s3-a.htm
AS
FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 20, 2008
REGISTRATION
NO. 333-140198
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
Amendment
No. 1 to Form S-3
Registration
Statement
UNDER
THE SECURITIES
ACT OF 1933
SunPower
Corporation
(Exact name of
registrant as specified in its charter)
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Delaware
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94-3008969
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(State or
other jurisdiction of
incorporation
or organization)
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(I.R.S.
Employer
Identification
No.)
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3939
North First Street
San
Jose, California 95134
(408) 240-5500
(Address,
including zip code, and telephone number,
including
area code, of registrant’s principal executive offices)
Thomas
H. Werner
Chief
Executive Officer
SunPower
Corporation
3939
North First Street
San
Jose, California 59134
(408) 240-5500
(Name,
address, including zip code, and telephone number,
including
area code, of agent for service)
Copies
to:
R.
Todd Johnson
Stephen
E. Gillette
Jones
Day
2882
Sand Hill Road, Suite 240
Menlo
Park, California 94025
(650) 739-3939
Approximate date of commencement of
proposed sale to the public: From time to time after the effective date
of this registration statement.
If the
only securities being registered on this Form are being offered pursuant to
dividend or interest reinvestment plans, please check the following
box. r
If any of
the securities being registered on this Form are to be offered on a delayed or
continuous basis pursuant to Rule 415 under the Securities Act of 1933, other
than securities offered only in connection with dividend or interest
reinvestment plans, check the following box. x
If this
Form is filed to register additional securities for an offering pursuant to Rule
462(b) under the Securities Act, please check the following box and list the
Securities Act registration statement number of the earlier effective
registration statement for the same offering. r
If this
Form is a post-effective amendment filed pursuant to Rule 462(c) under the
Securities Act, check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for the same
offering. r
If this
Form is a registration statement pursuant to General Instruction I.D. or a
post-effective amendment thereto that shall become effective upon filing with
the Commission pursuant to Rule 462(e) under the Securities Act, check the
following box. x
If this
Form is a post-effective amendment to a registration statement filed pursuant to
General Instruction I.D. filed to register additional securities or additional
classes of securities pursuant to Rule 413(b) under the Securities Act, check
the following box. r
Indicate
by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting
company.
Large
accelerated filer |
x |
Accelerated
filer |
r |
Non-accelerated
filer |
r |
Smaller
reporting company |
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EXPLANATORY
NOTE
On
January 25, 2007, SunPower Corporation (“SunPower”) filed a registration
statement on Form S-3 (File No. 333-140198) (the “Registration Statement”),
registering for resale the shares of SunPower’s class A common stock, par value
$0.001 per share (the “SunPower Common Stock”) issued to holders of shares of
common stock, par value $0.0001 per share, of PowerLight Corporation (now known
as SunPower Corporation, Systems, a wholly-owned subsidiary of SunPower
Corporation (“PowerLight”)). The Registration Statement was declared
effective automatically upon filing. SunPower issued the shares of
SunPower Common Stock in connection with the merger between SunPower and
PowerLight completed on January 10, 2007 (the “Merger”).
In
connection with the Merger, SunPower Corporation entered into a Registration
Rights Agreement dated January 10, 2007 (the “Registration Rights Agreement”),
pursuant to which the former PowerLight stockholders were granted certain
registration rights with respect to the shares of SunPower Common Stock they
received in connection with the Merger. SunPower has no further
obligation under the Registration Rights Agreement to maintain the effectiveness
of this Registration Statement, and thus hereby withdraws the Registration
Statement.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the Registrant has duly
caused this Registration Statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of San Jose, State of
California, on the 20th day of March, 2008.
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SUNPOWER
CORPORATION
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By:
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/s/ Thomas
H. Werner |
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Thomas
H. Werner
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Chief
Executive Officer
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KNOWN ALL
MEN BY THESE PRESENTS, that each person whose signature appears below
constitutes and appoints Thomas H. Werner and Emmanuel T. Hernandez, and each of
them, his or her true and lawful attorneys in fact and agents, each with full
power of substitution and resubstitution, for him or her and in his or her name,
place and stead, in any and all capacities, to sign any and all amendments,
including post-effective amendments, to this Registration Statement, and any
registration statement relating to the offering covered by this Registration
Statement and filed pursuant to Rule 462(b) under the Securities Act of 1933,
and to file the same, with exhibits, thereto and other documents in connection
therewith, with the Securities and Exchange Commission, granting unto said
attorneys-in-fact and agents, and each of them, full power and authority to do
and perform each and every act and thing requisite and necessary to be done, as
fully to all intents and purposes as he or she might or could do in person,
hereby ratifying and conforming all that each of said attorneys in fact and
agents or their substitute or substitutes may lawfully do or cause to be done by
virtue hereof.
Pursuant
to the requirements of the Securities Act of 1933, this Registration Statement
has been signed by the following persons in the capacities and on the dates
indicated.
Signature
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Title
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Date
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/s/
THOMAS H. WERNER
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Chief
Executive Officer and Director
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March
20, 2008
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Thomas
H. Werner
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(Principal
Executive Officer)
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/s/
EMMANUEL T. HERNANDEZ
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Chief
Financial Officer
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Emmanuel
T. Hernandez
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(Principal
Financial and Accounting Officer)
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/s/
T.J. RODGERS
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Chairman
of the Board of Directors
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T.J.
Rodgers
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/s/
W. STEVE ALBRECHT
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Director
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W.
Steve Albrecht
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/s/
BETSY S. ATKINS
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Director
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Betsy
S. Atkins
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/s/
PATRICK WOOD
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Director
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Patrick
Wood
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