8-K 2014 ESPP Legal Opinion

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 

Form 8-K
 
 

Current Report
Pursuant to Section 13 or 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 12, 2014
 
 

Dot Hill Systems Corp.
(Exact name of registrant as specified in its charter)
 
 

 
 
 
 
 
 
Delaware
 
1-13317
 
13-3460176
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
 
 
1351 S. Sunset Street, Longmont, CO 80501
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (303) 845-3200
Not applicable
(Former name or former address, if changed since last report.)
 
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 








Item 8.01
Other Events.
On January 22, 2014, we filed a Registration Statement on Form S-8 (File No. 333-193481) (the “Registration Statement”) with the Securities and Exchange Commission covering the offering of up to 4,000,000 shares of our Common Stock, $0.001 par value per share (the “Shares”), issuable pursuant to our 2014 Employee Stock Purchase Plan (the “Plan”). Attached hereto as Exhibit 5.1 is an updated version of the opinion attached as Exhibit 5.1 to the Registration Statement, relating to the legality of the sale and issuance of the Shares under the Plan. 
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits.
 
 
 
Exhibit No.
 
Description
 
 
5.1
 
Updated opinion of Cooley LLP.







SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
DOT HILL SYSTEMS CORP.
 
 
By:
 
/s/ Hanif I. Jamal
 
 
Hanif I. Jamal
 
 
Senior Vice President, Chief Financial Officer and Secretary
Date: May 12, 2014







Exhibit Index
 
 
 
 
Exhibit No.
 
Description
 
 
5.1
 
Updated opinion of Cooley LLP.