UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option/Tandem Tax Withholding Right | 12/01/2005 | 07/16/2010 | Common | 15,000 | $ 23.0625 | D | Â |
Option/Tandem tax withholding right | 12/01/2005 | 07/15/2011 | Common | 36,000 | $ 25.05 | D | Â |
Option/Tandem tax withholding right | 12/01/2005 | 07/15/2012 | Common | 36,000 | $ 15.33 | D | Â |
Option/Tandem tax withholding right | 04/21/2004(1) | 04/20/2013 | Common | 36,000 | $ 8.34 | D | Â |
Option/Tandem tax withholding right | 12/01/2005 | 02/08/2014 | Common | 22,000 | $ 22.43 | D | Â |
Option | 12/01/2005 | 02/13/2015 | Common | 60,662 | $ 15.94 | D | Â |
Option/Tandem Tax Withholding right | 12/01/2005 | 07/14/2006 | Common | 7,500 | $ 28.125 | D | Â |
Option/Tandem Tax Withholding Right | 12/01/2005 | 07/20/2007 | Common | 12,000 | $ 38.4375 | D | Â |
Option/Tandem Tax Withholding Right | 12/01/2005 | 07/19/2008 | Common | 12,000 | $ 52.5625 | D | Â |
Option/Tandem Tax Withholding Right | 12/01/2005 | 07/18/2009 | Common | 12,000 | $ 45.5 | D | Â |
Addl Compensation Plan Phantom Units | Â (2) | Â (2) | Common | 6,837 (3) | $ 0 (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DeBacker Michael L P.O. BOX 1000 TOLEDO, OH 43697 |
 |  |  VP, GC and Secretary |  |
Michael DeBacker | 01/06/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These options must be held for one year from the date of grant before they can be exercised. Thereafter, the options are exercisable as follows: 25% of the total options granted within 2 years after the date of grant; 50% within 3 years after the date of grant; 75% within 4 years after the date of grant and all options after 4 years from the date of grant. |
(2) | Each phantom unit credited under Dana's Additional Compensation Plan is the economic equivalent of one share of Dana stock. The units do not have an exercise or expiration date. Plan participants are entitled to receive distributions of such units in cash and/or stock, upon retirement or termination of employment. |
(3) | Consists of phantom units credited under Dana's Additional Compensation Plan with respect to compensation deferred under the Plan and the related dividend-equivalent units. Exempt from Section 16(b) under Rule 16b-3. |
 Remarks: Note: Also see attached Exhibit EX-24 Attachment 0. |