UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options (Right to Buy) | Â (4) | 01/23/2016 | Common Stock | 5,400 | $ 25.825 | D | Â |
Employee Stock Options (Right to Buy) | Â (5) | 01/22/2017 | Common Stock | 5,000 | $ 33.8 | D | Â |
Employee Stock Options (Right to Buy) | Â (6) | 01/28/2018 | Common Stock | 5,400 | $ 34.36 | D | Â |
Employee Stock Options (Right to Buy) | Â (7) | 01/26/2019 | Common Stock | 5,400 | $ 25.58 | D | Â |
Employee Stock Options (Right to Buy) | Â (8) | 01/25/2020 | Common Stock | 7,500 | $ 28.75 | D | Â |
Employee Stock Options (Right to Buy) | Â (9) | 02/07/2021 | Common Stock | 3,300 | $ 47.95 | D | Â |
Employee Stock Options (Right to Buy) | Â (10) | 02/06/2022 | Common Stock | 3,700 | $ 55.95 | D | Â |
Employee Stock Options (Right to Buy) | Â (11) | 02/04/2023 | Common Stock | 3,806 | $ 66.07 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
de Abreu Souza Ricardo 5 WESTBROOK CORPORATE CENTER WESTCHESTER, IL 60154 |
 |  |  Sr VP and Pres, S A Ingr Sol |  |
Christine M. Castellano, Attorney-in-Fact | 01/13/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 3,000 shares of restricted stock. The restrictions on these 3,000 shares will lapse on the fifth anniversary of the January 26, 2010 grant date. |
(2) | Includes 4,024 restricted stock units ("RSUs") issued under the Ingredion Stock Incentive Plan. The RSUs may be settled only in shares of Common Stock (one share per RSU). 1,300 RSUs will vest on February 8, 2014, 1,400 RSUs will vest on February 7, 2015 and 1,324 RSUs will vest on February 5, 2016. In the event of termination of employment due to death, disability or retirement (defined as age 55 and 10 years of service), the RSUs will vest on a pro-rata basis using the number of full months employed during the thirty-six month period. |
(3) | Includes RSUs acquired through deemed dividend reinvestment. RSUs acquired through deemed dividend reinvestment vest on the dates when the RSUs with respect to which they are deemed dividends vest. |
(4) | These options vested in two equal annual installments on January 24, 2007 and 2008. |
(5) | These options vested in three equal annual installments on January 23, 2008, 2009 and 2010. |
(6) | These options vested in three equal annual installments on January 29, 2009, 2010 and 2011. |
(7) | These options vested in three equal annual installments on January 27, 2010, 2011 and 2012. |
(8) | These options vested in three equal annual installments on January 26, 2011, 2012 and 2013. |
(9) | Two thirds of these options vested in two equal annual installments on February 8, 2012 and 2013, and the remaining one third of these options will vest on February 8, 2014. |
(10) | One third of these options vested on February 7, 2013, and the remaining two thirds of these options will vest in two equal annual installments on February 7, 2014 and 2015. |
(11) | These options will vest in three equal annual installments on February 5, 2014, 2015 and 2016. |
 Remarks: Exhibit List Exhibit 24 -- Power of Attorney |