1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Performance Shares
|
Â
(1)
|
Â
(1)
|
Common Stock
|
1,122
|
$
0
|
D
|
Â
|
Performance Shares
|
Â
(2)
|
Â
(2)
|
Common Stock
|
713
|
$
0
|
D
|
Â
|
Performance Shares
|
Â
(3)
|
Â
(3)
|
Common Stock
|
1,615
|
$
0
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/14/2008 |
02/13/2016 |
Common Stock
|
3,500
|
$
13.12
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/13/2009 |
02/12/2015 |
Common Stock
|
1,500
|
$
15.85
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/12/2010 |
02/11/2016 |
Common Stock
|
4,000
|
$
16.08
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/10/2011 |
02/09/2017 |
Common Stock
|
4,500
|
$
18.46
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/09/2012 |
02/08/2018 |
Common Stock
|
2,438
|
$
25.6
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/07/2013 |
02/06/2019 |
Common Stock
|
1,734
|
$
37.51
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/14/2014 |
02/13/2022 |
Common Stock
|
1,038
|
$
42.76
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/19/2015 |
02/18/2023 |
Common Stock
|
583
|
$
63.11
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/18/2016 |
02/17/2024 |
Common Stock
|
1,573
|
$
61.91
|
D
|
Â
|
Stock Appreciation Right
|
02/14/2014 |
02/13/2022 |
Common Stock
|
1,038
|
$
42.76
|
D
|
Â
|
Stock Appreciation Right
|
02/19/2015 |
02/18/2023 |
Common Stock
|
1,359
|
$
63.11
|
D
|
Â
|
Stock Appreciation Right
|
02/18/2016 |
02/17/2024 |
Common Stock
|
4,719
|
$
61.91
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2014. |
(2) |
Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2015. |
(3) |
Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2016. |