted by the reporting
person
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10. Check if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions)
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11. Percent of Class Represented by Amount in Row (9) 16.6%
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12. Type of Reporting Person (See Instructions) PN
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Page 2 of 12
SCHEDULE 13G
Issuer: Dealertrack Holdings, Inc. CUSIP No.: 242309102
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Item 1.
(a) Name of Issuer:
Dealertrack Holdings, Inc.
Address of Issuer's Principal Executive Offices:
1111 Marcus Avenue, Suite M04
Lake Success, NY 11042
Item 2.
(a) Name of Person Filing:
J.P. Morgan Partners (23A SBIC), L.P. ("JPMP 23A SBIC")
Supplemental information relating to the ownership and control of the
person filing this statement is included in Exhibit 2(a) attached hereto.
(b) Address of Principal Business Office or, if none, Residence:
1221 Avenue of the Americas
New York, New York 10020
(c) Citizenship:
Delaware
(d) Title of Class of Securities (of Issuer):
Common Stock
(e) CUSIP Number:
242309102
Item 3. If this statement is filed pursuant to ss. ss. 240. 13d-1(b) or 240.
13d-2(b) or (c), check whether the person filing is a:
Not applicable.
Item 4. Ownership
(a) Amount Beneficially Owned:
JPMP 23A SBIC: 5,612,821
(b) Percent of Class:
JPMP 23A SBIC: 16.6% (as of December 31, 2005)
(c) Number of shares as to which such person has:
(i) JPMP 23A SBIC: 5,612,821
Page 3 of 12
SCHEDULE 13G
Issuer: Dealertrack Holdings, Inc. CUSIP No.: 242309102
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(ii) Not applicable
(iii) JPMP 23A SBIC: 5,612,821
(iv) Not applicable
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
Not applicable.
Page 4 of 12
SCHEDULE 13G
Issuer: Dealertrack Holdings, Inc. CUSIP No.: 242309102
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 14, 2006
J.P. MORGAN PARTNERS (23A SBIC), L.P.
By: J.P. Morgan Partners (23A SBIC Manager)., Inc.,
Its General Partner
By: /s/ Jeffrey C. Walker
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Name: Jeffrey C. Walker
Title: President
Page 5 of 12
SCHEDULE 13G
Issuer: Dealertrack Holdings, Inc. CUSIP No.: 242309102
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EXHIBIT 2(a)
This statement is being filed by J.P. Morgan Partners (23A SBIC), L.P., a
Delaware limited partnership (hereinafter referred to as "JPMP (SBIC)"), whose
principal business office is located at 1221 Avenue of the Americas, New York,
New York 10020. JPMP (SBIC) is engaged in the venture capital and leveraged
buyout business. The general partner of JPMP (SBIC) is J.P. Morgan Partners (23A
SBIC Manager), Inc., a Delaware corporation (hereinafter referred to as "JPMP
Manager"), whose principal business office is located at the same address as
JPMP (SBIC), and is also indirectly (through JPMP SBIC) engaged in the venture
capital and leveraged buyout business. Set forth in Schedule A hereto and
incorporated herein by reference are the names, business addresses, principal
occupations and employments of each executive officer of JPMP Manager. As
general partner of JPMP (SBIC), JPMP Manager may be deemed to beneficially own
the shares held by JPMP (SBIC).
JPMP Manager is a wholly owned subsidiary of JPMorgan Chase Bank, National
Association, a National Banking Association (hereinafter referred to as "JPM
Chase Bank") which is engaged in the commercial banking business with its
principal office located at 270 Park Avenue, New York, New York 10017. Set forth
in Schedule B hereto and incorporated herein by reference and the names business
addresses, principal occupations and employments of each of each executive
officer and director of JPM Chase Bank. JPM Chase Bank is a wholly owned
subsidiary of JPMorgan Chase & Co., a Delaware corporation (hereinafter referred
to as "JP Morgan Chase") which is engaged (primarily through subsidiaries) in
the commercial banking business with its principal office located at 270 Park
Avenue, New York, New York 10017. Set forth in Schedule C hereto and
incorporated herein by reference are the names, business addresses, principal
occupations and employments of each executive officer and director of JPMorgan
Chase.
Page 6 of 12
SCHEDULE 13G
Issuer: Dealertrack Holdings, Inc. CUSIP No.: 242309102
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SCHEDULE A
J.P. Morgan Partners (23A SBIC Manager), Inc.
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Executive Officers(1)
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President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Stephen McKenna*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Kevin O'Brien*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuek*
Managing Director Lauren Tyler*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
Directors(1)
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Jeffrey C. Walker*
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(1) Each of whom is a United States citizen
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 7 of 12
SCHEDULE 13G
Issuer: Dealertrack Holdings, Inc. CUSIP No.: 242309102
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SCHEDULE B
J.P. MORGAN CHASE BANK, NATIONAL ASSOCIATION
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EXECUTIVE OFFICERS(1)
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Chairman of the Board William B. Harrison Jr.*
President and Chief Executive Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-CEO, Investment Bank Steven D. Black*
Chief Executive Officer and
Executive Vice President, Card Services Richard J. Srednicki*
Chief Financial Officer Michael J. Cavanagh*
Chief Administrative Officer Frank Bisignano *
Director of Human Resources John F. Bradley*
Co-General Counsel Joan Guggenheimer*
Chief Investment Officer Ina R. Drew *
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Treasury & Securities Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
MD & Co-CEO, Investment Bank William T. Winters*
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(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of JPMorgan Chase & Co.
Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
Page 8 of 12
SCHEDULE 13G
Issuer: Dealertrack Holdings, Inc. CUSIP No.: 242309102
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Directors(1)
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Principal Occupation or Employment;
Name Business or Residence Address
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William B. Harrison, Jr. Chairman and Chief Executive Office
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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James Dimon President and Chief Operating Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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David A. Coulter Chairman, West Coast Region
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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Michael J. Cavanaugh Chief Financial Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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Charles W. Scharf Head of Retail Financial Services
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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Don M. Wilson III Chief Risk Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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(1) Each of whom is a United States citizen.
Page 9 of 12
SCHEDULE 13G
Issuer: Dealertrack Holdings, Inc. CUSIP No.: 242309102
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SCHEDULE C
JPMORGAN CHASE & CO.
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EXECUTIVE OFFICERS(1)
---------------------
Chairman of the Board William B. Harrison Jr.*
President and Chief Executive Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-CEO, Investment Bank Steven D. Black*
Chief Executive Officer and
Executive Vice President, Card Services Richard J. Srednicki*
Chief Financial Officer Michael J. Cavanagh*
Chief Administrative Officer Frank Bisignano *
Director of Human Resources John F. Bradley*
Co-General Counsel Joan Guggenheimer*
Chief Investment Officer Ina R. Drew *
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Treasury & Securities Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
MD & Co-CEO, Investment Bank William T. Winters*
-----------------------------
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of JPMorgan Chase & Co.
Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
Page 10 of 12
SCHEDULE 13G
Issuer: Dealertrack Holdings, Inc. CUSIP No.: 242309102
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DIRECTORS(2)
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Name Principal Occupation or Employment;
Business or Residence Address
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Hans W. Becherer Retired Chairman of the Board and
Chief Executive Officer
Deere & Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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John H. Biggs Former Chairman and CEO
TIAA - CREF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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Lawrence A. Bossidy Retired Chairman of the Board
Honeywell International Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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Stephen B. Burke President
Comcast Cable Communications, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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James S. Crown President
Henry Crown and Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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James Dimon President and Chief Executive Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
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Ellen V. Futter President and Trustee
American Museum of Natural History
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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William H. Gray, III Retired President and Chief Executive Officer
The College Fund/UNCF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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(2) Each of whom is a United States citizen.
Page 11 of 12
SCHEDULE 13G
Issuer: Dealertrack Holdings, Inc. CUSIP No.: 242309102
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Name Principal Occupation or Employment;
Business or Residence Address
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William B. Harrison, Jr. Chairman of the Board
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
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Laban P. Jackson, Jr. Chairman and Chief Executive Officer
Clear Creek Properties, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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Lee R. Raymond Chairman of the Board and Chief Executive Officer
Exxon Mobil Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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John W. Kessler Owner
John W. Kessler Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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Robert I. Lipp Senior Advisor
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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Richard A. Monoogian Chairman and Chief Executive Officer
Masco Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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David C. Novak Chairman and Chief Executive Officer
Yum! Brands, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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William C. Weldon Chairman and Chief Executive Officer
Johnson & Johnson
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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Page 12 of 12