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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase Class A Common Stock | $ 3.04 | 12/29/2006 | D(1) | 150,000 | (2) | 12/09/2012 | Class A Common Stock | 150,000 | (1) | 0 | D | ||||
Option to Purchase Class A Common Stock | $ 3.6 | 12/29/2006 | A(1) | 150,000 | (2) | 12/09/2012 | Class A Common Stock | 150,000 | (1) | 150,000 | D | ||||
Option to Purchase Class A Common Stock | $ 21.13 | 12/29/2006 | D(3) | 35,000 | (4) | 06/22/2008 | Class A Common Stock | 35,000 | (3) | 0 | D | ||||
Option to Purchase Class A Common Stock | $ 25.75 | 12/29/2006 | A(3) | 35,000 | (4) | 06/22/2008 | Class A Common Stock | 35,000 | (3) | 35,000 | D | ||||
Option to Purchase Class A Common Stock | $ 23.75 | 12/29/2006 | D(3) | 75,000 | (5) | 12/01/2008 | Class A Common Stock | 75,000 | (3) | 0 | D | ||||
Option to Purchase Class A Common Stock | $ 25.75 | 12/29/2006 | A(3) | 75,000 | (5) | 12/01/2008 | Class A Common Stock | 75,000 | (3) | 75,000 | D | ||||
Option to Purchase Class A Common Stock | $ 23.81 | 12/29/2006 | D(3) | 60,000 | (6) | 11/11/2009 | Class A Common Stock | 60,000 | (3) | 0 | D | ||||
Option to Purchase Class A Common Stock | $ 53.62 | 12/29/2006 | A(3) | 60,000 | (6) | 11/11/2009 | Class A Common Stock | 60,000 | (3) | 60,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOSKOWITZ STEVEN J 116 HUNTINGTON AVENUE BOSTON, MA 02116 |
President, U.S. Operations |
/s/ Nathaniel B. Sisitsky (as attorney-in-fact) | 01/02/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 29, 2006, pursuant to a tender offer conducted by the issuer, the reporting person voluntarily amended an option granted December 9, 2002 to increase the exercise price from $3.04 to $3.60. For Section 16(a) purposes, the reporting person is reporting this amendment as a cancellation of the original option and the grant of a replacement option. The reporting person received no consideration in connection with this amendment. |
(2) | This option was granted pursuant to the 1997 Stock Option Plan, as amended, and is exercisable in 25% cumulative annual increments beginning December 9, 2003. |
(3) | On December 29, 2006, the reporting person voluntarily amended an option granted June 22, 1998 to increase the exercise price from $21.13 to $25.75, an option granted December 1, 1998 to increase the exercise price from $23.75 to $25.75, and an option granted November 11, 1999 to increase the exercise price from $23.81 to $53.62. For Section 16(a) purposes, the reporting person is reporting these amendments as a cancellation of the original option and the grant of a replacement option. The reporting person received no consideration in connection with these amendments. |
(4) | This option was granted pursuant to the 1997 Stock Option Plan, as amended, and is exercisable in 20% cumulative annual increments beginning June 22, 1999. |
(5) | This option was granted pursuant to the 1997 Stock Option Plan, as amended, and is exercisable in 20% cumulative annual increments beginning December 1, 1999. |
(6) | This option was granted pursuant to the 1997 Stock Option Plan, as amended, and is exercisable in 20% cumulative annual increments beginning November 11, 2000. |