CUSIP No. |
37245R107 |
Page | 2 |
of | 15 |
1 | NAME OF REPORTING PERSON I. R. S. Identification No. of Above Person (entities only) Mercury Fund VI, Ltd. I.R.S. Identification No. 20-2196404 |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Texas | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 114,000(1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 114,000(1) | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
114,000(1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * | ||||
~ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
1.98%(2) | |||||
12 | TYPE OF REPORTING PERSON* | ||||
PN |
CUSIP No. |
37245R107 |
Page | 3 |
of | 15 |
1 | NAME OF REPORTING PERSON I. R. S. Identification No. of Above Person (entities only) Mercury Fund VII, Ltd. I.R.S. Identification No. 20-4881368 |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Texas | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 225,461(1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 225,461(1) | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
225,461(1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * | ||||
~ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
3.91%(2) | |||||
12 | TYPE OF REPORTING PERSON * | ||||
PN |
CUSIP No. |
37245R107 |
Page | 4 |
of | 15 |
1 | NAMES OF REPORTING PERSONS I. R. S. Identification No. of Above Person (entities only) Mercury Ventures, Ltd. I.R.S. Identification No. 75-2796235 |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Texas | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 114,000 (1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 114,000 (1) | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
114,000 (1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
~ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
1.98%(2) | |||||
12 | TYPE OF REPORTING PERSON* | ||||
PN |
CUSIP No. |
37245R107 |
Page | 5 |
of | 15 |
1 | NAMES OF REPORTING PERSONS I. R. S. Identification No. of Above Person (entities only) Mercury Ventures II, Ltd. I.R.S. Identification No. 20-4736567 |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Texas | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 225,461 (1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 225,461 (1) | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
225,461 (1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
~ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
3.91%(2) | |||||
12 | TYPE OF REPORTING PERSON* | ||||
PN |
(1) | Mr. Howe exercises voting and disposition power over such shares on behalf of Mercury Management, the General Partner of Mercury Ventures II, which is the General Partner of Mercury VII, the owner of all 225,461 shares. | |
(2) | Assumes a total of 5,763,215 shares of common stock outstanding based on Datawatch Corporations Annual Report on Form 10-K for the fiscal year ended September 30, 2007. |
CUSIP No. |
37245R107 |
Page | 6 |
of | 15 |
1 | NAME OF REPORTING PERSON I. R. S. Identification No. of Above Person (entities only) Mercury Management, L.L.C. I.R.S. Identification No. 75-2796232 |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Texas | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 339,461(1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 339,461(1) | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
339,461(1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
~ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.89%(2) | |||||
12 | TYPE OF REPORTING PERSON* | ||||
OO |
(1) | Mr. Howe exercises voting and disposition power over such shares on behalf of Mercury Management, the General Partner of Mercury Ventures and Mercury Ventures II. Mercury Ventures is the General Partner of Mercury VI. Mercury Ventures II is the General Partner of Mercury VII. Includes 114,000 shares owned by Mercury VI and 225,461 shares owned by Mercury VII. | |
(2) | Assumes a total of 5,763,215 shares of common stock outstanding based on Datawatch Corporations Annual Report on Form 10-K for the fiscal year ended September 30, 2007. |
CUSIP No. |
37245R107 |
Page | 7 |
of | 15 |
1 | NAMES OF REPORTING PERSONS I. R. S. Identification No. of Above Person (entities only) Kevin C. Howe |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 339,461(1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 339,461(1) | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
339,461(1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * | ||||
~ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.89%(2) | |||||
12 | TYPE OF REPORTING PERSON * | ||||
IN |
(1) | Mr. Howe exercises voting and disposition power over such shares on behalf of Mercury Management, the General Partner of Mercury Ventures and Mercury Ventures II. Mercury Ventures is the General Partner of Mercury VI. Mercury Ventures II is the General Partner of Mercury VII. Includes 114,000 shares owned by Mercury VI and 225,461 shares owned by Mercury VII. | |
(2) | Assumes a total of 5,763,215 shares of common stock outstanding based on Datawatch Corporations Annual Report on Form 10-K for the fiscal year ended September 30, 2007, of which 1.98% are owned by Mercury VI and 3.91% are owned by Mercury VII. |
CUSIP No. 37245R107 | Page 8 of 15 |
Item 1(a).
|
Name of Issuer: | |
Datawatch Corporation, a Delaware corporation | ||
Item 1(b).
|
Address of Issuers Principal Executive Offices: | |
271 Mill Road, Quorum Office Park, Chelmsford, MA 01824 | ||
Item 2(a).
|
Name of Person Filing: | |
Mercury Fund VI, Ltd. | ||
Mercury Fund VII, Ltd. | ||
Mercury Ventures, Ltd. | ||
Mercury Ventures II, Ltd. | ||
Mercury Management, L.L.C. | ||
Kevin C. Howe | ||
Item 2(b).
|
Address of Principal Business Office or, if None, Residence: | |
The principal business office of Mercury VI, Mercury VII, Mercury Ventures, Mercury Ventures II, Mercury Management and Mr. Howe is 5416 Arbor Hollow, McKinney, Texas 75070 | ||
Item 2(c).
|
Citizenship: | |
Mercury VIs place of organization is Texas | ||
Mercury VIIs place of organization is Texas | ||
Mercury Ventures place of organization is Texas | ||
Mercury Ventures IIs place of organization is Texas | ||
Mercury Managements place of organization is Texas | ||
Mr. Howe is a citizen of the United States |
CUSIP No. 37245R107 | Page 9 of 15 |
Item 2(d).
|
Title of Class of Securities: | |
Common Stock, $0.01 par value per share | ||
Item 2(e).
|
CUSIP Number: | |
237917-20-8 | ||
Item 3. I
|
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: | |
Not Applicable. | ||
Item 4.
|
Ownership: |
(a) | Amount beneficially owned: | 114,000 | (1) | |||||
(b) | Percent of class: | 1.98 | %(2) | |||||
(c) | Number of shares as to which the person has: | |||||||
(i) | Sole power to vote or direct the vote | 114,000 | (1) | |||||
(ii) | Shared power to vote or direct the vote | -0- | ||||||
(iii) | Sole power to dispose or to direct the disposition of | 114,000 | (1) | |||||
(iv) | Shared power to dispose or to direct the disposition of | -0- |
(1) | Mr. Howe exercises voting and disposition power over such shares on behalf of Mercury Management, the General Partner of Mercury Ventures, which is the General Partner of Mercury VI. | |
(2) | Assumes a total of 5,763,215 shares of common stock outstanding based on Datawatch Corporations Annual Report on Form 10-K for the fiscal year ended September 30, 2007. |
CUSIP No. 37245R107 | Page 10 of 15 |
(a) | Amount beneficially owned: | 225,461 | (1) | |||||
(b) | Percent of class: | 3.91 | %(2) | |||||
(c) | Number of shares as to which the person has: | |||||||
(i) | Sole power to vote or direct the vote | 225,461 | (1) | |||||
(ii) | Shared power to vote or direct the vote | -0- | ||||||
(iii) | Sole power to dispose or to direct the disposition of | 225,461 | (1) | |||||
(iv) | Shared power to dispose or to direct the disposition of | -0- |
(1) | Mr. Howe exercises voting and disposition power over such shares on behalf of Mercury Management, the General Partner of Mercury Ventures II, which is the General Partner of Mercury VII. | |
(2) | Assumes a total of 5,763,215 shares of common stock outstanding based on Datawatch Corporations Annual Report on Form 10-K for the fiscal year ended September 30, 2007. |
(a) |
Amount | beneficially owned: | 114,000 | (1) | ||||
(b) |
Percent | of class: | 1.98 | %(2) | ||||
(c) |
Number | of shares as to which the person has: | ||||||
(i) | Sole power to vote or direct the vote | 114,000 | (1) | |||||
(ii) | Shared power to vote or direct the vote | -0- | ||||||
(iii) | Sole power to dispose or to direct the disposition of | 114,000 | (1) | |||||
(iv) | Shared power to dispose or to direct the disposition of | -0- |
(1) | Mr. Howe exercises voting and disposition power over such shares on behalf of Mercury Management, the General Partner of Mercury Ventures, which is the General Partner of Mercury VI, the owner of all 114,000 shares. | |
(2) | Assumes a total of 5,763,215 shares of common stock outstanding based on Datawatch Corporations Annual Report on Form 10-K for the fiscal year ended September 30, 2007. |
CUSIP No. 37245R107 | Page 11 of 15 |
(a) | Amount beneficially owned: | 225,461 | (1) | |||||
(b) | Percent of class: | 3.91 | %(2) | |||||
(c) | Number of shares as to which the person has: | |||||||
(i) | Sole power to vote or direct the vote | 225,461 | (1) | |||||
(ii) | Shared power to vote or direct the vote | -0- | ||||||
(iii) | Sole power to dispose or to direct the disposition of | 225,461 | (1) | |||||
(iv) | Shared power to dispose or to direct the disposition of | -0- |
(1) | Mr. Howe exercises voting and disposition power over such shares on behalf of Mercury Management, the General Partner of Mercury Ventures II, which is the General Partner of Mercury VII, the owner of all 225,461 shares. | |
(2) | Assumes a total of 5,763,215 shares of common stock outstanding based on Datawatch Corporations Annual Report on Form 10-K for the fiscal year ended September 30, 2007. |
(a) | Amount beneficially owned: | 339,461 | (1) | |||||
(b) | Percent of class: | 5.89 | %(2) | |||||
(c) | Number of shares as to which the person has: | |||||||
(i) | Sole power to vote or direct the vote | 339,461 | (1) | |||||
(ii) | Shared power to vote or direct the vote | -0- | ||||||
(iii) | Sole power to dispose or to direct the disposition of | 339,461 | (1) | |||||
(iv) | Shared power to dispose or to direct the disposition of | -0- |
(1) | Mr. Howe exercises voting and disposition power over such shares on behalf of Mercury Management, the General Partner of Mercury Ventures and Mercury Ventures II. Mercury Ventures is the General Partner of Mercury VI. Mercury Ventures II is the General Partner of Mercury VII. Includes 114,000 shares owned by Mercury VI and 225,461 shares owned by Mercury VII. | |
(2) | Assumes a total of 5,763,215 shares of common stock outstanding based on Datawatch Corporations Annual Report on Form 10-K for the fiscal year ended September 30, 2007, of which 1.98% are owned by Mercury VI and 3.91% are owned by Mercury VII. |
CUSIP No. 37245R107 | Page 12 of 15 |
(a) | Amount beneficially owned: | 339,461 | (1) | |||||
(b) | Percent of class: | 5.89 | %(2) | |||||
(c) | Number of shares as to which the person has: | |||||||
(i) | Sole power to vote or direct the vote | 339,461 | (1) | |||||
(ii) | Shared power to vote or direct the vote | -0- | ||||||
(iii) | Sole power to dispose or to direct the disposition of | 339,461 | (1) | |||||
(iv) | Shared power to dispose or to direct the disposition of | -0- |
(1) | Mr. Howe exercises voting and disposition power over such shares on behalf of Mercury Management, the General Partner of Mercury Ventures and Mercury Ventures II. Mercury Ventures is the General Partner of Mercury VI. Mercury Ventures II is the General Partner of Mercury VII. Includes 114,000 shares owned by Mercury VI and 225,461 shares owned by Mercury VII. | |
(2) | Assumes a total of 5,763,215 shares of common stock outstanding based on Datawatch Corporations Annual Report on Form 10-K for the fiscal year ended September 30, 2007, of which 1.98% are owned by Mercury VI and 5.89% are owned by Mercury VII. |
Item 5.
|
Ownership of Five Percent or Less of a Class: | |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. o | ||
Not Applicable. | ||
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person: | |
Not Applicable | ||
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: | |
Not Applicable | ||
Item 8.
|
Identification and Classification of Members of the Group: | |
The following lists each member of the group filing this Schedule 13G pursuant to Rule 13d-1(c): | ||
Mercury Fund VI, Ltd. | ||
Mercury Fund VII, Ltd. | ||
Mercury Ventures, Ltd. |
CUSIP No. 37245R107 | Page 13 of 15 |
Mercury Ventures II, Ltd. | ||
Mercury Management, L.L.C. | ||
Kevin C. Howe | ||
Item 9.
|
Notice of Dissolution of Group: | |
Not Applicable | ||
Item 10.
|
Certification: | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
CUSIP No. 37245R107 | Page 14 of 15 |
February 6, 2008 | MERCURY FUND VI, LTD. | |||||
By: | MERCURY VENTURES, LTD. | |||||
General Partner | ||||||
By: | MERCURY MANAGEMENT, L.L.C. | |||||
General Partner | ||||||
By: | /s/ Kevin C. Howe | |||||
Name: | Kevin C. Howe | |||||
Title: | Manager | |||||
February 6, 2008 | MERCURY FUND VII, LTD. | |||||
By: | MERCURY VENTURES II, LTD. | |||||
General Partner | ||||||
By: | MERCURY MANAGEMENT, L.L.C. | |||||
General Partner | ||||||
By: | /s/ Kevin C. Howe | |||||
Name: | Kevin C. Howe | |||||
Title: | Manager | |||||
February 6, 2008 | MERCURY VENTURES, LTD. | |||||
By: | MERCURY MANAGEMENT, L.L.C. | |||||
General Partner | ||||||
By: | /s/ Kevin C. Howe | |||||
Name: | Kevin C. Howe | |||||
Title: | Manager | |||||
February 6, 2008 | MERCURY VENTURES II, LTD. | |||||
By: | MERCURY MANAGEMENT, L.L.C. | |||||
General Partner | ||||||
By: | /s/ Kevin C. Howe | |||||
Name: | Kevin C. Howe | |||||
Title: | Manager |
CUSIP No. 37245R107 | Page 15 of 15 |
February 6, 2008 | MERCURY MANAGEMENT, L.L.C. | |||
By: | /s/ Kevin C. Howe | |||
Name: Kevin C. Howe | ||||
Title: Manager |
February 6, 2008
|
/s/ Kevin C. Howe | |
Name: Kevin C. Howe |