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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LOEWENBAUM G WALTER II 333 THREE D SYSTEMS CIRCLE ROCK HILL, SC 29730 |
X |
/s/ Andrew M. Johnson, Attorney-in-Fact | 06/18/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4 is amended to add the 2,064 shares awarded to Mr. Loewenbaum on May 21, 2013. The original Form filed June 5, 2013 reflected an incorrect balance. |
(2) | Mr. Loewenbaum transferred 124,402 shares from The GWL3D 2010 Annuity Trust and 124,400 from the LSL3D 2010 Annuity Trust to Elizabeth Scott Loewenbaum. This did not change his total beneficial ownership of the transaction date. This transfer reduced the shares held in the GWL3D 2010 Annuity Trust and the LSL3D 2010 Annuity Trust to zero. |
(3) | The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. |
(4) | Mr. Loewenbaum serves as Trustee. |
(5) | Mr. Loewenbaum transferred 124,401 shares from The GWL3D 2010 Annuity Trust and 124,400 from the LSL3D 2010 Annuity Trust to the Anna Loewenbaum Hargrove 2010 Trust. This did not change his total beneficial ownership of the transaction date. This transfer reduced the shares held in the GWL3D 2010 Annuity Trust and the LSL3D 2010 Annuity Trust to zero. |
(6) | Mr. and Mrs. Loewenbaum serve as Trustees. |
(7) | Mr. and Mrs. Loewenbaum are the general partners. |
(8) | The limited liability company is owned 100% by Mr. Loewenbaum. |