cffi-8a12b.htm
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 
FORM 8-A

 
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

 
Capitol Federal Financial, Inc.
(Exact name of registrant as specified in its charter)

Maryland
  
27-2631712
(State of incorporation or organization)
  
(I.R.S. Employer
Identification No.)



700 S. Kansas Avenue, Topeka, Kansas
  
66603
(Address of principal executive offices)
  
(Zip Code)

 
Securities to be registered pursuant to Section 12(b) of the Act:

Common Stock, par value $0.01 per share
  
NASDAQ Stock Market
(Title of each class to be so registered)
  
(Name of each exchange on
which each class is to be registered)
 
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.[X]
 
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [  ]
 
Securities Act registration statement file number to which this form relates:  333-166578
 
Securities to be registered pursuant to Section 12(g) of the Act:
 
None
(Title of Class)

 

 
 
 
 


 
Item 1.
Description of Registrant's Securities to be Registered.
 
For a description of the Registrant's securities, reference is made to “Description of Capital Stock of Capitol Federal Financial, Inc. Following the Conversion,” “Our Policy Regarding Dividends,” and “Market for the Common Stock” in the prospectus (“Prospectus”) included in the Registrant’s Pre-Effective Amendment No. 2 to the Registration Statement on Form S-1 (File Number 333-166578), which is hereby incorporated by reference.  For a description of the provisions of the Registrant’s Articles of Incorporation and Bylaws that may render a change in control of the Registrant more difficult, reference is made to “Restrictions on Acquisition of Capitol Federal Financial, Inc.” in the Registrant’s Prospectus.
 
Item 2.
Exhibits.

  1. 
Pre-Effective Amendment No. 2 to the Registration Statement on Form S-1 (File No. 333-166578) filed with the SEC on July 9, 2010, is hereby incorporated by reference.
 
 
2.
Articles of Incorporation for Capitol Federal Financial, Inc., filed as Exhibit 3.1 to the Registration Statement on Form S-1 (File No. 333-166578) filed with the SEC on May 6, 2010, is hereby incorporated by reference.
 
 
3.
Bylaws of Capitol Federal Financial, Inc., filed as Exhibit 3.2 to the Registration Statement on Form S-1 (File No. 333-166578) filed with the SEC on May 6, 2010, is hereby incorporated by reference.
 
     

 

 
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SIGNATURE
 

 
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
 
 
CAPITOL FEDERAL FINANCIAL, INC.
 
 
Date:    July 9, 2010  
By:
/s/ John B. Dicus                                             
John B. Dicus, Chairman, President and
Chief Executive Officer
 

 

 
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