2
Principal Amount | ||||||||||||||
of Debentures | Number of Shares of | Number of Shares of | ||||||||||||
Beneficially | Percentage of | Common Stock | Common Stock Beneficially | |||||||||||
Owned and | Debentures | Issuable that May Be | Owned after the | Natural Person(s) with Voting or | ||||||||||
Name of Selling Securityholder (1) | Offered (USD) (2) | Outstanding (%) | Sold(3)(4) | Offering(5) | Investment Power | |||||||||
ATSF Transamerica Convertible Securities (+) |
10,000,000 | * | 317,162 | 0 | Kirk Kim, Peter Lopez | |||||||||
Capital World Growth and Income Fund, Inc. |
30,000,000 | 1.8750 | % | 951,486 | 3,000,000 | (6) | ||||||||
Citigroup Global Markets Inc. (#) |
1,000,000 | * | (7) | 31,716 | 0 | (8) | ||||||||
Eaglerock Institutional Partners, LP |
700,000 | * | 22,201 | 22,500 | (9) | Nader Tavakoli | ||||||||
Eaglerock Master Fund, LP |
1,300,000 | * | 41,231 | 22,500 | (10) | Nader Tavakoli | ||||||||
IDEX Flexible Income Fund (+) |
1,000,000 | * | 31,716 | 0 | Kirk Kim, Peter Lopez, Brian Westhoff | |||||||||
IDEX Transamerica Convertible Securities Fund (+) |
5,500,000 | * | 174,439 | 0 | Kirk Kim, Peter Lopez | |||||||||
KBC Financial Products USA, Inc. (#) |
500,000 | * | 15,858 | 0 | (11) | |||||||||
Lydian Global Opportunities Master Fund Limited |
11,500,000 | * | 364,736 | 0 | David Friezo | |||||||||
Road Carriers Local 707 |
197,000 | * | 6,248 | 0 | Kirk Kim, Peter Lopez | |||||||||
Stonebridge Life Insurance (#) |
805,000 | * | 25,532 | 0 | Kirk Kim, Peter Lopez | |||||||||
The Income Fund of America, Inc. |
154,825,000 | 9.6766 | % | 4,910,461 | 0 | (12) | ||||||||
Transamerica Life Insurance and Annuity Corp (+) |
35,370,000 | 2.2106 | % | 1,121,802 | 0 | Kirk Kim, Peter Lopez | ||||||||
Transamerica Occidental Life (+) |
1,075,000 | * | 34,095 | 0 | Kirk Kim, Peter Lopez | |||||||||
Transamerica Premier High Yield (+) |
3,000,000 | * | 95,149 | 0 | Peter Lopez, Brian Westhoff |
* | Less than one percent (1%). | |
# | The selling securityholder is a registered broker-dealer. | |
+ | The selling securityholder is an affiliate of a registered broker-dealer. | |
(1) | Information concerning other selling securityholders will be set forth in additional supplements to the prospectus supplement from time to time, if required. | |
(2) | The sum of the listed principal amounts of notes beneficially owned by the selling securityholders named in the table combined with those previously listed in the prospectus dated March 30, 2006, including supplements thereto, exceeds $1,600,000,000 because certain selling securityholders may have transferred notes or otherwise reduced their position prior to selling pursuant to this prospectus, and as a result we received beneficial ownership information from additional selling securityholders. However, the maximum principal amount of notes that may be sold under this prospectus will not exceed $1,600,000,000. | |
(3) | Assumes conversion of all of the holders debentures at a conversion rate of 31.7162 shares of common stock per $1,000 principal amount at maturity of the debentures. This conversion rate is subject to adjustment as described under Description of debenturesConversion rights in the prospectus supplement. As a result, the number of shares of common stock issuable upon conversion of the debentures may increase or decrease in the future. Excludes shares of common stock that may be issued by us upon the repurchase of the debentures as described under Description of debenturesFundamental change permits holders to require us to repurchase debentures and fractional shares. Holders will receive a cash adjustment for any fractional share amount resulting from conversion of the debentures, as described under Description of debenturesConversion rights. | |
(4) | Calculated based on Rule 13d-3(d)(i) of the Exchange Act. The number of shares of common stock beneficially owned by each holder named above is less than 1% of our outstanding common stock calculated based on 5,883 million shares of common stock outstanding as of January 27, 2006. In calculating this amount for each holder, we treated as outstanding the number of shares of common stock issuable upon conversion of all of that holders debentures, but we did not assume conversion of any other holders debentures. | |
(5) | For purposes of computing the number and percentage of debentures and shares of common stock to be held by the selling securityholders after the conclusion of the offering, we have assumed for purposes of the table above that the selling securityholders named above will sell all of the debentures and all of the common stock issuable upon conversion of the debentures offered by this prospectus, and that any other shares of our common stock beneficially owned by these selling securityholders will continue to be beneficially owned. | |
(6) | Capital Research and Management Company (CRMC) serves as an investment adviser with the power to direct investments and/or sole power to vote the shares owned by The Income Fund of America and Capital World Growth and Income Fund, each of which is an investment company registered under the Investment Company Act of 1940. For purposes of the reporting requirements of the Securities Exchange Act of 1934, CRMC may be deemed to be the beneficial owner of all of the securities listed in this table and to which this footnote applies; however, CRMC expressly disclaims that it is, in fact, the beneficial owner of such securities. CRMC is an investment adviser registered under the Investment Advisers Act of 1940. | |
(7) | Citigroup Global Markets Inc. was previously listed as holding $30,595,000 in principal amount of the debentures. Through supplement no. 8 the aggregate amount that Citigroup Global Markets Inc. should have been listed as holding is $25,665,000 in principal amount of the debentures. The amount included in this supplement no. 9 is in addition to the $25,665,000 principal amount of debentures. In the aggregate, Citigroup Global Markets Inc. would own > 1% of debentures outstanding. Citigroup Global Markets Inc. may have sold, transferred or otherwise disposed of all or a portion of such amount since the date of such prior supplements. | |
(8) | Citigroup Global Markets Inc. is a subsidiary of a public company. | |
(9) | Number of shares of common stock beneficially owned by Eaglerock Institutional Partners, LP is as of August 31, 2006. | |
(10) | Number of shares of common stock beneficially owned by Eaglerock Master Fund, LP is as of August 31, 2006. | |
(11) | The securities are under the total control of KBC Financial Products USA Inc. KBC Financial Products USA Inc. is a direct wholly-owned subsidiary of KBC Financial Holdings, Inc., which in turn is a direct wholly-owned subsidiary of KBC Bank N.V., which in turn is a direct wholly-owned subsidiary of KBC Group N.V., a publicly traded entity. | |
(12) | Capital Research and Management Company (CRMC) serves as an investment adviser with the power to direct investments and/or sole power to vote the shares owned by The Income Fund of America and Capital World Growth and Income Fund, each of which are investment companies registered under the Investment Company Act of 1940. For purposes of the reporting requirements of the Securities Exchange Act of 1934, CRMC may be deemed to be the beneficial owner of all of the shares listed in this table and to which this footnote applies; however, CRMC expressly disclaims that it is, in fact, the beneficial owner of such securities. CRMC is an investment adviser registered under the Investment Advisers Act of 1940. |
3