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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
| Options to Purchase Common Stock (1) | $ 22 | Â | Â | Â | Â | Â | 08/29/2008 | 08/29/2017 | Common Stock | Â | 3,500 | Â | ||
| Options to Purchase Common Stock (1) | $ 24.27 | Â | Â | Â | Â | Â | 08/18/2009 | 08/18/2018 | Common Stock | Â | 3,500 | Â | ||
| Options to Purchase Common Stock (1) | $ 18.27 | Â | Â | Â | Â | Â | 08/21/2010 | 08/21/2019 | Common Stock | Â | 4,475 | Â | ||
| Phantom Stock (2) | Â | Â | Â | Â | Â | Â | Â (2) | Â (2) | Common Stock | Â | 1,840 | Â | ||
| Restricted stock Units | Â | Â | Â | Â | Â | Â | Â (5) | Â (5) | Common Stock | Â | 247 | Â | ||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| HOLLAND WENDELL F 219 CURWEN ROAD ROSEMONT, PA 19010 |
 X |  |  |  |
| /s/ Diane McDonald, Attorney-in-Fact | 02/13/2017 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | These options were granted to the reporting person under BMBC's 2007 Long-Term Incentive Plan. |
| (2) | Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash, upon the reporting person's termination of service as a director. |
| (3) | Held in BMBC Deferred Comp. Plan for Directors. |
| (4) | All phantom stock units were acquired at the then current per share market value of Bryn Mawr Bank Corporation common stock as of the date the units were credited to the Reporting Person's account under the Plan. |
| (5) | Represents 247 shares of common stock underlying the portion of a performance stock unit granted to the Reporting Person on August 12, 2016 that is subject to time-based vesting at each August 12, 2017, August 12, 2018, and August 12, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of Bryn Mawr Bank Corporation common stock. Note: Disclosure of these 247 shares underlying the Restricted Stock Units has been moved from Table I to Table II in this Form 5 for administrative convenience, and will be reported on Table II of the Reporting Person's filings going forward until the applicable vesting date. |