1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
08/29/2001(1)
|
03/02/2010 |
Common Stock
|
23,159
|
$
44.5
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
08/29/2001(1)
|
01/17/2011 |
Common Stock
|
28,949
|
$
65.77
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
01/17/2006(2)
|
01/17/2012 |
Common Stock
|
28,946
|
$
79.61
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/16/2006(2)
|
12/16/2012 |
Common Stock
|
8,000
|
$
61.3
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/10/2007(2)
|
02/10/2013 |
Common Stock
|
8,000
|
$
47
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/17/2007(2)
|
12/17/2013 |
Common Stock
|
8,000
|
$
63.95
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/16/2008(2)
|
12/16/2014 |
Common Stock
|
15,000
|
$
64.47
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These options were granted under American General Corporation's employee stock option plans. Upon the acquisition of American General Corporation by American International Group, Inc. on August 29, 2001, all options granted under American General Corporation's employee stock option plans became vested and exercisable. |
(2) |
These options were granted under the American International Group, Inc. Amended and Restated 1999 Stock Option Plan. Pursuant to the terms of the plan, 25% of the option becomes exercisable on the anniversary date of the grant in each of the four years following the grant. |