1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(1)
|
07/01/2012 |
Common Stock
|
40,000
|
$
0.75
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
07/01/2012 |
Common Stock
|
8,000
|
$
0.75
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
03/02/2014 |
Common Stock
|
9,600
|
$
0.75
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
08/25/2014 |
Common Stock
|
12,400
|
$
0.75
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
10/31/2015 |
Common Stock
|
30,000
|
$
0.75
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
02/22/2017 |
Common Stock
|
41,800
|
$
1.4
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(7)
|
08/21/2017 |
Common Stock
|
88,699
|
$
1.4
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(8)
|
04/22/2019 |
Common Stock
|
45,999
|
$
1.4
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(9)
|
12/31/2019 |
Common Stock
|
20,000
|
$
1.4
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(10)
|
12/31/2019 |
Common Stock
|
20,000
|
$
1.4
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on June 3, 2003; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(2) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on July 1, 2003; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(3) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on January 1, 2005; excercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(4) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on August 25, 2005; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(5) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on October 31, 2006; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(6) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on August 31, 2007; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(7) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on June 15, 2008; exercisable with respect to an additional 1/36th of the remaining shares each month thereafter |
(8) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on November 18, 2009; exercisable with respect to an additional 1/36th of the remaning shares subject to this option each month thereafter |
(9) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on December 31, 2010; exercisable with respect to an additional 1/36th of the remaining shares each month thereafter |
(10) |
Subject to continuous service, 100% of the shares subject to this option vest on the earliest of December 31, 2018, the effective date of the registration statement, or when the Company is acquired |