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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOTTO WILLIAM J MERIDIAN BIOSCIENCE, INC 3471 RIVER HILLS DRIVE CINCINNATI, OH 45244 |
X | X | Chairman, CEO |
Bryan Baldasare, Attorney-in-Fact for William J. Motto | 09/26/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Effective September 21, 2006, Mr. Motto resigned as Manager of Motto Management, LLC, the sole general partner of this limited partnership, Motto Vivo Family Limited Partnership. On such date, Mr. Motto's three adult sons became co-Managers of Motto Management, LLC, and as a result Mr. Motto no longer has investment or voting control over these shares. |
(2) | Shares held by irrevocable trusts over which Mr. Motto maintains beneficial ownership. |
(3) | Represents gift of a 5% interest in Motto Vivo Family Limited Partnership, for estate planning purposes, to a trust (the "IPDIT Trust") to which Mr. Motto's three adult sons serve as advisory committee. |
(4) | Represents sale of a 45% interest in Motto Vivo Family Limited Partnership, for estate planning purposes, to IPDIT Trust. |
(5) | Consideration paid by IPDIT Trust is a promissory note by the IPDIT Trust in favor of the William J. Motto Revocable Trust in the principal amount of $3,065,273. |
(6) | Reflects prior transfer without consideration of 1,967,959 shares from the Motto Vivo Family Limited Partnership. |