1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(3)
|
06/20/2017 |
Common Stock
|
12,720
|
$
16.55
|
I
|
See footnote
(2)
|
Stock Option (Right to Buy)
|
Â
(3)
|
05/21/2018 |
Common Stock
|
24,000
|
$
15.59
|
I
|
See footnote
(2)
|
Stock Option (Right to Buy)
|
Â
(3)
|
07/25/2015 |
Common Stock
|
466,666
|
$
1.82
|
I
|
See footnote
(2)
|
Stock Option (Right to Buy)
|
Â
(3)
|
12/13/2016 |
Common Stock
|
45,832
|
$
5.13
|
I
|
See footnote
(2)
|
Stock Option (Right to Buy)
|
Â
(3)
|
03/18/2018 |
Common Stock
|
75,000
|
$
12.97
|
I
|
See footnote
(2)
|
Stock Option (Right to Buy)
|
Â
(3)
|
04/12/2017 |
Common Stock
|
55,000
|
$
8.25
|
I
|
See footnote
(2)
|
Stock Option (Right to Buy)
|
Â
(3)
|
09/28/2016 |
Common Stock
|
349,999
|
$
1.65
|
I
|
See footnote
(2)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 62,502 shares beneficially owned by the Stockholders as of October 9, 2009 that are subject to repurchase by the Issuer. |
(2) |
The Reporting Person has entered into voting agreements (the "Voting Agreements"), dated October 12, 2009, with certain stockholders of the Issuer (the "Stockholders"), which provide the Reporting Person with a limited right to vote each of the 14,644,684 shares of the Issuer's common stock beneficially owned by the Stockholders and shares of the Issuer's common stock with respect to which the Stockholders thereafter acquire beneficial ownership in matters related to a proposed merger between the Issuer and a wholly-owned subsidiary of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of these shares. The form of Voting Agreement is incorporated by reference from Exhibit 10.1 to the Current Report on Form 8-K dated October 12, 2009 and filed by the Issuer with the Securities and Exchange Commission on October 14, 2009. |
(3) |
Reflects shares issuable upon exercise of options exercisable within 60 days of October 9, 2009. |