Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): May 9, 2018

 

 

ALLISON TRANSMISSION HOLDINGS, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   001-35456   26-0414014

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

One Allison Way, Indianapolis, Indiana   46222
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code (317) 242-5000

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

  Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 9, 2018, the Company held its annual meeting of stockholders. At the meeting, stockholders took the following actions:

 

    elected nine directors for one-year terms ending at the 2019 annual meeting of stockholders (Proposal 1); and

 

    ratified the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s independent registered public accounting firm for 2018 (Proposal 2).

The vote tabulation for each proposal follows:

Proposal 1 – Election of Directors.

 

NOMINEES

   FOR      AGAINST      ABSTAIN  

Stan A. Askren

     123,268,906        4,483,337        82,514  

Lawrence E. Dewey

     123,995,975        1,748,698        2,090,084  

David C. Everitt

     125,075,224        2,677,210        82,323  

Alvaro Garcia-Tunon

     126,406,563        1,345,588        82,606  

David S. Graziosi

     124,904,554        2,847,666        82,537  

William R. Harker

     126,776,909        975,544        82,304  

Richard P. Lavin

     126,405,416        1,346,918        82,423  

Thomas W. Rabaut

     120,320,317        6,944,605        569,835  

Richard V. Reynolds

     126,341,634        1,409,957        83,166  

Proposal 2 – Ratification of Appointment of PwC.

 

FOR

  

AGAINST

  

ABSTAIN

130,348,272

   661,545    4,080


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Allison Transmission Holdings, Inc.
Date: May 15, 2018      
    By:  

/s/ Eric C. Scroggins

      Name: Eric C. Scroggins
      Title: Vice President, General Counsel and Secretary