SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Amendment No. 3 to
Third Amended and Restated
Schedule 13D
Under the Securities Exchange Act of 1934
CARNIVAL CORPORATION
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(Name of Issuer)
COMMON STOCK ($.01 PAR VALUE)
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(Title of Class of Securities)
143658 10 2
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(CUSIP Number)
Arnaldo Perez, Esq.
General Counsel
Carnival Corporation
3655 N.W. 87th Avenue
Miami, Florida 33178-2428
(305) 599-2600
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
OCTOBER 24, 2002
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [_].
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 143658102 PAGE 2 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 3,653,168
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
3,653,168
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,653,168
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.6%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
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------------------------ -------------------------
CUSIP No. 143658102 PAGE 3 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
TAMMS MANAGEMENT CORPORATION
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 3,653,168
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
365,316
------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,287,852
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,653,168
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.6%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
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------------------------ -------------------------
CUSIP No. 143658102 PAGE 4 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE CONTINUED TRUST FOR MICKY ARISON
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 2,124,560
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
2,124,560
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,124,560
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
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------------------------ -------------------------
CUSIP No. 143658102 PAGE 5 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE MICKY ARISON 1997 HOLDINGS TRUST
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 6,042,187
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
6,042,187
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,042,187
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
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------------------------ -------------------------
CUSIP No. 143658102 PAGE 6 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MA 1997 HOLDINGS, L.P.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 6,042,187
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
6,042,187
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,042,187
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
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------------------------ -------------------------
CUSIP No. 143658102 PAGE 7 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MA 1997 HOLDINGS, INC.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 6,042,187
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
6,042,187
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,042,187
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
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------------------------ -------------------------
CUSIP No. 143658102 PAGE 8 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE MICKY ARISON 1994 "B" TRUST
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 106,114,284
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
106,114,284
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
106,114,284
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.1%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 9 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MA 1994 B SHARES, L.P.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 106,114,284
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
106,114,284
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
106,114,284
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.1%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 10 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MA 1994 B SHARES, INC.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 106,114,284
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
106,114,284
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
106,114,284
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.1%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 11 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MICKY ARISON
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 129,982,864
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON 93,847,639
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
129,982,864
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
223,830,503
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[X]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
38.1%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 12 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE SHARI ARISON IRREVOCABLE GUERNSEY TRUST
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey, Channel Islands
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
------------------------------------------------
10 SHARED DISPOSITIVE POWER
5,102,708
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,102,708
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.9%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 13 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE CONTINUED TRUST FOR SHARI ARISON DORSMAN
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 3,000,000
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
3,000,000
------------------------------------------------
10 SHARED DISPOSITIVE POWER
759,010
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,759,010
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.6%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 14 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey, Channel Island
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
------------------------------------------------
10 SHARED DISPOSITIVE POWER
76,787,525
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
76,787,525
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13.1%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 15 OF 39 PAGES
------------------------ -------------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
SHARI ARISON
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States and Israel
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 4,000,000
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON 1,200
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,001,200
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,001,200
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 16 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MARILYN B. ARISON
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States and Israel
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,032,440
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
1,032,440
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,032,440
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[X]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 17 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JMD DELAWARE, INC.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 9,524,560
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON 1,000,000
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
10,524,560
------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,550,460
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,075,020
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 18 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JAMES M. DUBIN
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 39,610,276
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON 93,847,639
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
10,524,560
------------------------------------------------
10 SHARED DISPOSITIVE POWER
130,586,523
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
141,112,083
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
24.0%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 19 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE TED ARISON 1992 IRREVOCABLE TRUST FOR LIN NUMBER 2
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON 46,145,830
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
46,145,830
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
46,145,830
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.9%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 20 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE TED ARISON FAMILY FOUNDATION USA, INC.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 2,250,000
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
2,250,000
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,250,000
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 21 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE ROYAL BANK OF SCOTLAND TRUST COMPANY (JERSEY) LIMITED
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
------------------------------------------------
10 SHARED DISPOSITIVE POWER
46,145,830
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
46,145,830
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.9%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 22 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CITITRUST (JERSEY) LIMITED
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey, Channel Island
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
------------------------------------------------
10 SHARED DISPOSITIVE POWER
76,787,525
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
76,787,525
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13.1%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 23 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JMD PROTECTOR, INC.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 30,085,716
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON 92,847,639
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
------------------------------------------------
10 SHARED DISPOSITIVE POWER
122,933,355
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
122,933,355
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.0%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 24 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
BALLUTA LIMITED
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Isle of Man
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
------------------------------------------------
10 SHARED DISPOSITIVE POWER
5,102,708
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,102,708
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.9%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 25 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 400,000
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
400,000
------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,032,440
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,032,440
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 26 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MBA I, LLC
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 400,000
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
400,000
------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,032,440
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,032,440
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 27 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE CONTINUED TRUST FOR MICHAEL ARISON
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 4,000,000
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON -0-
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
4,000,000
------------------------------------------------
10 SHARED DISPOSITIVE POWER
759,010
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,759,010
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.8%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
------------------------ -------------------------
CUSIP No. 143658102 PAGE 28 OF 39 PAGES
------------------------ -------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE MICHAEL ARISON 1999 IRREVOCABLE DELAWARE TRUST
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions): Not Applicable
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ------------------------------------------------
BENEFICIALLY OWNED 8 SHARED VOTING POWER
BY EACH REPORTING
PERSON 1,000,000
WITH ------------------------------------------------
9 SOLE DISPOSITIVE POWER
1,000,000
------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,000,000
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
The Third Amended and Restated Statement on Schedule 13D dated
October 14, 1999 (as amended by the Amendment No. 1 of the Third Amended and
Restated Statement on Schedule 13D dated May 22, 2000 and as amended by the
Amendment No. 2 of the Third Amended and Restated Statement on Schedule 13D
dated July 20, 2000) of TAMMS Investment Company, Limited Partnership, TAMMS
Management Corporation, the Continued Trust for Micky Arison, the Micky Arison
1997 Holdings Trust, MA 1997 Holdings, L.P., MA 1997 Holdings, Inc., the Micky
Arison 1994 "B" Trust, MA 1994 B Shares, L.P., MA 1994 B Shares, Inc., Micky
Arison, the Shari Arison Irrevocable Guernsey Trust, the Continued Trust for
Shari Arison Dorsman, the Ted Arison 1994 Irrevocable Trust for Shari No. 1,
Shari Arison, Marilyn B. Arison, JMD Delaware, Inc., James M. Dubin, Ted Arison
1992 Irrevocable Trust for Lin No.2, The Ted Arison Family Foundation USA, Inc.,
The Royal Bank of Scotland Trust Company (Jersey) Limited, Cititrust (Jersey)
Limited, JMD Protector, Inc. and Balluta Limited, is hereby amended as follows:
ITEM 2. IDENTITY AND BACKGROUND
Item 2 is hereby amended by deleting paragraph (a)(xxviii) and
replacing it with the following:
"(xxviii) The Ted Arison Family Foundation USA, Inc. (the
"Foundation"), formerly known as the Arison Foundation, Inc."
ITEM 4. PURPOSE OF TRANSACTION.
Item 4 is hereby amended by the addition thereto of the
following:
"On October 24, 2002, Micky Arison, JMD Delaware and JMD
Protector (collectively, the "Carnival Parties") each entered into a separate
Deed Poll, dated as of October 24, 2002 (collectively, "Deed Polls"), in favor
of P&O Princess Cruises plc, a public limited company formed under the laws of
England and Wales ("P&O Princess"). The Carnival Parties have agreed to cause
263,152,779 shares in the aggregate over which they have beneficial ownership to
vote in favor of any proposals to establish a dual listed company structure
between the Issuer and P&O Princess."
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 is hereby amended and restated in its entirety as
follows:
"TAMMS L.P. may be deemed to own beneficially 3,653,168 shares
of Common Stock (approximately 0.6% of the total number of shares of Common
Stock reported in the Issuer's Quarterly Report on Form 10-Q for the quarter
ending August 31, 2002 to be outstanding as of October 10, 2002). TAMMS L.P. has
sole voting power and sole dispositive power over the 3,653,168 shares of Common
Stock held by TAMMS L.P.
TAMMS Corp. is the Managing General Partner of TAMMS L.P. and
as such is entitled, pursuant to the Limited Partnership Agreement, to exercise
all voting rights with respect to the Common Stock held by TAMMS L.P. Marilyn B.
Arison is the sole shareholder of TAMMS Corp. TAMMS Corp. may be deemed to own
beneficially
29
all the 3,653,168 shares of Common Stock (approximately 0.6% of the total number
of shares of Common Stock reported in the Issuer's Quarterly Report on Form 10-Q
for the quarter ending August 31, 2002 to be outstanding as of October 10, 2002)
beneficially owned by TAMMS L.P. TAMMS Corp. has sole voting power over the
3,653,168 shares of Common Stock directly held by TAMMS L.P. Pursuant to the
Limited Partnership Agreement, the Managing General Partner of TAMMS L.P. can
dispose of up to 10% in value of the property of TAMMS L.P. To dispose of a
greater amount of the property, consent of a majority interest of the partners
in TAMMS L.P. is needed. Thus, TAMMS Corp. has sole dispositive power over
365,316 shares of Common Stock held by TAMMS L.P. and shares dispositive power
over the remaining 3,287,852 shares of Common Stock held by TAMMS L.P.
The Micky Arison Continued Trust beneficially owns an
aggregate of 2,124,560 shares of Common Stock (approximately 0.4% of the total
number of shares of Common Stock reported in the Issuer's Quarterly Report on
Form 10-Q for the quarter ending August 31, 2002 to be outstanding as of October
10, 2002), all of which it holds directly. The Micky Arison Continued Trust has
sole voting and dispositive power with respect to 2,124,560 of the shares of
Common Stock held by it.
The Micky Arison 1997 Trust beneficially owns 6,042,187 shares
of Common Stock (approximately 1.0% of the total number of shares reported in
the Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31,
2002 to be outstanding as of October 10, 2002), by virtue of being the sole
stockholder of MA 1997, Inc. The Micky Arison 1997 Trust has sole voting and
dispositive power with respect to all such shares of Common Stock.
MA 1997, L.P. beneficially owns an aggregate of 6,042,187
shares of Common Stock (approximately 1.0% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2002 to be outstanding as of October 10, 2002), all of which it holds
directly. MA 1997, L.P. has sole voting and dispositive power with respect to
all such shares of Common Stock that it holds directly.
MA 1997, Inc. beneficially owns an aggregate of 6,042,187
shares of Common Stock (approximately 1.0% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2002 to be outstanding as of October 10, 2002), by virtue of being
the general partner of MA 1997, L.P. MA 1997, Inc. has sole voting and
dispositive power with respect to all such shares of Common Stock.
The B Trust beneficially owns 106,114,284 shares of Common
Stock (approximately 18.1% of the total number of shares reported in the
Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 2002 to
be outstanding as of October 10, 2002), by virtue of being the sole stockholder
of B Shares, Inc., the general partner of B Shares, L.P. The B Trust has sole
voting power and dispositive power with respect to all such shares of Common
Stock held by B Shares, L.P.
B Shares, L.P. beneficially owns an aggregate of 106,114,284
shares of Common Stock (approximately 18.1% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2002 to be
30
outstanding as of October 10, 2002), which its holds directly. B Shares, L.P.
has sole voting and dispositive power with respect to all such shares of Common
Stock.
B Shares, Inc. beneficially owns an aggregate of 106,114,284
shares of Common Stock (approximately 18.1% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2002 to be outstanding as of October 10, 2002), by virtue of being
the general partner of B Shares, L.P. B Shares, Inc. has sole voting and
dispositive power with respect to all such shares of Common Stock.
Micky Arison beneficially owns an aggregate of 223,830,503
shares of Common Stock (approximately 38.1% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2002 to be outstanding as of October 10, 2002), 288,000 shares of
which are underlying vested options which he holds directly, 6,042,187 shares
with respect to which he has a beneficial interest by virtue of the interest and
authority granted to him under the trust instrument for the Micky Arison 1997
Trust, 106,114,284 shares with respect to which he has a beneficial interest by
virtue of the interest and authority granted to him under the trust instrument
for the B Trust and 111,386,032 shares with respect to which he has a beneficial
interest by virtue of the interest and authority granted to him under the last
will of Ted Arison, dated July 8, 1999. Micky Arison shares voting power with
respect to the 46,145,830 shares of Common Stock held by the Lin Trust No. 2,
with respect to 46,701,809 shares of Common Stock held by the Shari Arison Trust
No. 1 and with respect to 1,000,000 shares of Common Stock held by the Michael
Arison 1999 Trust. Micky Arison has sole voting and dispositive power with
respect to the 17,538,393 shares of Common Stock held by the 1997 Irrevocable
Trust for Micky Arison, the 6,042,187 shares of Common Stock indirectly held by
the Micky Arison 1997 Trust and the 106,114,284 shares of Common Stock
indirectly held by the B Trust.
Because of his status as President and Treasurer of TAMMS
Corp., Micky Arison may be deemed to share voting power with respect to the
3,653,168 shares of Common Stock beneficially owned by TAMMS L.P. Micky Arison
disclaims beneficial ownership of the 3,653,168 shares of Common Stock owned by
TAMMS L.P. which are beneficially owned by the partners of TAMMS L.P.
Accordingly, Micky Arison has not reported beneficial ownership of any of the
shares of Common Stock held by TAMMS L.P.
The Shari Arison Guernsey Trust beneficially owns an aggregate
of 5,102,708 shares of Common Stock (approximately 0.9% of the total number of
shares reported in the Issuer's Quarterly Report on Form 10-Q for the quarter
ending August 31, 2002, to be outstanding as of October 10, 2002), 4,000,000 of
which it owns directly and 1,102,708 of which it holds beneficially by virtue of
its interest in TAMMS L.P. The Shari Arison Guernsey Trust has shared
dispositive power over all such shares of Common Stock.
The Shari Arison Continued Trust beneficially owns an
aggregate of 3,759,010 shares of Common Stock (approximately 0.6% of the total
number of shares of Common Stock reported in the Issuer's Quarterly Report on
Form 10-Q for the quarter ending August 31, 2002 to be outstanding as of October
10, 2002), 3,000,000 of which it
31
holds directly and 759,010 of which it holds beneficially by virtue of its
interest in TAMMS L.P. The Shari Arison Continued Trust has sole voting and
dispositive power with respect to the 3,000,000 shares of Common Stock held by
it and shares dispositive power over the 759,010 shares of Common Stock held by
TAMMS L.P.
The Shari Arison Trust No. 1 beneficially owns the 76,787,525
shares of Common Stock for which it exercises shared dispositive power
(approximately 13.1% of the total number of shares reported in the Issuer's
Quarterly Report on Form 10-Q for the quarter ending August 31, 2002, to be
outstanding as of October 10, 2002). JMD Protector is the protector of the Shari
Arison Trust No. 1 and pursuant to the terms of the trust instrument for such
trust shares voting and dispositive power with respect of the 76,787,525 shares
of Common Stock held by it. Accordingly, JMD Protector may be deemed to
beneficially own such shares for which it exercises shared voting and
dispositive power. JMD Protector disclaims beneficial ownership of such shares.
Shari Arison beneficially owns 4,001,200 shares of Common
Stock (approximately 0.7% of the total number of shares reported in the Issuer's
Quarterly Report on Form 10-Q for the quarter ending August 31, 2002 to be
outstanding as of October 10, 2002) directly held by the Shari Arison Guernsey
Trust. Shari Arison has sole voting power with respect to 4,000,000 shares
directly held by the Shari Arison Guernsey Trust and shared dispositive power
with respect to such shares. Includes 1,200 shares of Common Stock held by
Shari Arison's children as to which she disclaims beneficial ownership.
Marilyn B. Arison beneficially owns an aggregate of 1,032,440
shares of Common Stock (approximately 0.2% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2002 to be outstanding as of October 10, 2002). Because of her
controlling interest in TAMMS L.P. (through TAMMS Corp.), Marilyn B. Arison may
be deemed to share dispositive and voting power over, and to beneficially own,
the 3,653,168 of such shares of Common Stock (approximately 0.6% of the total
number of shares reported in the Issuer's Quarterly Report on Form 10-Q for the
quarter ending August 31, 2002 to be outstanding as of October 14, 2002)
beneficially owned by TAMMS L.P.; however, Marilyn B. Arison disclaims
beneficial ownership of 2,620,728 of such shares which are beneficially owned by
certain other partners of TAMMS L.P. Accordingly, Marilyn B. Arison has only
reported beneficial ownership of 1,032,440 shares of Common Stock held by TAMMS
L.P.
JMD Delaware beneficially owns an aggregate of 13,075,020
shares of Common Stock (approximately 2.2% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2002 to be outstanding as of October 10, 2002), by virtue of being
the trustee of the Shari Arison Continued Trust, the Micky Arison Continued
Trust, the Marilyn Arison Delaware Trust, the Michael Arison Continued Trust and
the Michael Arison 1999 Trust. JMD Delaware has shared voting and sole
dispositive power with respect to the shares of Common Stock held by the Michael
Arison 1999 Trust. JMD Delaware has sole voting and dispositive power with
respect to the shares of Common Stock held by the Micky Arison Continued Trust
and certain shares of Common Stock held by the Shari Arison Continued Trust, the
Marilyn Arison Delaware Trust and the Michael Arison Continued Trust. JMD
Delaware has sole voting and shared dispositive power with respect to certain
shares of Common Stock held by the Shari Arison Continued Trust, the Marilyn
Arison Delaware Trust and
32
the Michael Arison Continued Trust. Accordingly, JMD Delaware may be deemed to
beneficially own such shares for which it expresses voting and dispositive
power. JMD Delaware disclaims beneficial ownership of all such shares.
James M. Dubin beneficially owns an aggregate of 141,112,083
shares of Common Stock (approximately 24.0% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2002, to be outstanding as of October 10, 2002), 1,000 shares of
which he holds directly and 141,111,083 shares with respect to which he has a
beneficial interest by virtue of being the sole shareholder of JMD Delaware, JMD
Protector and Balluta. Mr. Dubin has shared dispositive power with respect to
the shares of Common Stock held by the Shari Guernsey Trust. Mr. Dubin has
shared voting and sole dispositive power with respect to the shares of Common
Stock held by the Lin Trust No. 2, the Michael Arison 1999 Trust and certain
shares of Common Stock held by the Shari Arison Trust No. 1. Mr. Dubin has sole
voting and dispositive power with respect to the shares of Common Stock held by
the Micky Arison Continued Trust and certain shares of Common Stock held by the
Shari Arison Continued Trust, the Marilyn Arison Delaware Trust, the Michael
Arison Continued Trust and the Shari Arison Trust No. 1. Mr. Dubin has sole
voting and shared dispositive power with respect to certain shares of Common
Stock held by the Shari Arison Continued Trust, the Marilyn Arison Delaware
Trust and the Michael Arison Continued Trust. Accordingly, Mr. Dubin may be
deemed to beneficially own such shares for which he exercises voting and
dispositive power. Mr. Dubin disclaims beneficial ownership of all such shares,
except for the 1,000 shares he holds directly.
The Lin Trust No. 2 beneficially owns the 46,145,830 shares of
Common Stock for which it exercises shared dispositive power (approximately 7.9%
of the total number of shares reported in the Issuer's Quarterly Report on Form
10-Q for the quarter ending August 31, 2002 to be outstanding as of October 10,
2002). JMD Protector is the protector of the Lin Trust No. 2 and pursuant to the
terms of the trust instrument for such trust has sole voting and shared
dispositive power with respect to the 46,145,830 shares of Common Stock held by
it. Accordingly, JMD Protector may be deemed to beneficially own such shares for
which it exercises sole voting and shared dispositive power. JMD Protector
disclaims beneficial ownership of such shares.
The Foundation beneficially owns the 2,250,000 shares of
Common Stock for which it exercises sole voting and dispositive power
(approximately 0.4% of the total number of shares reported in the Issuer's
Quarterly Report on Form 10-Q for the quarter ending August 31, 2002 to be
outstanding as of October 10, 2002).
RBS beneficially owns 46,145,830 shares of Common Stock
(approximately 7.9% of the total number of shares reported in the Issuer's
Quarterly Report on Form 10-Q for the quarter ending August 31, 2002 to be
outstanding as of October 10, 2002), by virtue of being the trustee of the Lin
Trust No. 2. RBS has shared dispositive power with respect to the shares of
Common Stock held by the Lin Trust No. 2. Accordingly, RBS may be deemed to
beneficially own such shares for which it exercises such voting and dispositive
power. RBS disclaims beneficial ownership of such shares. Since the last report,
RBS has ceased to be the trustee of the Charitable Trust.
33
Cititrust beneficially owns 76,787,525 shares of Common Stock
(approximately 13.1% of the total number of shares reported in the Issuer's
Quarterly Report on Form 10-Q for the quarter ending August 31, 2002 to be
outstanding as of October 10, 2002), by virtue of being the trustee of the Shari
Arison Trust No. 1. Cititrust has shared dispositive power with respect to the
shares of Common Stock held by the Shari Arison Trust No. 1. Accordingly,
Cititrust may be deemed to beneficially own such shares for which it exercises
shared dispositive power. Cititrust disclaims beneficial ownership of such
shares.
JMD Protector beneficially owns an aggregate of 122,933,355
shares of Common Stock (approximately 21.0% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2002 to be outstanding as of October 10, 2002), by virtue of being
the protector of the Shari Arison Trust No. 1 and the Lin Trust No. 2 . JMD
Protector has shared dispositive power with respect to shares held by the Shari
Arison Trust No. 1 and the Lin Trust No. 2. JMD Protector has shared voting
power with respect to the shares of Common Stock held by the Lin Trust No. 2 and
certain shares held by the Shari Arison Trust No. 1, and has sole voting power
with respect to certain shares held by the Shari Arison Trust No. 1.
Accordingly, JMD Protector may be deemed to beneficially own such shares for
which it exercises shared voting and dispositive power. JMD Protector disclaims
beneficial ownership of all such shares.
Balluta beneficially owns 5,102,708 shares of Common Stock
(approximately 0.9% of the total number of shares reported in the Issuer's
Quarterly Report on Form 10-Q for the quarter ending August 31, 2002, to be
outstanding as of October 10, 2002), by virtue of being the trustee of the Shari
Arison Guernsey Trust. Balluta shares dispositive power with respect to the
4,000,000 shares of Common Stock directly held by the Shari Arison Guernsey
Trust and with respect to 1,102,708 shares of Common Stock held by TAMMS L.P.
Accordingly, Balluta may be deemed to beneficially own such shares for which it
exercises shared dispositive power. Balluta disclaims beneficial ownership of
such shares.
The Marilyn Arison Delaware Trust beneficially owns an
aggregate of 1,432,400 shares of Common Stock (approximately 0.2% of the total
number of shares of Common Stock reported in the Issuer's Quarterly Report on
Form 10-Q for the quarter ending August 31, 2002 to be outstanding as of October
10, 2002), 400,000 of which it holds beneficially by virtue of its interest in
MBA and 1,000,000 of which it holds beneficially by virtue of the limited
partnership interest of MBA in TAMMS, L.P. The Marilyn Arison Delaware Trust has
sole voting and dispositive power with respect to the 400,000 shares of Common
Stock directly held by MBA and exercises shared dispositive power over the
1,032,440 shares of Common Stock held by TAMMS L.P.
MBA beneficially owns an aggregate of 1,432,400 shares of
Common Stock (approximately 0.2% of the total number of shares reported in the
Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 2002 to
be outstanding as of October 10, 2002), 400,000 shares of which it holds
directly and 1,032,440 shares of which it owns beneficially by virtue of its
interest in TAMMS L.P. MBA has sole
34
voting and dispositive power over the 400,000 shares it holds directly and
exercises shared dispositive power over the 1,000,000 shares of Common Stock
held by TAMMS L.P.
The Michael Arison Continued Trust beneficially owns an
aggregate of 4,759,010 shares of Common Stock (approximately 0.8% of the total
number of shares of Common Stock reported in the Issuer's Quarterly Report on
Form 10-Q for the quarter ending August 31, 2002 to be outstanding as of October
10, 2002), 4,000,000 of which it holds directly and 759,010 of which it holds
beneficially by virtue of its interest in TAMMS L.P. The Michael Arison
Continued Trust has sole voting and dispositive power with respect to the
4,000,000 shares of Common Stock held by it and shares dispositive power over
the 759,010 shares of Common Stock held by TAMMS L.P.
The Michael Arison 1999 Trust owns an aggregate of 1,000,000
shares of Common Stock (approximately 0.2% of the total number of shares
reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending
August 31, 2002 to be to be outstanding as of October 10, 2002). The Michael
Arison 1999 Trust has shared voting power and sole dispositive power with
respect to the 1,000,000 shares of Common Stock held by it.
The Reporting Persons, as a group, beneficially own an
aggregate of 277,096,147 shares of Common Stock (approximately 47.2% of the
total number of shares reported in the Issuer's Quarterly Report on Form 10-Q
for the quarter ending August 31, 2002, to be outstanding as of October 10,
2002). The Reporting Persons, as a group, have sole voting and dispositive power
over all such shares of Common Stock."
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER
Item 6 is hereby amended and restated in its entirety as
follows:
"The Limited Partnership Agreement, among TAMMS Corp. as
Managing General Partner and each of the Shari Arison Continued Trust, the
Michael Arison Continued Trust, Micky Arison, The Shari Arison Guernsey Trust
and MBA as limited partners was formed for the purposes described in Item 2
above. Pursuant to the Limited Partnership Agreement, the Managing General
Partner is specifically authorized to, among other things, (i) exercise the
voting rights associated with the Common Stock owned by TAMMS L.P., and (ii)
sell, exchange or convey the shares of Common Stock owned by TAMMS L.P.,
provided that the Managing General Partner may not sell, lease, transfer,
assign, pledge or encumber 10% or more in value of the property of TAMMS L.P.
(including Common Stock) without the consent of partners holding in the
aggregate a majority interest in TAMMS L.P. (except in the case of withdrawal of
a partner or dissolution of TAMMS L.P.). This description of the Limited
Partnership Agreement is qualified in its entirety by reference to the Limited
Partnership Agreement which was previously filed and is incorporated herein by
reference.
On January 1, 1998, Micky Arison entered into an Executive
Long-Term Compensation Agreement with the Issuer pursuant to which, among other
things, Micky Arison shall receive on an annual basis 120,000 employee stock
options and 60,000
35
restricted shares of the Issuer, contingent upon satisfactory performance. These
shares vest on the fifth anniversary of the date of the annual grant. Pursuant
to this agreement, Micky Arison exercised employee stock options for 2,000,000
shares of Common Stock on May 24, 2001 and holds 288,000 underlying vested
options.
B Shares, L.P. entered into an amended and restated pledge
agreement with JPMorgan Chase Bank, dated as of December 13, 2001. B Shares,
L.P. pledged to the bank 10,000,000 shares of Common Stock as security under a
credit facility.
MA 1997, L.P. entered into an amended and restated pledge
agreement and an amended and restated guaranty with JPMorgan Chase Bank, dated
as of December 13, 2001. MA 1997, L.P. pledged to the bank 2,000,000 shares of
Common Stock as security for a loan.
The Michael Arison Continued Trust entered into an amendment
to a pledge agreement with SunTrust Bank, dated as of July 2, 2002. The Michael
Arison Continued Trust pledged 3,700,000 million shares to SunTrust Bank to
secure a loan.
The Michael Arison Continued Trust entered into an agreement
with The Northern Trust Company and pledged 300,000 shares of Common Stock as
security for a line of credit."
In addition, as discussed in Item 4 above, each of Micky
Arison, JMD Delaware and JMD Protector are required during the term of the Deed
Polls to cause the shares of Common Stock over which they have sole voting power
and shared voting power to vote in favor of resolutions to approve the Issuer
establishing a dual listed company structure with P&O Princess. Each of them is
also required to approve all other necessary actions to establish such dual
listed company structure.
During the term of the Deed Polls, each them have also agreed
not to dispose of or cause the disposition of any shares of Common Stock, other
than (i) shares of Common Stock disposed of pursuant to a foreclosure under any
existing pledge agreements, so long as the disposition of each of Micky Arison,
JMD Delaware and JMD Protector does not collectively exceed 23 million shares,
(ii) shares of Common Stock not covered by the preceding clause (i), so long as
such dispositions of each of Micky Arison, JMD Delaware and JMD Protector does
not collectively exceed 7 million shares and (iii) shares of Common Stock where
the party receiving such shares agrees to be bound by the Deed Polls.
Each of the Deed Polls shall terminate upon the earliest to
occur of: (i) the Issuer withdrawing its offer (the "Offer") to establish a dual
listed company structure with P&O Princess (described in the Issuer's
announcement dated October 24, 2002) due to the preconditions to establishing
such structure not being satisfied or waived by January 10, 2003; (ii) the
Issuer withdrawing its Offer on or prior to January 10, 2003 as a result of (x)
a third party announcing a firm intention to make an offer to P&O Princess which
offer, in the Issuer's reasonable opinion, acting in good faith and after
consultation with its financial advisers, is likely to be more attractive to P&O
Princess' shareholders (y) the P&O Princess board having recommended a competing
offer to the Offer (including an offer to form a dual listed company); or (z)
the P&O Princess board having
36
announced that it did not intend to recommend the Offer; (iii) the required
number of shares of Common Stock approving all of the necessary transactions for
establishing the dual listed company structure; and (iv) the termination of the
agreement which will establish the dual listed company structure between the
Issuer and P&O Princess.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit 13 Joint Filing Agreement, dated as of October 28, 2002, among
TAMMS L.P., TAMMS Corp., the Micky Arison Continued Trust, the
Micky Arison 1997 Trust, MA 1997, L.P., MA 1997, Inc., the B
Trust, B Shares, L.P., B Shares, Inc., Micky Arison, the Shari
Arison Guernsey Trust, the Shari Arison Continued Trust, the
Shari Arison Trust No. 1, Shari Arison, Marilyn B. Arison, JMD
Delaware, James M. Dubin, the Lin Trust No. 2, the Foundation,
RBS, Cititrust, JMD Protector, Balluta Limited, the Marilyn
Arison Delaware Trust, MBA, Michael Arison Continued Trust and
the Michael Arison 1999 Trust.
Exhibit 14 JMD Delaware, Inc. Deed Poll, dated as of October 24, 2002, by
JMD Delaware, Inc. in favor of P&O Princess.
Exhibit 15 JMD Protector, Inc. Deed Poll, dated as of October 24, 2002,
by JMD Delaware, Inc. in favor of P&O Princess.
Exhibit 16 Arison Deed Poll, dated as of October 24, 2002, by Michael
Arison in favor of P&O Princess.
Exhibit 17 Amended and Restated Pledge Agreement, dated as of December
13, 2001, between MA 1997 Holdings, L.P. and JPMorgan Chase
Bank.
Exhibit 18 Amended and Restated Pledge Agreement, dated December 13,
2001, between MA 1994 B Shares, L.P. and JPMorgan Chase Bank.
Exhibit 19 Assignment and Pledge of Account and Account Assets, dated as
of June 19, 2000, between Michael Arison Continued Trust in
favor of Citibank, N.A., as collateral agent for Citicorp USA,
Inc.
Exhibit 20 Amendment No. 1 to Assignment and Pledge of Account and
Account Assets, dated as of February 1, 2001, between Michael
Arison Continued Trust in favor of Citibank, N.A., as
collateral agent for Citicorp USA, Inc.
Exhibit 21 Amendment No. 2 to Assignment and Pledge of Account and
Account Assets, dated as of July 27, 2001, between Michael
Arison Continued Trust in favor of SunTrust Bank.
Exhibit 22 Amendment No. 3 to Assignment and Pledge of Account and
Account Assets, dated as of July 2, 2002, between JMD
Delaware, Inc. as trustee of the Michael Arison Continued
Trust in favor of SunTrust Bank.
Exhibit 23 Checking Account Overdraft Agreement, dated as of September
27, 2002, between The Northern Trust Company and JMD Delaware,
Inc., as Trustee for the Continued Trust for Michael Arison.
37
SIGNATURES
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement is true,
complete and correct.
Date: October 28, 2002
TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
By: TAMMS MANAGEMENT
CORPORATION, MANAGING
GENERAL PARTNER
By: /s/ Micky Arison
-------------------------------------
Micky Arison, President
TAMMS MANAGEMENT CORPORATION
By: /s/ Micky Arison
-------------------------------------
Micky Arison, President
CONTINUED TRUST FOR MICKY ARISON, JMD DELAWARE, INC., TRUSTEE
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
MICKY ARISON 1997 HOLDINGS TRUST, JMD DELAWARE, INC., TRUSTEE
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
MA 1997 HOLDINGS, L.P., MA 1997 HOLDINGS, INC., GENERAL PARTNER
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary
MA 1997 HOLDINGS, INC.
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary
MICKY ARISON 1994 "B" TRUST,
JMD DELAWARE, INC., TRUSTEE
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
MA 1994 B SHARES, L.P., MA 1994 B SHARES, INC., GENERAL PARTNER
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary
MA 1994 B SHARES, INC.
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary
/s/ Mickey Arison
----------------------------
Micky Arison
SHARI ARISON IRREVOCABLE GUERNSEY TRUST, BALLUTA LIMITED, TRUSTEE
By: /s/ Bob Banfield
-------------------------------------
Bob Banfield
CONTINUED TRUST FOR SHARI ARISON DORSMAN, JMD DELAWARE, INC., TRUSTEE
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1, CITITRUST
(JERSEY) LIMITED, TRUSTEE
By: /s/ Paul E. Sewell
-------------------------------------
Paul E. Sewell, Director
/s/ Shari Arison
----------------------------
/s/ Marilyn B. Arison
----------------------------
Marilyn B. Arison
JMD DELAWARE, INC.
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary
/s/ James M. Dubin
----------------------------
James M. Dubin
1992 IRREVOCABLE TRUST FOR LIN NUMBER TWO, THE ROYAL BANK OF SCOTLAND TRUST
COMPANY (JERSEY) LIMITED, TRUSTEE
By: /s/ James Nichols
-------------------------------------
James Nichols
By: /s/ Mark Bouteloup
-------------------------------------
Mark Bouteloup
THE TED ARISON FAMILY FOUNDATION USA, INC.
By: /s/ Arnaldo Perez
-------------------------------------
Arnaldo Perez
THE ROYAL BANK OF SCOTLAND TRUST COMPANY (JERSEY) LIMITED
By: /s/ James Nichols
-------------------------------------
James Nichols
By: /s/ Mark Bouteloup
-------------------------------------
Mark Bouteloup
MBA I, LLC
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Executive Vice President,
Secretary and Treasurer
CITITRUST (JERSEY) LIMITED
By: /s/ Paul E. Sewell
-------------------------------------
Paul E. Sewell, Director
JMD PROTECTOR, INC.
By: /s/ James M. Dubin
-------------------------------------
James M. Dubin
President, Director
BALLUTA LIMITED
By: /s/ Bob Banfield
-------------------------------------
Bob Banfield
MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST,
JMD DELAWARE, INC., TRUSTEE
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
CONTINUED TRUST FOR MICHAEL ARISON, JMD DELAWARE, INC., TRUSTEE
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
MICHAEL ARISON 1999 IRREVOCABLE DELAWARE TRUST
JMD DELAWARE, INC., TRUSTEE
By: /s/ Denison H. Hatch, Jr.
-------------------------------------
Denison H. Hatch, Jr.
Secretary of Corporate Trustee
INDEX TO EXHIBITS
EXHIBITS
13 Joint Filing Agreement, dated as of October 28, 2002, among
TAMMS L.P., TAMMS Corp., the Micky Arison Continued Trust, the
Micky Arison 1997 Trust, MA 1997, L.P., MA 1997, Inc., the B
Trust, B Shares, L.P., B Shares, Inc., Micky Arison, the Shari
Arison Guernsey Trust, the Shari Arison Continued Trust, the
Shari Arison Trust No. 1, Shari Arison, Marilyn B. Arison, JMD
Delaware, James M. Dubin, the Lin Trust No. 2, the Foundation,
RBS, Cititrust, JMD Protector, Balluta Limited, the Marilyn
Arison Delaware Trust, MBA, Michael Arison Continued Trust and
the Michael Arison 1999 Trust.
14 JMD Delaware, Inc. Deed Poll, dated as of October 24, 2002, by
JMD Delaware, Inc. in favor of P&O Princess.
15 JMD Protector, Inc. Deed Poll, dated as of October 24, 2002,
by JMD Delaware, Inc. in favor of P&O Princess.
16 Arison Deed Poll, dated as of October 24, 2002, by Michael
Arison in favor of P&O Princess.
17 Amended and Restated Pledge Agreement, dated as of December
13, 2001, between MA 1997 Holdings, L.P. and JPMorgan Chase
Bank.
18 Amended and Restated Pledge Agreement, dated December 13,
2001, between MA 1994 B Shares, L.P. and JPMorgan Chase Bank.
19 Assignment and Pledge of Account and Account Assets, dated as
of June 19, 2000, between Michael Arison Continued Trust in
favor of Citibank, N.A., as collateral agent for Citicorp USA,
Inc.
20 Amendment No. 1 to Assignment and Pledge of Account and
Account Assets, dated as of February 1, 2001, between Michael
Arison Continued Trust in favor of Citibank, N.A., as
collateral agent for Citicorp USA, Inc.
21 Amendment No. 2 to Assignment and Pledge of Account and
Account Assets, dated as of July 27, 2001, between Michael
Arison Continued Trust in favor of SunTrust Bank.
22 Amendment No. 3 to Assignment and Pledge of Account and
Account Assets, dated as of July 2, 2002, between JMD
Delaware, Inc. as trustee of the Michael Arison Continued
Trust in favor of SunTrust Bank.
23 Checking Account Overdraft Agreement, dated as of September
27, 2002, between The Northern Trust Company and JMD Delaware,
Inc., as Trustee for the Continued Trust for Michael Arison.