Form 8-K for January 7, 2004

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

January 7, 2004

Date of Report (Date of earliest event reported)

 

 

LIGHTPATH TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   000-27548   86-0708398

(State or other jurisdiction of

incorporation or organization)

  

(Commission

File Number)

  

(I.R.S. Employer

Identification Number)

 

2603 Challenger Tech Court, Suite 100

Orlando, Florida 32826

(Address of principal executive office, including zip code)

 

(407) 382-4003

(Registrant’s telephone number, including area code)

 

LightPath Technologies, Inc.

Form 8-K

 

Item 7.   Exhibits.

 

Exhibit
       

Description

99.1        Press release dated January 7, 2004, reporting projected financial results for the second quarter of fiscal 2004, which ended December 31, 2003.

 

Item 9.   Regulation FD Disclosure

 

The information in this report is being furnished pursuant to Regulation FD. In accordance with General Instruction B.2 of Form 8-K, the information in this report shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1934, as amended. The furnishing of the information set forth in this report is not intended to, and does not, constitute a determination or admission as to the materiality or completeness of such information.

 

On January 7, 2004, LightPath Technologies, Inc. a Delaware corporation (the “Company”), issued a press release reporting projected financial results for the second quarter of fiscal 2004, which ended on December 31, 2003. A copy of the Company’s press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed in its behalf by the undersigned, thereunto duly authorized.

 

       

LIGHTPATH TECHNOLOGIES, INC.

 

Dated: January 7, 2004                        By:   /s/    Monty K. Allen, CFO       
         
               

Monty K. Allen, CFO

 

 

 

 

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