UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | 12/02/2003(1) | 12/13/2012 | Common | 28,000 (2) | $ 4.25 | D | Â |
Employee Stock Option (Right to Buy) | 06/01/2004(1) | 06/01/2013 | Common | 10,000 | $ 4.25 | D | Â |
Employee Stock Option (Right to Buy) | 06/01/2005(1) | 07/20/2014 | Common | 5,000 | $ 13.3 | D | Â |
Employee Stock Option (Right to Buy) | 06/01/2006(1) | 07/28/2015 | Common | 5,000 | $ 20.25 | D | Â |
Employee Stock Option (Right to Buy) | 06/01/2007(1) | 06/08/2013 | Common | 10,000 | $ 23.75 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shine Robert John Jr C/O CUTERA, INC. 3240 BAYSHORE BLVD. BRISBANE, CA 94005 |
 |  |  VP of International |  |
/s/ Robert John Shine Jr | 10/24/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option vests according to the following schedule: 1/4 upon the date exercisable and 1/48 per month thereafter. |
(2) | The original option grant for 60,000 shares was partially exercised for 2,000 shares on December 1, 2004, 2,000 shares on January 3, 2005, 1,500 shares on January 26, 2005, 1,500 shares on January 27, 2005, 2,000 shares on February 1, 2005, 2,000 shares on March 1, 2005, 2,000 shares on April 1, 2005, 2,000 shares on May 2, 2005, 2,000 shares on June 1, 2005, 2,000 shares on July 1, 2005, 3,000 shares on July 28, 2005, 2,000 shares on August 1, 2005, 6,000 shares on September 1, 2005 and 2,000 shares on November 7, 2005. |