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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 32.98 | 02/07/2005 | M | 3,296 (3) | 07/01/1997(4) | 06/30/2006 | PepsiCo, Inc. Common Stock | 3,296 | $ 0 (5) | 0 | D | ||||
Employee Stock Option (right to buy) | $ 29.44 | 02/07/2005 | M | 114,639 (6) | 02/01/2000 | 01/25/2006 | PepsiCo, Inc. Common Stock | 114,639 | $ 0 (5) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
REINEMUND STEVEN 700 ANDERSON HILL ROAD700 ANDERSON HILL PURCHASE, NY 10577 |
X | Chairman and CEO |
Steven S Reinemund | 02/08/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects number of shares held under the reporting person's account in the PepsiCo 401(k) Plan as of 02/07/2005. |
(2) | The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
(3) | These securities were previously reported on Form 5 filed December 1996 as covering 3,061 shares. The number of shares was adjus ted to reflect a corporate spin-off on October 10, 1997. |
(4) | Twenty percent of these options became exercisable one year after the grant date, and an additional twenty percent became exercis able each year thereafter. |
(5) | There is no price for this derivative security. |
(6) | These securities were previously reported on Form 5 filed December 1996 as covering 106,512 shares. The number of shares was adj usted to reflect a corporate spin-off on October 10, 1997. |