UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | 11/07/2005 | 11/06/2012 | Common Shares | 10,000 | $ 23.925 | D | Â |
Stock Appreciation Right | 11/19/2006 | 11/18/2013 | Common Shares | 24,000 | $ 29.08 | D | Â |
Stock Option (right to buy) | 12/01/2007 | 12/01/2014 | Common Shares | 20,000 | $ 34.5 | D | Â |
Stock Option (right to buy) | 10/12/2008 | 10/12/2015 | Common Shares | 22,600 | $ 42.505 | D | Â |
Performance Shares | Â (1) | 04/01/2007 | Common Shares | 10,000 | $ (1) | D | Â |
Stock Option (right to buy) | 10/11/2009 | 10/11/2016 | Common Shares | 13,000 | $ 45.88 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SANDERS BARRY W C/O THE SCOTTS MIRACLE-GRO COMPANY 14111 SCOTTSLAWN ROAD MARYSVILLE, OH 43041 |
 |  |  EVP Global Tech and Operations |  |
Kathy L. Uttley as attorney-in-fact for Barry W. Sanders | 01/31/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each performance share represents a contingent right to receive one common share of The Scotts Miracle-Gro Company. The performance shares will vest on April 1, 2007 if Mr. Sanders has established FY06 and FY07 strategic goals and metrics for his Business Unit. |