UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Share Unit | 07/30/2013(1) | 07/30/2015(1) | Common Stock | 1,713 | $ 0 | D | Â |
Restricted Share Unit | 09/21/2013(2) | 09/21/2015(2) | Common Stock | 834 | $ 0 | D | Â |
Share Appreciation Right | 07/30/2013(3) | 07/30/2022(3) | Common Stock | 1,457 | $ 50.11 | D | Â |
Share Appreciation Right | 09/21/2013(4) | 09/21/2022(4) | Common Stock | 7,891 | $ 54.07 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Barkin Michael Z 390 INTERLOCKEN CRESCENT, SUITE 1000 BROOMFIELD, CO 80021 |
 |  |  EVP & Chief Financial Officer |  |
Adam Averbach, Attorney-in-fact for Michael Z. Barkin | 04/09/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 30, 2012, Reporting Person was granted 1,713 Restricted Share Units which vest in three equal annual installments commencing on the first anniversary of the grant date. |
(2) | On September 21, 2012, Reporting Person was granted 834 Restricted Share Units which vest in three equal annual installments commencing on the first anniversary of the grant date. |
(3) | On July 30, 2012, Reporting Person was granted 1,457 Share Appreciation Rights which vest in three equal annual installments commencing on the first anniversary of the grant date and expire 10 years from the grant date. |
(4) | On September 21, 2012, Reporting Person was granted 7,891 Share Appreciation Rights which vest in three equal annual installments commencing on the first anniversary of the grant date and expire 10 years from the grant date. |
 Remarks: Exhibit List:  Exhibit 24 - Power of Attorney |