SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

 

 

AMERICAN NATIONAL INSURANCE COMPANY

(Name of Issuer)

Common Stock ($1.00 par value)

(Title of Class of Securities)

028591105

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provision of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a current valid OMB control number.

 

 

 


CUSIP No. 028591105  

 

  1.   

Names of Reporting Persons:

The Moody Foundation

 

I.R.S. Identification Nos. of above persons (entities only):

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization:

 

Texas

Number of

shares

Beneficially

owned By

each

reporting

Person

with:

   5.    

Sole Voting Power:

 

6,118,066

   6.   

Shared Voting Power:

 

0

   7.   

Sole Dispositive Power:

 

6,118,066

   8.   

Shared Dispositive Power:

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

6,118,066

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

11.  

Percent of Class Represented by Amount in Row (9):

 

22.73%

12.  

Type of Reporting Person (See Instructions):

 

OO

 


Item 1.

 

  (a) Name of Issuer

American National Insurance Company

 

  (b) Address of Issuer’s Principal Executive Offices

One Moody Plaza

Galveston, Texas 77550

Item 2.

 

  (a) Name of Person Filing

This schedule is filed on behalf of The Moody Foundation, a charitable trust classified as a private foundation.

 

  (b) Address of Principal Business Office, or if None, Residence

2302 Postoffice, Suite 704

Galveston, Texas 77550

 

  (c) Citizenship

Texas

 

  (d) Title of Class of Securities

Common Stock

 

  (e) CUSIP Number

028591105

Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13(d)-1(b), or 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:

 

(a)      Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
(b)      Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)      Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)      Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)      An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)      An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)      A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)      A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)      A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)      Group, in accordance with § 240.13d-1(b)(1)(ii)(J).

If this statement is filed pursuant to Rule 13d-1(c), check this box ☐.

Item 4. Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned:

6,118,066

 

  (b) Percent of class:

22.73%


  (c) Number of shares as to which such person has:

 

(i)

   Sole power to vote or to direct the vote:    6,118,066

(ii)

   Shared power to vote or to direct the vote:    0

(iii)

   Sole power to dispose or to direct the disposition of:    6,118,066

(iv)

   Shared power to dispose or to direct the disposition of:    0

Item 5. Ownership of Five Percent or Less of Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☐

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company

Not applicable.

Item 8. Identification and Classification of Members of the Group

Not applicable.

Item 9. Notice of Dissolution of Group

Not applicable.

Item 10. Certification

Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

The Moody Foundation
By:  

/s/ Garrik Addison

  Garrik Addison,
  Chief Financial Officer
Date: January 11, 2017