UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (1) | Â (1) | Common Stock | 8,670 (2) | $ 8.38 | D | Â |
Stock Option (Right to Buy) | Â (3) | Â (3) | Common Stock | 8,670 (2) | $ 4.45 | D | Â |
Stock Option (Right to Buy) | Â (4) | Â (4) | Common Stock | 16,515 (2) | $ 4.45 | D | Â |
Stock Option (Right to Buy) | Â (5) | Â (5) | Common Stock | 16,515 (2) | $ 1.82 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NUSSBACHER KENNETH J C/O FLUIDIGM CORPORATION 7000 SHORELINE COURT SUITE 100 SOUTH SAN FRANCISCO, CA 94080 |
 X |  |  |  |
/s/ Gajus V. Worthington, attorney-in-fact | 02/09/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1/12th of the shares subject to such Option shall vest on each monthly anniversary of January 28, 2011 (the "Vesting Commencement Date"), such that the Option will be fully vested on the first annual anniversary of the Vesting Commencement Date. The Option shall expire on January 6, 2021. |
(2) | Reflects a 1-for-1.73 reverse stock split of the Issuer's outstanding shares effected February 3, 2011. |
(3) | The Option fully vested on January 28, 2011 and shall expire on December 27, 2017. |
(4) | This Option was originally granted on December 28, 2007 and re-granted on December 23, 2009 as part of the Issuer's repricing. 12,042 shares subject to the Option were vested as of the re-grant date and thereafter 344 shares vested monthly. The Option fully vested on January 1, 2011 and shall expire on December 27, 2017. |
(5) | The Option fully vested on October 1, 2006 and shall expire on March 10, 2013. |
 Remarks: Exhibit 24 - Power of Attorney |