CUSIP No. |
75601N104 |
1 | NAME OF REPORTING PERSON Ameriprise Financial, Inc. S.S. or I.R.S. Identification IRS No. 13-3180631 No. of Above Person |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
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(a) o | |||||
(b) þ* | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 25,115 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
1,154,616 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,154,616 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
7.15% | |||||
12 | TYPE OF REPORTING PERSON | ||||
CO |
CUSIP No. |
75601N104 |
1 | NAME OF REPORTING PERSON Columbia Management Investment Advisers, LLC S.S. or I.R.S. Identification IRS No. 41-1533211 No. of Above Person |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
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(a) o | |||||
(b) þ* | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Minnesota | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 25,115 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
1,154,616 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,154,616 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
7.15% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IA |
1(a)
|
Name of Issuer: | Real Goods Solar, Inc. | ||
1(b)
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Address of Issuers Principal | 833 West South Boulder Road | ||
Executive Offices: | Louisville, CO 80027 | |||
2(a)
|
Name of Person Filing: | (a) Ameriprise Financial, Inc. (AFI) | ||
(b) Columbia Management Investment | ||||
Advisers, LLC (CMIA) | ||||
2(b)
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Address of Principal Business Office: | (a) Ameriprise Financial, Inc. | ||
145 Ameriprise Financial Center | ||||
Minneapolis, MN 55474 | ||||
(b) 100 Federal St. | ||||
Boston, MA 02110 | ||||
2(c)
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Citizenship: | (a) Delaware | ||
(b) Minnesota | ||||
2(d)
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Title of Class of Securities: | Common Stock | ||
2(e)
|
Cusip Number: | 75601N104 | ||
3 | Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b): | |||
(a) Ameriprise Financial, Inc. | ||||
A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7) | ||||
(b) Columbia Management Investment Advisers, LLC | ||||
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) | ||||
4 | Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person. | |||
AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA. | ||||
Each of AFI and CMIA disclaims beneficial ownership of any shares reported on this Schedule. | ||||
5 | Ownership of 5% or Less of a Class: | |||
If this statement is being filed to report the fact as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( ). |
6 | Ownership of more than 5% on Behalf of Another Person: Not Applicable | |||
7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: | |||
AFI: See Exhibit I | ||||
8 | Identification and Classification of Members of the Group: | |||
Not Applicable | ||||
9 | Notice of Dissolution of Group: | |||
Not Applicable | ||||
10 | Certification: | |||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. |
Dated: February 11, 2011 |
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Ameriprise Financial, Inc. |
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By: | /s/ Wade M. Voigt | |||
Name: | Wade M. Voigt | |||
Title: | Director Fund Administration | |||
Columbia Management Investment Advisers, LLC |
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By: | /s/ Amy Johnson | |||
Name: | Amy Johnson | |||
Title: | Chief Operating Officer | |||
Contact Information Wade M. Voigt Director Fund Administration Telephone: (612) 671-5682 |
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Exhibit I
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Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. | |
Exhibit II
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Joint Filing Agreement |