1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Appreciation Rights
(1)
|
02/04/2010(1)
|
02/04/2019 |
Common Stock
|
15,000
|
$
11.51
|
D
|
Â
|
Stock Appreciation Rights
(2)
|
02/06/2009(2)
|
02/06/2018 |
Common Stock
|
15,000
|
$
32.54
|
D
|
Â
|
Stock Appreciation Rights
(3)
|
02/07/2008(3)
|
02/07/2017 |
Common Stock
|
15,000
|
$
41.86
|
D
|
Â
|
Stock Appreciation Rights
(4)
|
02/08/2007(4)
|
02/08/2016 |
Common Stock
|
15,000
|
$
30.98
|
D
|
Â
|
Stock Options
(5)
|
02/09/2006(5)
|
02/09/2015 |
Common Stock
|
7,500
|
$
27.27
|
D
|
Â
|
Stock Options
(6)
|
04/28/2005(6)
|
04/28/2014 |
Common Stock
|
7,500
|
$
26.27
|
D
|
Â
|
Stock Options
(7)
|
05/07/2004(7)
|
05/07/2013 |
Common Stock
|
3,750
|
$
24.69
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The stock appreciation rights paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing February 4, 2010. |
(2) |
The stock appreciation rights paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing February 6, 2009. |
(3) |
The stock appreciation rights paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing February 7, 2008. |
(4) |
The stock appreciation rights paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing February 8, 2007. |
(5) |
The stock options paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing February 9, 2006. |
(6) |
The stock options paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing April 28, 2005. |
(7) |
The stock options paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing May 7, 2004. |