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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-qualified Stock Option (Right to Buy) | $ 11.54 (3) | 09/08/2015 | M | 120,000 (3) | (4) | 09/20/2015 | Common Stock | 120,000 (3) | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TERUEL JAVIER G 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE, WA 98134 |
X |
/s/ Alejandro C. Torres, attorney-in-fact for Javier G. Teruel | 09/10/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split. |
(2) | Includes 66 deferred stock units acquired on November 29, 2013, 76 deferred stock units acquired on February 21, 2014, 76 deferred stock units acquired on May 23, 2014, 70 deferred stock units acquired on August 22, 2014, 106 deferred stock units acquired on November 28, 2014, 92 deferred stock units acquired on February 20, 2015, 85 deferred stock units acquired on May 22, 2015, and 83 deferred stock units acquired on August 21, 2015, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. All deferred stock units acquired prior to April 9, 2015 have been adjusted to reflect the stock split. Total shares reported reflects the 2-for-1 stock split described above. |
(3) | In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to reflect the stock split referenced above. |
(4) | The option vested in three equal annual installments beginning on the first anniversary date of the grant. |