UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Immtech International, Inc.
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(Name of Issuer)
Common Stock, $0.01 Par Value Per Share
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(Title of Class of Securities)
452519 10 1
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(CUSIP Number)
February 14, 2003
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(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. 452519 10 1 Page 2 of 16
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1. NAME OF REPORTING PERSON.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Johnson Matthey Public Limited Company
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
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Number of Shares 5. Sole Voting Power
Beneficially Owned By 0
Each Reporting Person 6. Shared Voting Power
With 401,350
7. Sole Dispositive Power
0
8. Shared Dispositive Power
401,350
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
401,350
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.28%
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12. TYPE OF REPORTING PERSON (See Instructions)
CO
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CUSIP No. 452519 10 1 Page 3 of 16
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1. NAME OF REPORTING PERSON.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Matthey Holdings Limited
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
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Number of Shares 5. Sole Voting Power
Beneficially Owned By 0
Each Reporting Person 6. Shared Voting Power
With 401,350
7. Sole Dispositive Power
0
8. Shared Dispositive Power
401,350
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
401,350
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.28%
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12. TYPE OF REPORTING PERSON (See Instructions)
CO
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CUSIP No. 452519 10 1 Page 4 of 16
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1. NAME OF REPORTING PERSON.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Matthey Finance Ltd.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
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Number of Shares 5. Sole Voting Power
Beneficially Owned By 0
Each Reporting Person 6. Shared Voting Power
With 401,350
7. Sole Dispositive Power
0
8. Shared Dispositive Power
401,350
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
401,350
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.28%
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12. TYPE OF REPORTING PERSON (See Instructions)
CO
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CUSIP No. 452519 10 1 Page 5 of 16
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1. NAME OF REPORTING PERSON.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Johnson Matthey Investments, Ltd.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
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Number of Shares 5. Sole Voting Power
Beneficially Owned By 0
Each Reporting Person 6. Shared Voting Power
With 401,350
7. Sole Dispositive Power
0
8. Shared Dispositive Power
401,350
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
401,350
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.28%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON (See Instructions)
CO
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CUSIP No. 452519 10 1 Page 6 of 16
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1. NAME OF REPORTING PERSON.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Johnson Matthey America Holdings Limited
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
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Number of Shares 5. Sole Voting Power
Beneficially Owned By 0
Each Reporting Person 6. Shared Voting Power
With 401,350
7. Sole Dispositive Power
0
8. Shared Dispositive Power
401,350
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
401,350
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.28%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON (See Instructions)
CO
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CUSIP No. 452519 10 1 Page 7 of 16
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1. NAME OF REPORTING PERSON.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Johnson Matthey Holdings, Inc.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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Number of Shares 5. Sole Voting Power
Beneficially Owned By 0
Each Reporting Person 6. Shared Voting Power
With 401,350
7. Sole Dispositive Power
0
8. Shared Dispositive Power
401,350
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
401,350
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.28%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON (See Instructions)
CO
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CUSIP No. 452519 10 1 Page 8 of 16
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1. NAME OF REPORTING PERSON.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Johnson Matthey Pharmaceutical Materials, Inc.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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Number of Shares 5. Sole Voting Power
Beneficially Owned By 0
Each Reporting Person 6. Shared Voting Power
With 401,350
7. Sole Dispositive Power
0
8. Shared Dispositive Power
401,350
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
401,350
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.28%
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12. TYPE OF REPORTING PERSON (See Instructions)
CO
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CUSIP No. 452519 10 1 Page 9 of 16
This Amendment No. 1 amends the Schedule 13G dated April 20, 2001 (the "Original
Schedule 13G") that was filed on behalf of: (i) Johnson Matthey Public Limited
Company, a United Kingdom corporation; (ii) Matthey Holdings Limited, a United
Kingdom corporation; (iii) Matthey Finance Ltd., a United Kingdom corporation;
(iv) Johnson Matthey Investments, Ltd., a United Kingdom corporation; (v)
Johnson Matthey America Holdings Limited, a United Kingdom corporation; (vi)
Johnson Matthey Holdings, Inc., a Delaware corporation; (vii) Johnson Matthey
Investments, Inc., a Delaware corporation; (viii) Johnson Matthey Pharmaceutical
Materials, Inc., a Delaware corporation, and (ix) Pharm-Eco Laboratories, Inc.,
with respect to the common stock, par value $0.01 per share, of Immtech
International, Inc. This Amendment No. 1 is filed in accordance with 17 C.F.R.
Sec. 240.13d-2(b) to report changes in the information reported in the Original
Schedule 13G as of December 31, 2002. Except as disclosed herein there has been
no change in the information reported in the Original Schedule 13G.
Item 2. Reporting Persons Information
Item 2(a) Item 2(b) Item 2(c)
--------- --------- ---------
Name of Persons Filing Address Citizenship
Johnson Matthey Public Limited Company 2-4 Cockspur Street United Kingdom
Trafalgar Square, London
SW1Y 5BQ
Matthey Holdings Limited 2-4 Cockspur Street United Kingdom
Trafalgar Square, London
SW1Y 5BQ
Matthey Finance Ltd. 2-4 Cockspur Street United Kingdom
Trafalgar Square, London
SW1Y 5BQ
Johnson Matthey Investments, Ltd. 2-4 Cockspur Street United Kingdom
Trafalgar Square, London
SW1Y 5BQ
Johnson Matthey America Holdings Limited 2-4 Cockspur Street United Kingdom
Trafalgar Square, London
SW1Y 5BQ
Johnson Matthey Holdings, Inc. c/o Organization Service Inc. Delaware
103 Springer Building
3411 Silverside Road
Wilmington, Delaware 19810
Johnson Matthey Pharmaceutical Materials, Inc. c/o Organization Service Inc. Delaware
103 Springer Building
3411 Silverside Road
Wilmington, Delaware 19810
CUSIP No. 452519 10 1 Page 10 of 16
Item 2(d) Title of Class of Securities:
---------
Common Stock, par value $0.01
Item 2(e) CUSIP Number:
---------
452519 10 1
Item 4. Ownership
(a) Amount Beneficially Owned: As of December 31, 2002, Johnson Matthey
Pharmaceuticals Materials, Inc. owns of
record 401,350 shares of Common Stock of
Immtech International, Inc. Johnson
Matthey Public Limited Company is the
ultimate parent entity of each of the
corporations listed below. By virtue of
their relationship as affiliated
companies, each of these entities and
Johnson Matthey Public Limited Company
may be deemed to share voting power and
the power to direct the disposition of
the 401,350 shares (or 6.28% of the
outstanding shares of Common Stock)
which Johnson Matthey Pharmaceuticals
Materials, Inc. owns of record.
Matthey Holdings Limited
Matthey Finance Ltd.
Johnson Matthey Investments, Ltd.
Johnson Matthey America Holdings Limited
Johnson Matthey Holdings, Inc.
Johnson Matthey Pharmaceutical Materials, Inc.
(b) Percent of Class:
Matthey Holdings Limited 6.28%
Matthey Finance Ltd. 6.28%
Johnson Matthey Investments, Ltd. 6.28%
Johnson Matthey America Holdings Limited 6.28%
Johnson Matthey Holdings, Inc. 6.28%
Johnson Matthey Pharmaceutical Materials, Inc. 6.28%
CUSIP No. 452519 10 1 Page 11 of 16
The percent of class is calculated based on the 6,395,647 shares of
Common Stock reported to be outstanding as of December 31, 2002 in the Quarterly
Report on Form 10-Q of Immtech International, Inc. for the quarter ended
December 31, 2002.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
Johnson Matthey Public Limited Company 0 shares
Matthey Holdings Limited 0 shares
Matthey Finance Ltd. 0 shares
Johnson Matthey Investments, Ltd. 0 shares
Johnson Matthey America Holdings Limited 0 shares
Johnson Matthey Holdings, Inc. 0 shares
Johnson Matthey Pharmaceutical Materials, Inc. 0 shares
(ii) shared power to vote or to direct the vote:
Johnson Matthey Public Limited Company 401,350 shares
Matthey Holdings Limited 401,350 shares
Matthey Finance Ltd. 401,350 shares
Johnson Matthey Investments, Ltd. 401,350 shares
Johnson Matthey America Holdings Limited 401,350 shares
Johnson Matthey Holdings, Inc. 401,350 shares
Johnson Matthey Pharmaceutical Materials, Inc. 401,350 shares
(iii) sole power to dispose or to direct the disposition of:
Johnson Matthey Public Limited Company 0 shares
Matthey Holdings Limited 0 shares
Matthey Finance Ltd. 0 shares
Johnson Matthey Investments, Ltd. 0 shares
Johnson Matthey America Holdings Limited 0 shares
Johnson Matthey Holdings, Inc. 0 shares
Johnson Matthey Pharmaceutical Materials, Inc. 0 shares
CUSIP No. 452519 10 1 Page 12 of 16
(iv) shared power to dispose or to direct the disposition of:
Johnson Matthey Public Limited Company 401,350 shares
Matthey Holdings Limited 401,350 shares
Matthey Finance Ltd. 401,350 shares
Johnson Matthey Investments, Ltd. 401,350 shares
Johnson Matthey America Holdings Limited 401,350 shares
Johnson Matthey Holdings, Inc. 401,350 shares
Johnson Matthey Pharmaceutical Materials, Inc. 401,350 shares
Item 8. Identification and Classification of Members of the Group
The reporting persons are filing this Schedule as a "group"
pursuant to Rules 13d-1(k)(1) and 13d-1(c) of the Securities Exchange Act of
1934. As required, attached is an exhibit listing of the members of the group.
The reporting persons are not, however, part of a "group" as defined in Rule
13d-1(b)(ii)(J).
Item 10. Certification
By signing below we each certify that, to the best of our
knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having that purpose or
effect.
CUSIP No. 452519 10 1 Page 13 of 16
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true, complete
and correct.
Johnson Matthey Public Limited Company
By: /s/ D. W. MORGAN
---------------------------
Name: David Morgan
Title: Director
Matthey Holdings Limited
By: /s/ D. W. MORGAN
---------------------------
Name: David Morgan
Title: Director
Matthey Finance Ltd.
By: /s/ D. W. MORGAN
---------------------------
Name: David Morgan
Title: Director
Johnson Matthey Investments, Ltd.
By: /s/ D. W. MORGAN
---------------------------
Name: David Morgan
Title: Director
Johnson Matthey America Holdings Limited
By: /s/ D. W. MORGAN
---------------------------
Name: David Morgan
Title: Director
Johnson Matthey Holdings, Inc.
By: /s/ EDWARD H. RAVERT, JR.
---------------------------
Name: Edward H. Ravert, Jr.
Title: Vice President
Johnson Matthey Pharmaceutical Materials, Inc.
By: /s/ ROBERT M. TALLEY
---------------------------
Name: Robert M. Talley
Title: Vice President, General Counsel & Secretary
CUSIP No. 452519 10 1 Page 14 of 16
Exhibit A
Identity of Group Members Pursuant To Item 8
The members of the group are:
---------------------------------------------------- --------------------------------------
Name Address
---------------------------------------------------- --------------------------------------
Johnson Matthey Public Limited Company 2-4 Cockspur Street
Trafalgar Square, London
SW1Y 5BQ
---------------------------------------------------- --------------------------------------
Matthey Holdings Limited 2-4 Cockspur Street
Trafalgar Square, London
SW1Y 5BQ
---------------------------------------------------- --------------------------------------
Matthey Finance Ltd. 2-4 Cockspur Street
Trafalgar Square, London
SW1Y 5BQ
---------------------------------------------------- --------------------------------------
Johnson Matthey Investments, Ltd. 2-4 Cockspur Street
Trafalgar Square, London
SW1Y 5BQ
---------------------------------------------------- --------------------------------------
Johnson Matthey America Holdings Limited 2-4 Cockspur Street
Trafalgar Square, London
SW1Y 5BQ
---------------------------------------------------- --------------------------------------
Johnson Matthey Holdings, Inc. c/o Organization Service Inc.
103 Springer Building
3411 Silverside Road
Wilmington, Delaware 19810
---------------------------------------------------- --------------------------------------
Johnson Matthey Pharmaceutical Materials, Inc. c/o Organization Service Inc.
103 Springer Building
3411 Silverside Road
Wilmington, Delaware 19810
---------------------------------------------------- --------------------------------------
CUSIP No. 452519 10 1 Page 15 of 16
Exhibit B
JOINT FILING AGREEMENT
Pursuant to Rule 13-d1(k)(1) under the Securities Exchange Act of 1934,
the undersigned hereby agree to the joint filing on behalf of each of them of a
Schedule 13G (including any and all amendments thereto) with respect to the
Common Stock of Immtech International, Inc., and further agree that this
Agreement shall be included as an Exhibit to such filings.
The undersigned further agree that each party hereto is responsible for
timely filing of such Schedule 13G and any amendments thereto, and for the
completeness and accuracy of the information concerning such party contained
therein, provided that neither party is responsible for the completeness or
accuracy of the information concerning the other party, unless such party knows
or has reason to believe that such information is inaccurate.
IN WITNESS WHEREOF, the undersigned have caused this Agreement to be
executed this 14 day of February, 2003.
Johnson Matthey Public Limited Company
By: /s/ D. W. MORGAN
---------------------------
Name: David W. Morgan
Title: Director
Matthey Holdings Limited
By: /s/ D. W. MORGAN
---------------------------
Name: David W. Morgan
Title: Director
Matthey Finance Ltd.
By: /s/ D. W. MORGAN
Name: David W. Morgan
---------------------------
Title: Director
Johnson Matthey Investments, Ltd.
By: /s/ D. W. MORGAN
---------------------------
Name: David W. Morgan
Title: Director
CUSIP No. 452519 10 1 Page 16 of 16
Johnson Matthey America Holdings Limited
By: /s/ D. W. MORGAN
---------------------------
Name: David W. Morgan
Title: Director
Johnson Matthey Holdings, Inc.
By: /s/ EDWARD H. RAVERT, JR.
---------------------------
Name: Edward H. Ravert, Jr.
Title: Vice President
Johnson Matthey Pharmaceutical Materials, Inc.
By: /s/ ROBERT M. TALLEY
---------------------------
Name: Robert M. Talley
Title: Vice President, General Counsel & Secretary