1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock option granted 6/15/1998
|
Â
(1)
|
06/14/2008 |
Common stock
|
3,334
|
$
24
|
D
|
Â
|
Stock option granted 6/23/1999
|
Â
(1)
|
06/22/2009 |
Common stock
|
5,334
|
$
29.81
|
D
|
Â
|
Stock option granted 5/23/2000
|
Â
(1)
|
05/22/2007 |
Common stock
|
8,000
|
$
43.75
|
D
|
Â
|
Stock option granted 4/1/2003
|
Â
(1)(2)
|
03/31/2005 |
Common stock
|
10,000
|
$
15.48
|
D
|
Â
|
Stock option granted 7/28/04
|
Â
(1)(2)
|
07/27/2011 |
Common stock
|
30,000
|
$
21.36
|
D
|
Â
|
Stock option granted 9/15/04
|
Â
(1)
|
09/14/2011 |
Common stock
|
15,000
|
$
21.84
|
D
|
Â
|
Stock option granted 6/17/05
|
Â
(3)
|
06/16/2012 |
Common stock
|
30,000
|
$
16.56
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Option becomes exercisable in 33 1/3% increments on the first, second and third anniversaries of the grant date. |
(2) |
On 4/12/05, the Compensation Committee of Veeco's Board of Directors approved the acceleration of vesting of unvested stock options granted prior to 9/1/04 having an exercise price greater than $15.26, the closing price of Veeco's common stock on the last trading day before the Committee approved the acceleration. As a result, all of these options became immediately exerciseable. |
(3) |
100% of this option grant is exercisable on 12/17/05, the six-month anniversary of the date of the option grant. Shares underlying the option are restricted from transfer, with the restriction lapsing on the second anniversary of the date of the option grant (6/17/07). |