Insigneo Appoints Paul Caulfield as Chief Compliance Officer

Insigneo, a leading global wealth management firm, is pleased to announce the appointment of Paul Caulfield as Chief Compliance Officer (CCO). In this strategic role, he will oversee the firm’s global compliance, AML, and risk management efforts, ensuring continued adherence to the highest standards of integrity and regulatory excellence. Paul will report directly to Javier Rivero, President & COO of Insigneo, and will be based at the company’s Miami headquarters.

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Paul Caulfield, Chief Compliance Officer (CCO) at Insigneo.

Paul brings more than two decades of experience across U.S. and international banking and wealth management institutions. His career includes leadership roles such as Chief Risk and Compliance Officer at IBD Bank, Head of Compliance for Citibank’s U.S. Commercial Bank, and most recently, Chief Legal Officer and COO at Third Bridge Group. Throughout his career, he has been consistently recognized by boards of directors for successfully resolving regulatory challenges and strengthening governance, risk, and compliance during periods of transformative growth and systemic risk, while supporting business expansion.

“I am proud to welcome Paul to our senior leadership team,” said Javier Rivero, President & COO of Insigneo. “His deep regulatory knowledge, global perspective, and strong leadership will be instrumental in reinforcing our compliance culture as we continue to grow and serve clients globally.”

Paul’s expertise spans across Latin America, Israel, and Asia, and includes strategic initiatives in financial technologies and cybersecurity. He is a Certified Information Systems Security Professional (CISSP), holds a U.S. patent in information sharing, and maintains FINRA Series 7, 24, and 63 licenses. He earned his JD from The Catholic University of America and a BA in Political Science from Fairfield University. He also serves as an adjunct professor at Fordham University School of Law, where he teaches financial crimes compliance.

“I am honored to join Insigneo at such a pivotal time in its impressive journey,” said Paul Caulfield. “I look forward to working alongside this talented team to help reinforce a strong compliance and risk management framework that supports sustainable growth and protects our clients and professionals globally.”

This appointment underscores Insigneo’s continued expansion and its commitment to upholding regulatory excellence and client trust across its multinational operations.

About Insigneo

Insigneo is a leading international wealth management firm providing services and technologies that empower investment professionals to successfully serve their clients globally. Insigneo leverages its customized solutions, client-first service, and custodial relationship with BNY Mellon’s Pershing to provide a fully integrated, best-in-class wealth platform. With over $26.1B^* in supported customer assets, Insigneo empowers more than 290 investment professionals and 68 institutional firms serving over 32,000 clients. For more information, visit www.insigneo.com. ^(*)as of Q1 2025

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“I am honored to join Insigneo at such a pivotal time in its impressive journey,” said Paul Caulfield.