Transaction Valuation* | Amount of Filing Fee | |
$61,994,888 | $1,903.24 |
* | Estimated for purposes of calculating the filing fee only. Based on the offer to purchase all of the outstanding shares of Common Stock of Arkona, Inc. at a purchase price of $1.38 cash per share and 33,484,740 shares of Common Stock issued and outstanding, outstanding options with respect to 6,140,000 shares of Common Stock and outstanding warrants with respect to 2,424,092 shares of Common Stock, in each case as of April 30, 2007, and the offer to purchase all of the outstanding shares of Series B Convertible Preferred Stock of Arkona, Inc. at a purchase price of $6.90 cash per share, and 575,000 shares of Series B Preferred Stock outstanding as of April 30, 2007. |
þ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration number, or the Form or Schedule and the date of its filing Amount Previously Paid: |
Amount Previously Paid: $1,903.24 | Filing Party: DealerTrack Holdings, Inc. | |||
Form or Registration No.: Schedule TO-T | Date Filed: May 1, 2007 |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
þ | third-party tender offer subject to Rule 14d-1. | |
o | issuer tender offer subject to Rule 13e-4. | |
o | going-private transaction subject to Rule 13e-3. | |
o | amendment to Schedule 13D under Rule 13d-2. |
Item 11. Additional Information. | ||||||||
Item 12. Exhibits | ||||||||
SIGNATURE | ||||||||
EXHIBIT INDEX | ||||||||
EX-99.A.5.C: PRESS RELEASE |
DA ACQUISITION CORP. |
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By: | /s/ Mark ONeil | |||
Name: | Mark ONeil | |||
Title: | President | |||
DEALERTRACK HOLDINGS, INC. |
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By | /s/ Mark ONeil | |||
Name: | Mark ONeil | |||
Title: | President |
* (a)(1)(A)
|
Offer to Purchase, dated May 1, 2007. | |
* (a)(1)(B)
|
Form of Letter of Transmittal. | |
* (a)(1)(C)
|
Form of Notice of Guaranteed Delivery. | |
* (a)(1)(D)
|
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. | |
* (a)(1)(E)
|
Form of Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. | |
* (a)(1)(F)
|
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9. | |
(a)(2)
|
Not applicable. | |
(a)(3)
|
Not applicable. | |
(a)(4)
|
Not applicable. | |
* (a)(5)(A)
|
Joint Press release issued by DealerTrack and Arkona dated April 27, 2007 (incorporated herein by reference to Exhibit 99.1 to the Form 8-K filed by DealerTrack on April 27, 2007). | |
* (a)(5)(B)
|
Summary Newspaper Advertisement as published in The Wall Street Journal on May 1, 2007. | |
(a)(5)(C)
|
Press release issued by DealerTrack, dated May 30, 2007. | |
(b)
|
Not applicable. | |
* (d)(1)
|
Agreement and Plan of Merger, dated as of April 26, 2007, among DealerTrack, the Purchaser and Arkona (incorporated by reference to Exhibit 2.1 to the Form 8-K filed by DealerTrack on April 27, 2007). | |
* (d)(2)
|
Confidentiality Agreement, dated as of January 10, 2007, between DealerTrack and Arkona. | |
* (d)(3)
|
Tender and Support Agreement, dated as of April 26, 2007, among DealerTrack, the Purchaser and certain stockholders of Arkona named therein (incorporated herein by reference to Exhibit 2.2 to the Form 8-K filed by DealerTrack on April 27, 2007). | |
* (d)(4)
|
Employment Agreement, dated as of April 26, 2007, among Arkona, the Purchaser and Richard Holland. | |
* (d)(5)
|
Consulting Agreement, dated as of April 26, 2007, among DealerTrack and Alan D. Rudd. | |
(g)
|
Not applicable. | |
(h)
|
Not applicable. |
* | Previously filed. |