1
|
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Thomas W. Smith
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP
(a) ¨
(b) x
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS):
PF
and OO (Funds of Managed Accounts)
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D)
OR 2(E)
Not
Applicable
|
||
6
|
CITIZEN
OR PLACE OF ORGANIZATION
United
States
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
755,900
|
|
8
|
SHARED
VOTING POWER
1,609,415
|
||
9
|
SOLE
DISPOSITIVE POWER
840,900
|
||
10
|
SHARED
DISPOSITIVE POWER
1,609,415
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,450,315
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
Not
Applicable
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.1%
|
||
14
|
TYPE
OF REPORTING PERSON
IN
|
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Scott J. Vassalluzzo
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP (a)
¨
(b) x
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS):
PF
and OO (Funds of Managed Accounts)
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR
2(E)
Not
Applicable
|
||
6
|
CITIZEN
OR PLACE OF ORGANIZATION
United
States
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
9,000
|
|
8
|
SHARED
VOTING POWER
1,609,415
|
||
9
|
SOLE
DISPOSITIVE POWER
20,100
|
||
10
|
SHARED
DISPOSITIVE POWER
1,609,415
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,629,515
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
Not
Applicable
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.7%
|
||
14
|
TYPE
OF REPORTING PERSON
IN
|
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Steven M. Fischer
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP (a)
¨
(b) x
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS):
OO
(Funds of Managed Accounts)
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D)
OR 2(E)
Not
Applicable
|
||
6
|
CITIZEN
OR PLACE OF ORGANIZATION
United
States
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
0
|
|
8
|
SHARED
VOTING POWER
1,544,415
|
||
9
|
SOLE
DISPOSITIVE POWER
0
|
||
10
|
SHARED
DISPOSITIVE POWER
1,544,415
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,544,415
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
Not
Applicable
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.8%
|
||
14
|
TYPE
OF REPORTING PERSON
IN
|
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Idoya Partners L.P.
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP (a)
¨
(b) x
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS):
WC
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D)
OR 2(E)
Not
Applicable
|
||
6
|
CITIZEN
OR PLACE OF ORGANIZATION
New
York Limited Partnership
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
488,434
|
|
8
|
SHARED
VOTING POWER
0
|
||
9
|
SOLE
DISPOSITIVE POWER
488,434
|
||
10
|
SHARED
DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
488,434
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
Not
Applicable
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.0%
|
||
14
|
TYPE
OF REPORTING PERSON
PN
|
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Prescott Associates
L.P.
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP
(a) ¨
(b) x
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS):
WC
|
||
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D)
OR 2(E)
Not
Applicable
|
||
6
|
CITIZEN
OR PLACE OF ORGANIZATION
New
York Limited Partnership
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
1,014,675
|
|
8
|
SHARED
VOTING POWER
0
|
||
9
|
SOLE
DISPOSITIVE POWER
1,014,675
|
||
10
|
SHARED
DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,014,675
|
||
12
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
Not
Applicable
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.4%
|
||
14
|
TYPE
OF REPORTING PERSON
PN
|
Item 7.
|
Material
to Be Filed as Exhibits
|
|
1.
|
Agreement
relating to the joint filing of this statement on Schedule 13D/A dated
November 1, 2010.
|
|
2.
|
Letter
from Thomas W. Smith to the Special Committee of the Board of Directors of
Pre-Paid Legal Services, Inc. dated October 30,
2010.
|
/s/ Thomas W. Smith
|
|
Thomas
W. Smith
|
|
/s/ Scott J. Vassalluzzo
|
|
Scott
J. Vassalluzzo
|
|
/s/ Steven M. Fischer
|
|
Steven
M. Fischer
|
|
IDOYA
PARTNERS L.P.
|
|
/s/ Thomas W. Smith
|
|
By:
|
Thomas
W. Smith
|
Its:
|
General
Partner
|
PRESCOTT
ASSOCIATES L.P.
|
|
/s/ Thomas W. Smith
|
|
By:
|
Thomas
W. Smith
|
Its:
|
General
Partner
|
/s/ Thomas W. Smith
|
|
Thomas
W. Smith
|
|
|
|
/s/ Scott J. Vassalluzzo
|
|
Scott
J. Vassalluzzo
|
|
/s/ Steven M. Fischer
|
|
Steven
M. Fischer
|
|
IDOYA
PARTNERS L.P.
|
|
/s/ Thomas W. Smith
|
|
By:
|
Thomas
W. Smith
|
Its:
|
General
Partner
|
PRESCOTT
ASSOCIATES L.P.
|
|
/s/ Thomas W. Smith
|
|
By:
|
Thomas
W. Smith
|
Its:
|
General
Partner
|
Very
truly yours,
|
/s/
Thomas W. Smith
|
Thomas
W. Smith
|