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SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
Illumina, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
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(Title of Class of Securities)
45232710
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2002
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 2 OF 15 PAGES
------------------ ------------------
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1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ARCH Venture Fund III, L.P.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)[ ]
(b)[ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
NUMBER OF -------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,615,299
EACH -------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 0
-------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,615,299
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,615,299
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [ ]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.13%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
-------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 3 OF 15 PAGES
------------------ ------------------
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ARCH Venture Partners, L.L.C.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)[ ]
(b)[ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
NUMBER OF ------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,615,299
EACH ------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 0
------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,615,299
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,615,299
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [ ]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.13%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 4 OF 15 PAGES
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--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Steven Lazarus
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
4,625
NUMBER OF ------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,615,299
EACH ------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 4,625
------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,615,299
-------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,619,924
-------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [ ]
-------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.14%
-------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 4 of 15 Pages
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CUSIP N0. 45232710 13G PAGE 5 OF 15 PAGES
------------------ ------------------
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Keith Crandell
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)[ ]
(b)[ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
4,625
NUMBER OF ------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,615,299
EACH ------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 4,625
------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,615,299
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,619,924
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [ ]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.14%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 5 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 6 OF 15 PAGES
------------------ ------------------
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Robert Nelsen
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)[ ]
(b)[ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
12,125
NUMBER OF -----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,615,299
EACH -----------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 12,125
-----------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,615,299
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,627,424
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [ ]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.16%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 6 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 7 OF 15 PAGES
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--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Clinton Bybee
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)[ ]
(b)[ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
4,625
NUMBER OF -----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,615,299
EACH -----------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 4,625
-----------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,615,299
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,619,924
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [ ]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.14%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 7 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 8 OF 15 PAGES
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Schedule 13G
Item 1(a). Name of Issuer: Illumina, Inc. (the "Issuer").
Item 1(b). Address of Issuer's Principal Executive Offices: 9885 Towne
Center Dr., San Diego, CA 92121.
Item 2(a). Names of Persons Filing: ARCH Venture Fund III, L.P.
("ARCH Venture Fund III"); ARCH Venture Partners, L.L.C. ("AVP
LLC") (collectively, the "Reporting Entities" and
individually, each a "Reporting Entity") and Steven Lazarus
("Lazarus"), Keith Crandell ("Crandell"), Robert Nelsen
("Nelsen") and Clinton Bybee ("Bybee") (collectively, the
"Managing Directors" and individually, each a "Managing
Director"). The Reporting Entities and the Managing Directors
collectively are referred to as the "Reporting Persons".
Item 2(b). Address of Principal Business Office or, if None, Residence:
8725 W. Higgins Road, Suite 290, Chicago, IL 60631.
Item 2(c) Citizenship: ARCH Venture Fund III is a limited partnership
organized under the laws of the State of Delaware. AVP LLC is
a limited liability company organized under the laws of the
State of Delaware. Each Managing Director is a US citizen.
Item 2(d). Title of Class of Securities: Common Stock, $.01 par value
(the "Common Stock").
Item 2(e). CUSIP Number: 45232710
Item 3. If this statement is filed pursuant to Sections 240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing is
a:
Not Applicable.
Item 4. Ownership.
(a) Amount beneficially owned:
ARCH Venture Fund III is the record owner of
3,615,299 shares of Common Stock (the "Record
Shares") as of December 31, 2002. As the sole general
partner of ARCH Venture Fund III, AVP LLC may be
deemed to own the Record Shares. As individual
general partners or managing directors of AVP LLC,
each Managing Director may also be deemed to share
the power and direct the disposition and vote of the
Record Shares. In addition, as of December 31, 2002,
Lazarus, Bybee and Crandell are each the record
owners of 4,625 shares of Common Stock, and Nelsen is
the record owner of 9,625 shares of Common Stock and
owns an option that is exercisable to purchase 2,500
shares of Common Stock ("Option Shares").
Page 8 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 9 OF 15 PAGES
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(b) Percent of class:
Each reporting person except the Managing Directors:
11.13%. Each of the Managing Directors, excluding
Nelsen: 11.14%. Nelsen: 11.16%. The foregoing
percentages are calculated based on the 32,490,095
shares of Common Stock reported to be outstanding in
the Issuer's Form 10-Q filed with the Securities and
Exchange Commission on November 14, 2002 (the
"Reported Shares"). Nelsen's percentage is calculated
based on 32,482,595 shares, which included the
Reported Shares and the Option Shares.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
0 shares for each Reporting Person except
the Managing Directors. 4,625 shares for
each of the Managing Directors except
Nelsen. 12,125 shares for Nelsen, which
includes the Option Shares.
(ii) Shared power to vote or to direct the vote:
Each of the Reporting Persons: 3,615,299.
(iii) Sole power to dispose or to direct the
disposition of:
0 shares for each Reporting Person except
the Managing Directors. 4,625 shares for
each of the Managing Directors except
Nelsen. 12,125 shares for Nelsen, which
includes the Option Shares.
(iv) Shared power to dispose or to direct the
disposition of:
Each of the Reporting Persons: 3,615,299.
Each Reporting Person disclaims beneficial ownership of such
shares of Common Stock except for the shares, if any, such
Reporting Person holds of record.
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary which
Acquired the Security Being Reported on By the Parent Holding
Company or Control Person.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
Page 9 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 10 OF 15 PAGES
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Not Applicable. The Reporting Persons expressly disclaim
membership in a "group" as used in Rule 13d-1(b)(ii)(J).
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certification.
Not Applicable. This statement on Schedule 13G is not filed
pursuant to Section 240.13d-1(b) nor Section 240.13d-1(c).
Page 10 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 11 OF 15 PAGES
------------------ -------------------
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 10, 2003
ARCH VENTURE FUND III, L.P.
By: ARCH Venture Partners, L.L.C.
its General Partner
By: *
--------------------------
Steven Lazarus
Managing Director
ARCH VENTURE PARTNERS, L.L.C.
By: *
--------------------------
Steven Lazarus
Managing Director
*
------------------------
Steven Lazarus
*
------------------------
Keith Crandell
*
------------------------
Robert Nelsen
*
------------------------
Clinton Bybee
* By: /s/ Mark McDonnell
-----------------------
Mark McDonnell as
Attorney-in-Fact
This Schedule 13G was executed by Mark McDonnell pursuant to Powers of Attorney
attached hereto as Exhibit 2 and incorporated herein by reference.
Page 11 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 12 OF 15 PAGES
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Exhibit 1
AGREEMENT
Pursuant to Rule 13d-1-(k)(1) under the Securities Exchange Act of
1934, the undersigned hereby agree that only one statement containing the
information required by Schedule 13G need be filed with respect to the ownership
by each of the undersigned of shares of stock of Illumina, Inc.
This Agreement may be executed in any number of counterparts, each of
which shall be deemed an original.
Dated: February 10, 2003
ARCH VENTURE FUND III, L.P.
By: ARCH Venture Partners, L.L.C.
its General Partner
By: *
--------------------------
Steven Lazarus
Managing Director
ARCH VENTURE PARTNERS, L.L.C.
By: *
--------------------------
Steven Lazarus
Managing Director
*
------------------------
Steven Lazarus
*
------------------------
Keith Crandell
*
------------------------
Robert Nelsen
*
------------------------
Clinton Bybee
* By: /s/ Mark McDonnell
-------------------------
Mark McDonnell as
Attorney-in-Fact
This Agreement was executed by Mark McDonnell pursuant to Powers of Attorney
attached hereto as Exhibit 2 and incorporated herein by reference.
Page 12 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 13 OF 15 PAGES
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Exhibit 2
POWERS OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature
appears below hereby constitutes and appoints Mark McDonnell his true and lawful
attorney-in-fact, with full power of substitution, to sign any and all
instruments, certificates and documents that may be necessary, desirable or
appropriate to be executed on behalf of himself as an individual or in his
capacity as a general partner of any partnership, pursuant to Sections 13 and 16
of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any
and all regulations promulgated thereunder, and to file the same, with all
exhibits thereto, and any other documents in connection therewith, with the
Securities and Exchange Commission, and with any other entity when and if such
is mandated by the Exchange Act or by the By-laws of the National Association of
Securities Dealers, Inc., granting unto said attorney-in-fact full power and
authority to do and perform each and every act and thing necessary, desirable or
appropriate, fully to all intents and purposes as he might or could do in
person, thereby ratifying and confirming all that said attorney-in-fact, or his
substitutes, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the
12th day of February, 2001.
ARCH VENTURE FUND II, L.P.
By: ARCH Management Partners II, L.P.
its General Partner
By: ARCH Venture Partners, L.P.
its General Partner
By: ARCH Venture Corporation
its General Partner
By: /s/ Steven Lazarus
-----------------------
Managing Director
ARCH II PARALLEL FUND, L.P.
By: ARCH Management Partners II, L.P.
its General Partner
By: ARCH Venture Partners, L.P.
its General Partner
By: ARCH Venture Corporation
its General Partner
By: *
--------------------
Steven Lazarus
Managing Director
Page 13 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 14 OF 15 PAGES
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ARCH MANAGEMENT PARTNERS II, L.P.
By: ARCH Venture Partners, L.P.
its General Partner
By: ARCH Venture Corporation
its General Partner
By: /s/ Steven Lazarus
----------------------
Managing Director
ARCH VENTURE PARTNERS, L.P.
By: ARCH Venture Corporation
its General Partner
By: /s/ Steven Lazarus
----------------------
Managing Director
ARCH VENTURE CORPORATION
By: /s/ Steven Lazarus
-------------------------
Managing Director
ARCH VENTURE FUND III, L.P.
By: ARCH Venture Partners, L.L.C.
its General Partner
By: /s/ Steven Lazarus
-------------------------
Steven Lazarus
Managing Director
ARCH VENTURE PARTNERS, L.L.C.
By: /s/ Steven Lazarus
-------------------------
Steven Lazarus
Managing Director
/s/ Steven Lazarus
-----------------------------
Steven Lazarus
/s/ Keith Crandell
-----------------------------
Keith Crandell
Page 14 of 15 Pages
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CUSIP NO. 45232710 13G PAGE 15 OF 15 PAGES
------------------ -------------------
/s/ Robert Nelsen
-----------------------------
Robert Nelsen
/s/ Clinton Bybee
-----------------------------
Clinton Bybee
Page 15 of 15 Pages