UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-02363

Cornerstone Total Return Fund, Inc.
(Exact name of registrant as specified in charter)

48 Wall Street    New York, NY
10005
(Address of principal executive offices)
(Zip code)

Frank J. Maresca

AST Fund Solutions, LLC  48 Wall Street  New York, NY 10005
(Name and address of agent for service) 

Registrant's telephone number, including area code: (866) 668-6558

Date of fiscal year end: December 31

Date of reporting period: September 30, 2017

Item 1. Schedule of Investments.
 
CORNERSTONE TOTAL RETURN FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2017 (Unaudited)
 
Description
 
No. of Shares
   
Value
 
EQUITY SECURITIES - 99.37%
           
CLOSED-END FUNDS - 20.75%
 
CORE - 6.72%
 
Adams Diversified Equity Fund, Inc.
   
326,725
   
$
4,969,487
 
General American Investors Company, Inc.
   
113,392
     
4,083,246
 
Liberty All-Star Equity Fund
   
753,639
     
4,544,443
 
Royce Micro-Cap Trust, Inc.
   
150,275
     
1,409,579
 
Royce Value Trust
   
24,952
     
393,992
 
Source Capital, Inc.
   
21,821
     
883,969
 
Sprott Focus Trust, Inc.
   
62,266
     
481,316
 
Tri-Continental Corporation
   
103,395
     
2,641,742
 
             
19,407,774
 
DEVELOPED MARKET - 0.80%
 
Aberdeen Singapore Fund, Inc.
   
47,257
     
549,126
 
Japan Smaller Capitalization Fund, Inc.
   
69,280
     
870,850
 
Morgan Stanley Asia-Pacific Fund, Inc.
   
23,146
     
399,037
 
New Germany Fund, Inc. (The)
   
18,171
     
337,454
 
Swiss Helvetia Fund, Inc. (The)
   
13,124
     
166,937
 
 
           
2,323,404
 
EMERGING MARKETS - 4.39%
 
Aberdeen Chile Fund, Inc.
   
34,408
     
288,683
 
Central Europe, Russia and Turkey Fund, Inc. (The )
   
37,121
     
916,889
 
India Fund, Inc. (The)
   
81,886
     
2,190,450
 
Latin American Discovery Fund, Inc. (The)
   
12,736
     
153,851
 
Mexico Equity & Income Fund Inc. *
   
23,635
     
275,348
 
Mexico Fund, Inc. (The)
   
78,579
     
1,349,987
 
Morgan Stanley China A Share Fund, Inc.
   
121,400
     
2,896,604
 
Morgan Stanley Emerging Markets Fund, Inc.
   
23,288
     
406,143
 
Morgan Stanley India Investment Fund, Inc.
   
28,828
     
988,483
 
Templeton Dragon Fund, Inc.
   
38,480
     
800,384
 
Templeton Emerging Markets Fund
   
145,796
     
2,408,550
 
 
           
12,675,372
 
ENERGY MLP - 0.42%
 
Kayne Anderson Midstream/Energy Fund, Inc.
   
72,242
     
1,061,957
 
Neuberger Berman MLP Income Fund Inc.
   
16,300
     
154,850
 
 
           
1,216,807
 
 
See accompanying notes to schedule of investments.

CORNERSTONE TOTAL RETURN FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2017 (Unaudited)
 
GLOBAL - 1.45%
 
Alpine Global Total Dynamic Dividend Fund
   
27,150
    $
244,350
 
Delaware Enhanced Global Dividend and Income Fund
   
30,324
     
359,643
 
Gabelli Global Small and Mid Cap Value Trust (The)
   
28,520
     
376,749
 
GDL Fund (The)
   
96,213
     
982,335
 
Lazard Global Total Return & Income Fund, Inc.
   
34,860
     
584,254
 
Lazard World Dividend & Income Fund, Inc.
   
4,760
     
53,931
 
Royce Global Value Trust, Inc.
   
50,533
     
523,017
 
Voya Infrastructure, Industrials and Materials Fund
   
64,640
     
1,062,035
 
             
4,186,314
 
GLOBAL INCOME - 0.05%
 
Legg Mason BW Global Income Opportunities Fund Inc.
   
10,100
     
135,744
 
   
INCOME & PREFERRED STOCK - 0.41%
 
LMP Capital and Income Fund Inc.
   
80,839
     
1,175,399
 
 
               
NATURAL RESOURCES - 2.59%
 
Adams Natural Resources Fund, Inc.
   
193,802
     
3,808,209
 
BlackRock Resources & Commodities Strategy Trust
   
415,503
     
3,693,822
 
             
7,502,031
 
PACIFIC EX JAPAN - 0.15%
 
Thai Fund, Inc. (The)
   
43,653
     
425,180
 
 
               
REAL ESTATE - 2.01%
 
Alpine Global Premier Properties Fund
   
400,001
     
2,652,007
 
CBRE Clarion Global Real Estate Income Fund
   
322,144
     
2,544,938
 
RMR Real Estate Income Fund
   
31,211
     
602,996
 
             
5,799,941
 
SECTOR EQUITY - 0.18%
 
Gabelli Healthcare & WellnessRx Trust
   
37,552
     
379,651
 
Nuveen Real Asset Income and Growth Fund
   
8,200
     
147,518
 
             
527,169
 
UTILITY - 1.55%
 
Cohen & Steers Infrastructure Fund, Inc.
   
85,913
     
1,975,999
 
Reaves Utility Income Fund
   
78,739
     
2,496,026
 
             
4,472,025
 
 
See accompanying notes to schedule of investments.

CORNERSTONE TOTAL RETURN FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2017 (Unaudited)
 
VALUE - 0.03%
 
Gabelli Dividend & Income Trust
   
4,177
    $
93,523
 
                 
TOTAL CLOSED-END FUNDS
           
59,940,683
 
                 
CONSUMER DISCRETIONARY - 9.66%
               
Amazon.com, Inc. *
   
3,400
     
3,268,590
 
Charter Communications, Inc. *
   
3,500
     
1,271,970
 
Comcast Corporation - Class A
   
103,000
     
3,963,440
 
Delphi Automotive PLC
   
3,000
     
295,200
 
Ford Motor Company
   
54,400
     
651,168
 
General Motors Company
   
18,000
     
726,840
 
Home Depot, Inc. (The)
   
25,000
     
4,089,000
 
Lowe's Companies, Inc. 
   
17,000
     
1,358,980
 
McDonald's Corporation
   
16,600
     
2,600,888
 
Netflix, Inc. *
   
9,000
     
1,632,150
 
Newell Brands Inc.
   
11,000
     
469,370
 
NIKE, Inc. 
   
28,000
     
1,451,800
 
Royal Caribbean Cruises Ltd.
   
4,500
     
533,430
 
Starbucks Corporation
   
30,000
     
1,611,300
 
Time Warner, Inc.
   
7,000
     
717,150
 
TJX Companies, Inc. (The)
   
9,000
     
663,570
 
Twenty-First Century Fox, Inc.
   
8,500
     
219,215
 
Walt Disney Company (The)
   
21,500
     
2,119,255
 
Yum! Brands, Inc.
   
3,500
     
257,635
 
             
27,900,951
 
CONSUMER STAPLES - 5.91%
               
Altria Group, Inc.
   
29,000
     
1,839,180
 
Archer-Daniels-Midland Company
   
8,000
     
340,080
 
British American Tobacco p.l.c. - ADR
   
7,364
     
459,882
 
Clorox Company (The)
   
2,000
     
263,820
 
ConAgra Foods, Inc.
   
4,500
     
151,830
 
Constellation Brands, Inc.
   
4,000
     
797,800
 
Costco Wholesale Corporation
   
7,000
     
1,150,030
 
CVS Health Corporation
   
15,000
     
1,219,800
 
Estée Lauder Companies Inc. (The) - Class A
   
4,000
     
431,360
 
General Mills, Inc.
   
8,000
     
414,080
 
Kellogg Company
   
5,000
     
311,850
 
Kraft Heinz Company (The)
   
8,000
     
620,400
 
Kroger Company (The)
   
14,000
     
280,840
 
 
See accompanying notes to schedule of investments.

CORNERSTONE TOTAL RETURN FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2017 (Unaudited)
 
Lamb Weston Holdings, Inc.
   
1
    $
47
 
Molson Coors Brewing Company - Class B
   
2,000
     
163,280
 
Mondelez International, Inc.
   
23,000
     
935,180
 
Monster Beverage Corporation *
   
8,000
     
442,000
 
PepsiCo, Inc.
   
20,000
     
2,228,600
 
Procter & Gamble Company (The)
   
29,000
     
2,638,420
 
Sysco Corporation
   
12,000
     
647,400
 
Tyson Foods, Inc.
   
5,000
     
352,250
 
Walgreens Boots Alliance, Inc.
   
18,000
     
1,389,960
 
             
17,078,089
 
ENERGY - 3.57%
               
Baker Hughes, a GE company
   
3,000
     
109,860
 
Chevron Corporation
   
25,000
     
2,937,500
 
Concho Resources Inc. *
   
2,000
     
263,440
 
ConocoPhillips
   
17,000
     
850,850
 
Devon Energy Corporation
   
7,500
     
275,325
 
EOG Resources, Inc.
   
8,000
     
773,920
 
Exxon Mobil Corporation
   
50,000
     
4,099,000
 
Occidental Petroleum Corporation
   
10,900
     
699,889
 
Pioneer Natural Resources Company
   
2,000
     
295,080
 
             
10,304,864
 
EXCHANGE-TRADED FUNDS - 2.18%
               
iShares Core S&P 500 ETF
   
10,000
     
2,529,300
 
SPDR S&P 500 ETF Trust
   
15,000
     
3,768,450
 
             
6,297,750
 
FINANCIALS - 12.06%
               
Allstate Corporation (The)
   
8,000
     
735,280
 
Aon plc
   
7,000
     
1,022,700
 
Bank of America Corporation 
   
201,000
     
5,093,340
 
Bank of New York Mellon Corporation (The)
   
21,000
     
1,113,420
 
BB&T Corporation
   
12,000
     
563,280
 
BlackRock, Inc. - Class A
   
2,000
     
894,180
 
Brighthouse Financial, Inc. *
   
1,271
     
77,277
 
Charles Schwab Corporation (The)
   
26,000
     
1,137,240
 
Chubb Limited
   
7,203
     
1,026,787
 
Citigroup Inc. 
   
40,700
     
2,960,518
 
CME Group Inc.
   
4,000
     
542,720
 
Goldman Sachs Group, Inc. (The)
   
7,000
     
1,660,330
 
JPMorgan Chase & Co.
   
76,000
     
7,258,760
 
Loews Corporation
   
6,000
     
287,160
 
 
See accompanying notes to schedule of investments.

CORNERSTONE TOTAL RETURN FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2017 (Unaudited)
 
Marsh & McLennan Companies, Inc.
   
10,000
    $
838,100
 
MetLife, Inc.
   
14,000
     
727,300
 
Moody's Corporation
   
4,000
     
556,840
 
Morgan Stanley
   
30,500
     
1,469,185
 
PNC Financial Services Group, Inc. (The)
   
10,000
     
1,347,700
 
S&P Global Inc.
   
6,000
     
937,860
 
State Street Corporation
   
8,000
     
764,320
 
U.S. Bancorp
   
23,000
     
1,232,570
 
Wells Fargo & Company
   
47,000
     
2,592,050
 
 
           
34,838,917
 
HEALTH CARE - 11.60%
               
Abbott Laboratories 
   
21,000
     
1,120,560
 
AbbVie Inc.
   
45,000
     
3,998,700
 
Aetna Inc.
   
7,000
     
1,113,070
 
Allergan plc
   
1,900
     
389,405
 
Amgen Inc.
   
20,000
     
3,729,000
 
Anthem, Inc.
   
4,000
     
759,520
 
Baxter International Inc.
   
11,000
     
690,250
 
Boston Scientific Corporation *
   
27,000
     
787,590
 
Bristol-Myers Squibb Company
   
22,000
     
1,402,280
 
Celgene Corporation *
   
16,000
     
2,333,120
 
Cigna Corporation
   
6,000
     
1,121,640
 
Eli Lilly and Company
   
7,000
     
598,780
 
Express Scripts Holding Company *
   
13,000
     
823,160
 
Gilead Sciences, Inc. 
   
8,000
     
648,160
 
Humana Inc.
   
3,000
     
730,890
 
Johnson & Johnson
   
37,000
     
4,810,370
 
McKesson Corporation 
   
2,000
     
307,220
 
Medtronic Plc
   
13,000
     
1,011,010
 
Mylan N.V. *
   
8,000
     
250,960
 
Regeneron Pharmaceuticals, Inc. *
   
2,000
     
894,240
 
Thermo Fisher Scientific Inc.
   
8,000
     
1,513,600
 
UnitedHealth Group Incorporated
   
19,000
     
3,721,150
 
Vertex Pharmaceuticals Incorporated *
   
5,000
     
760,200
 
             
33,514,875
 
INDUSTRIALS - 8.36%
               
3M Company
   
9,000
     
1,889,100
 
Boeing Company (The)
   
12,000
     
3,050,520
 
Caterpillar Inc.
   
8,000
     
997,680
 
CSX Corporation
   
20,900
     
1,134,034
 
Cummins Inc.
   
2,000
     
336,060
 
 
See accompanying notes to schedule of investments.

CORNERSTONE TOTAL RETURN FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2017 (Unaudited)
 
Danaher Corporation
   
9,000
    $
772,020
 
Delta Air Lines, Inc
   
15,000
     
723,300
 
FedEx Corporation
   
5,500
     
1,240,690
 
Deere & Company
   
6,000
     
753,540
 
Eaton Corporation plc
   
6,000
     
460,740
 
Fortive Corporation
   
3,500
     
247,765
 
General Dynamics Corporation
   
5,000
     
1,027,900
 
Honeywell International Inc.
   
11,000
     
1,559,140
 
Illinois Tool Works Inc.
   
6,500
     
961,740
 
Ingersoll-Rand Plc
   
4,000
     
356,680
 
Johnson Controls International plc
   
6,000
     
241,740
 
Norfolk Southern Corporation
   
4,000
     
528,960
 
Northrop Grumman Corporation
   
4,000
     
1,150,880
 
Raytheon Company
   
4,000
     
746,320
 
Republic Services, Inc.
   
4,000
     
264,240
 
Southwest Airlines Co.
   
12,000
     
671,760
 
Union Pacific Corporation
   
16,000
     
1,855,520
 
United Parcel Service, Inc.
   
10,100
     
1,212,909
 
United Technologies Corporation
   
11,000
     
1,276,880
 
Waste Management, Inc.
   
9,000
     
704,430
 
             
24,164,548
 
INFORMATION TECHNOLOGY - 19.54%
               
Activision Blizzard, Inc.
   
6,700
     
432,217
 
Adobe Systems Incorporated *
   
10,000
     
1,491,800
 
Alphabet Inc. - Class A *
   
1,000
     
973,720
 
Alphabet Inc. - Class C *
   
6,002
     
5,756,578
 
Amphenol Corporation
   
8,000
     
677,120
 
Analog Devices, Inc.
   
10,500
     
904,785
 
Apple Inc.
   
39,000
     
6,010,680
 
Applied Materials, Inc.
   
27,000
     
1,406,430
 
Broadcom Limited
   
8,000
     
1,940,320
 
Cisco Systems, Inc.
   
50,000
     
1,681,500
 
Cognizant Technology Solutions Corporation
   
4,000
     
290,160
 
Corning Incorporated
   
19,000
     
568,480
 
eBay Inc. *
   
7,000
     
269,220
 
Electronic Arts Inc. *
   
6,000
     
708,360
 
Facebook, Inc. - Class A *
   
60,000
     
10,252,200
 
Intel Corporation
   
95,200
     
3,625,216
 
Intuit Inc.
   
5,000
     
710,700
 
Mastercard Incorporated
   
19,000
     
2,682,800
 
Microsoft Corporation
   
62,400
     
4,648,176
 
 
See accompanying notes to schedule of investments.

CORNERSTONE TOTAL RETURN FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2017 (Unaudited)
 
Micron Technology, Inc. *
   
26,000
    $
1,022,580
 
NVIDIA Corporation
   
11,000
     
1,966,470
 
Oracle Corporation
   
45,700
     
2,209,595
 
PayPal Holdings, Inc. *
   
14,000
     
896,420
 
Symantec Corporation
   
7,000
     
229,670
 
TE Connectivity Ltd. 
   
8,000
     
664,480
 
Texas Instruments Incorporated
   
20,000
     
1,792,800
 
Visa, Inc. - Class A
   
25,100
     
2,641,524
 
             
56,454,001
 
MATERIALS - 1.97%
               
Air Products and Chemicals, Inc.
   
3,000
     
453,660
 
DowDuPont Inc.
   
30,820
     
2,133,669
 
Ecolab Inc.
   
4,000
     
514,440
 
Freeport-McMoRan Inc. *
   
18,100
     
254,124
 
LyondellBasell Industries N.V.
   
7,000
     
693,350
 
Monsanto Company
   
5,000
     
599,100
 
Nucor Corporation
   
6,300
     
353,052
 
Praxair, Inc.
   
5,000
     
698,700
 
             
5,700,095
 
REAL ESTATE - 0.53%
               
American Tower Corporation
   
9,000
     
1,230,120
 
Weyerhaeuser Company
   
9,000
     
306,270
 
             
1,536,390
 
TELECOMMUNICATION SERVICES - 1.71%
               
AT&T, Inc.
   
48,103
     
1,884,194
 
Verizon Communications, Inc.
   
62,000
     
3,068,380
 
             
4,952,574
 
UTILITIES - 1.53%
               
American Electric Power Company, Inc.
   
7,000
     
491,680
 
DTE Energy Company
   
2,000
     
214,720
 
Edison International
   
4,500
     
347,265
 
NextEra Energy, Inc.
   
9,000
     
1,318,950
 
PG&E Corporation
   
7,000
     
476,630
 
Public Service Enterprises Group, Inc.
   
4,000
     
185,000
 
Sempra Energy
   
5,000
     
570,650
 
WEC Energy Group, Inc.
   
5,000
     
313,900
 
Xcel Energy Inc.
   
10,500
     
496,860
 
             
4,415,655
 
TOTAL EQUITY SECURITIES (cost - $261,439,250)
           
287,099,392
 
 
See accompanying notes to schedule of investments.

CORNERSTONE TOTAL RETURN FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2017 (Unaudited)
 
SHORT-TERM INVESTMENT - 0.85%
           
MONEY MARKET FUND - 0.85%
           
Fidelity Institutional Money Market Government Portfolio - Class I, 0.91%^ (cost - $2,442,981)
   
2,442,981
    $
2,442,981
 
 
               
TOTAL INVESTMENTS - 100.22% (cost - $263,882,231)
           
289,542,373
 
                 
LIABILITIES IN EXCESS OF OTHER ASSETS - (0.22)%
           
(629,151
)
                 
NET ASSETS - 100.00%
         
$
288,913,222
 
 
*
Non-income producing security.
^
The rate shown is the 7-day effective yield as of September 30, 2017.
 
See accompanying notes to schedule of investments.
 


CORNERSTONE TOTAL RETURN FUND, INC.
NOTES TO SCHEDULE OF INVESTMENTS
SEPTEMBER 30, 2017 (Unaudited)
 
Federal Income Tax Cost: The following information is computed on a tax basis for each item as of September 30, 2017:
 
Cost of portfolio investments
 
$
263,885,220
 
Gross unrealized appreciation
 
$
28,689,237
 
Gross unrealized depreciation
    (3,032,084
)
Net unrealized appreciation
 
$
25,657,153
 
 
The difference between the federal income tax cost of portfolio investments and the Schedule of Investments cost for the Fund is due to certain timing differences in the recognition of capital gains or losses under income tax regulations and generally accepted accounting principles. These "book/tax" differences are temporary in nature and are due to the tax deferral of losses on wash sales.
 
As required by the Fair Value Measurement and Disclosures Topic of the Financial Accounting Standards Board ("FASB") Accounting Standards Codification, the Fund has performed an analysis of all assets and liabilities measured at fair value to determine the significance and character of all inputs to their fair value determination.
 
The fair value hierarchy prioritizes the inputs to valuation techniques used to measure fair value into the following three broad categories:
 
·
Level 1 - quoted unadjusted prices for identical instruments in active markets to which the Fund has access at the date of measurement.
 
·
Level 2 - quoted prices for similar instruments in active markets; quoted prices for identical or similar instruments in markets that are not active; and model-derived valuations in which all significant inputs and significant value drivers are observable in active markets. Level 2 inputs are those in markets for which there are few transactions, the prices are not current, little public information exists or instances where prices vary substantially over time or among brokered market makers.
 
·
Level 3 - model derived valuations in which one or more significant inputs or significant value drivers are unobservable. Unobservable inputs are those inputs that reflect the Fund's own assumptions that market participants would use to price the asset or liability based on the best available information.
 

The following is a summary of the inputs used as of September 30, 2017 in valuing the Fund's investments carried at value:
 
 
VALUATION INPUTS
INVESTMENTS
IN SECURITIES
 
OTHER FINANCIAL INSTRUMENTS*
 
 
       
Level 1 – Quoted Prices
       
 Equity Investments
 
$
287,099,392
   
$
-
 
 Short-Term Investments
   
2,442,981
     
-
 
Level 2 – Other Significant Observable Inputs
   
-
     
-
 
Level 3 – Significant Unobservable Inputs
   
-
     
-
 
Total
 
$
289,542,373
   
$
-
 
 
*
Other financial instruments include futures, forwards and swap contracts, if any.
 
The breakdown of the Fund's investments into major categories is disclosed in its Schedule of Investments.
 
As of September 30, 2017, the Fund did not have any transfers in and out of any Level.
 
The Fund did not have any assets or liabilities that were measured at fair value on a recurring basis using significant unobservable inputs (Level 3) at September 30, 2017.
 
On October 13, 2016, the Securities and Exchange Commission (the “SEC”) adopted new rules and forms and amended existing rules and forms which are intended to modernize and enhance the reporting and disclosure of information by registered investment companies and to improve the quality of information that funds provide to investors, including modifications to Regulation S-X which would require standardized, enhanced disclosure about derivatives in investment company financial statements. The compliance dates of the modifications to Regulation S-X are August 1, 2017 and other amendments and rules are generally June 1, 2018 and December 1, 2018. Management is currently evaluating the impacts to the financial statement disclosures.
 
The Fund is exposed to financial market risks, including the valuations of its investment portfolio. During the three months ended September 30, 2017, the Fund did not engage in derivative instruments and other hedging activities.
 
The Fund has evaluated the need for additional disclosures and/or adjustments resulting through the date its financial statements were issued. Based on this evaluation, no additional disclosures or adjustments were required to such Schedule of Investments.
 
Securities valuation policies and other investment related disclosures are hereby incorporated by reference to the Fund's semi-annual report previously filed with the Securities and Exchange Commission on Form N-CSR on August 23, 2017 with a file number 811-02363.
 
Other information regarding the Fund is available in the Fund’s most recent annual report. This information is also available on the Fund’s website at www.cornerstonetotalreturnfund.com; or on the website of the Securities and Exchange Commission at www.sec.gov.

Item 2. Controls and Procedures.

(a) Based on their evaluation of the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) as of a date within 90 days of the filing date of this report, the registrant’s principal executive officer and principal financial officer have concluded that such disclosure controls and procedures are reasonably designed and are operating effectively to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to them by others within those entities, particularly during the period in which this report is being prepared, and that such information is recorded, processed, summarized, and reported on a timely basis.

(b) There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting.

Item 3. Exhibits.

File as exhibits as part of this Form a separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the Act (17 CFR 270.30a-2(a)): Attached hereto.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) Cornerstone Total Return Fund, Inc.

By (Signature and Title)*
/s/ Ralph W. Bradshaw
 
   
Ralph W. Bradshaw, President and Chairman
 
   
(Principal Executive Officer)
 
       
Date
November 21, 2017
   
       
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
       
By (Signature and Title)*
/s/ Ralph W. Bradshaw
 
   
Ralph W. Bradshaw, President and Chairman
 
   
(Principal Executive Officer)
 
       
Date
November 21, 2017
   
       
By (Signature and Title)*
/s/ Frank J. Maresca
 
   
Frank J. Maresca, Treasurer
(Principal Financial Officer)
 
       
Date
November 21, 2017
   

*
Print the name and title of each signing officer under his or her signature.