UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
First PacTrust Bancorp, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Maryland | 04-3639825 | |
(State of incorporation or organization) | (IRS Employer Identification No.) | |
18500 Von Karman Ave, Suite 900 Irvine, California |
92612 | |
(Address of Principal Executive Offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class |
Name of Each Exchange on Which | |
Depositary Shares each representing a 1/40th interest in a share of 8.00% Non-Cumulative Perpetual Preferred Stock, Series C |
The NASDAQ Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x.
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ¨
Securities Act registration statement file number to which this form relates: 333-170622
Securities to be registered pursuant to Section 12(g) of the Act: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. | Description of Registrants Securities to be Registered. |
The securities to be registered hereby are depositary shares (the Depositary Shares) of First PacTrust Bancorp, Inc., a Maryland corporation (the Registrant), each representing a 1/40th interest in a share of the Registrants 8.00% Non-Cumulative Perpetual Preferred Stock, Series C, par value $0.01 per share, with a liquidation preference of $1,000 per share (equivalent to $25.00 per Depositary Share). The descriptions set forth under the captions Description of the Preferred Stock and Description of the Depositary Shares in the prospectus supplement dated June 5, 2013, filed with the Securities and Exchange Commission (the SEC) on June 6, 2013 pursuant to Rule 424(b)(5) under the Securities Act of 1933, as amended, to the prospectus in the Registration Statement on Form S-3 (No. 333-170622) of the Registrant, filed with the SEC on November 23, 2010, are each incorporated herein by reference.
Item 2. | Exhibits. |
3.1 | Articles of Incorporation of the Registrant (incorporated herein by reference to Exhibit 3.1 to the Registrants Registration Statement on Form S-1 filed March 28, 2002) | |
3.2 | Articles Supplementary to the Charter of the Registrant for the Registrants Class B Non-Voting Common Stock (incorporated herein by reference to Exhibit 3.1 to the Registrants Current Report on Form 8-K/A filed November 16, 2010) | |
3.3 | Articles of Amendment to the Charter of the Registrant (incorporated herein by reference to Exhibit 3.1 to the Registrants Current Report on Form 8-K filed March 4, 2011) | |
3.4 | Articles of Amendment to the Articles Supplementary to the Charter of the Registrant for the Registrants Class B Non-Voting Common Stock (incorporated herein by reference to Exhibit 3.1 to the Registrants Current Report on Form 8-K filed May 12, 2011) | |
3.5 | Articles Supplementary to the Charter of the Registrant for the Registrants Senior Non-Cumulative Perpetual Preferred Stock, Series A (incorporated herein by reference to Exhibit 3.1 to the Registrants Current Report on Form 8-K filed August 30, 2011) | |
3.6 | Articles Supplementary to the Charter of the Registrant for the Registrants 8.00% Non-Cumulative Perpetual Preferred Stock, Series C (incorporated herein by reference to Exhibit 3.1 of the Registrants Current Report on Form 8-K filed June 12, 2013) |
3.7 | Bylaws of the Registrant, as amended to date as of June 12, 2013 (incorporated herein by reference to Exhibit 3.2 of the Registrants Current Report on Form 8-K filed June 12, 2013) | |
4.1 | Form of certificate representing the Registrants 8.00% Non-Cumulative Perpetual Preferred Stock, Series C (incorporated herein by reference to Exhibit 4.1 of the Registrants Current Report on Form 8-K filed June 12, 2013) | |
4.2 | Deposit Agreement, dated as of June 12, 2013, among the Registrant, Registrar and Transfer Company and the holders from time to time of the depositary receipts described therein (incorporated by reference to Exhibit 4.2 of the Registrants Current Report on Form 8-K filed June 12, 2013) | |
4.3 | Form of depositary receipt representing the Depositary Shares (included as part of Exhibit 4.2 and incorporated herein by reference to Exhibit 4.3 of the Registrants Current Report on Form 8-K filed June 12, 2013) | |
4.4 | Senior Debt Securities Indenture, dated as of April 23, 2012, between the Registrant and U.S. Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.1 of the Registrants Current Report on Form 8-K filed April 23, 2012) | |
4.5 | Supplemental Indenture, dated as of April 23, 2012, between the Registrant and U.S. Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.2 of the Registrants Current Report on Form 8-K filed April 23, 2012) | |
4.6 | Form of 7.50% Senior Notes due April 15, 2020 (incorporated herein by reference to Exhibit 4.3 of the Registrants Current Report Form 8-K filed April 23, 2012) |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: June 12, 2013 | FIRST PACTRUST BANCORP, INC. | |||||
By: | /s/ Richard Herrin | |||||
Name: Richard Herrin | ||||||
Title: Executive Vice President, Chief Administrative Officer and Corporate Secretary |
EXHIBIT INDEX
Number |
Description |
Method of Filing | ||
3.1 | Articles of Incorporation of the Registrant | Incorporated by reference to Exhibit 3.1 to the Registrants Registration Statement on Form S-1 filed March 28, 2002 | ||
3.2 | Articles Supplementary to the Charter of the Registrant for the Registrants Class B Non-Voting Common Stock | Incorporated by reference to Exhibit 3.1 to the Registrants Current Report on Form 8-K/A filed November 16, 2010 | ||
3.3 | Articles of Amendment to the Charter of the Registrant | Incorporated by reference to Exhibit 3.1 to the Registrants Current Report on Form 8-K filed March 4, 2011 | ||
3.4 | Articles of Amendment to the Articles Supplementary to the Charter of the Registrant for the Registrants Class B Non-Voting Common Stock | Incorporated by reference to Exhibit 3.1 to the Registrants Current Report on Form 8-K filed May 12, 2011 | ||
3.5 | Articles Supplementary to the Charter of the Registrant for the Registrants Senior Non-Cumulative Perpetual Preferred Stock, Series A | Incorporated by reference to Exhibit 3.1 to the Registrants Current Report on Form 8-K filed August 30, 2011 | ||
3.6 | Articles Supplementary to the Charter of the Registrant for the Registrants 8.00% Non-Cumulative Perpetual Preferred Stock, Series C | Incorporated by reference to Exhibit 3.1 of the Registrants Current Report on Form 8-K filed June 12, 2013 | ||
3.7 | Bylaws of the Registrant, as amended to date as of June 12, 2013 | Incorporated by reference to Exhibit 3.2 of the Registrants Current Report on Form 8-K filed June 12, 2013 | ||
4.1 | Form of certificate representing the Registrants 8.00% Non-Cumulative Perpetual Preferred Stock, Series C | Incorporated by reference to Exhibit 4.1 of the Registrants Current Report on Form 8-K filed June 12, 2013 | ||
4.2 | Deposit Agreement, dated as of June 12, 2013, among the Registrant, Registrar and Transfer Company and the holders from time to time of the depositary receipts described therein | Incorporated by reference to Exhibit 4.2 of the Registrants Current Report on Form 8-K filed June 12, 2013 |
4.3 | Form of depositary receipt representing the Depositary Shares (included as part of Exhibit 4.2) | Incorporated by reference to Exhibit 4.3 of the Registrants Current Report on Form 8-K filed June 12, 2013 | ||
4.4 | Senior Debt Securities Indenture, dated as of April 23, 2012, between the Registrant and U.S. Bank National Association, as Trustee | Incorporated by reference to Exhibit 4.1 of the Registrants Current Report on Form 8-K filed April 23, 2012 | ||
4.5 | Supplemental Indenture, dated as of April 23, 2012, between the Registrant and U.S. Bank National Association, as Trustee | Incorporated by reference to Exhibit 4.2 of the Registrants Current Report on Form 8-K filed April 23, 2012 | ||
4.6 | Form of 7.50% Senior Notes due April 15, 2020 | Incorporated by reference to Exhibit 4.3 of the Registrants Current Report Form 8-K filed April 23, 2012 |