First PacTrust Bancorp, Inc.(Exact name of small business issuer as specified in its charter)
Maryland
(State or other jurisdiction of incorporation or organization)
043639825
(IRS Employer Identification No.)
610 Bay Boulevard, Chula Vista, California 91910
(Address of principal executive offices)
619-691-1519
(Registrant's Telephone number)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
A press release issued on August 23, 2011, announcing approval for First PacTrust Bancorp, Inc. to receive an investment of up to $32.0 million in the Company's preferred stock from the United States Department of the Treasury under the Small Business Lending Fund (the "SBLF"), is furnished herewith as Exhibit 99.1.
Investor presentation material in this regard is furnished herewith as Exhibit 99.2.
Item 9.01 Financial Statements and Exhibits.
The following exhibit is being furnished herewith:
Exhibit 99.1 - Press Release dated August 23, 2011
Exhibit 99.2 - Investor presentation material
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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First PacTrust Bancorp, Inc.
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Date: August 24, 2011
| By: |
/s/ James P. Sheehy |
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| Name: James P. Sheehy |
| Title: Executive Vice President and Secretary |
Exhibit Index
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Exhibit No.
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Description
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EX-99.1
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Press Release dated August 23, 2011
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EX-99.2
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Investor presentation material
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