UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09135
Nuveen New York Quality Municipal Income Fund
(Exact name of registrant as specified in charter)
Nuveen Investments
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip code)
Gifford R. Zimmerman
Vice President and Secretary
333 West Wacker Drive, Chicago, Illinois 60606
(Name and address of agent for service)
Registrants telephone number, including area code: 312-917-7700
Date of fiscal year end: February 28
Date of reporting period: November 30, 2018
Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (OMB) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Schedule of Investments
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
LONG-TERM INVESTMENTS – 157.0% (100.0% of Total Investments) | ||||||
MUNICIPAL BONDS – 157.0% (100.0% of Total Investments) | ||||||
Consumer Staples – 8.9% (5.7% of Total Investments) | ||||||
Erie County Tobacco Asset Securitization Corporation, New York, Tobacco Settlement Asset-Backed Bonds, Series 2005A: | ||||||
$ 12,500 | 5.000%, 6/01/38 | 2/19 at 100.00 | BB+ | $12,311,500 | ||
3,210 | 5.000%, 6/01/45 | 2/19 at 100.00 | B+ | 3,069,595 | ||
1,350 | Nassau County Tobacco Settlement Corporation, New York, Tobacco Settlement Asset-Backed Bonds, Refunding Series 2006A-2, 5.250%, 6/01/26 | 1/19 at 100.00 | B- | 1,350,040 | ||
12,415 | Nassau County Tobacco Settlement Corporation, New York, Tobacco Settlement Asset-Backed Bonds, Series 2006A-3, 5.000%, 6/01/35 | 1/19 at 100.00 | B- | 11,840,682 | ||
New York Counties Tobacco Trust VI, New York, Tobacco Settlement Pass-Through Bonds, Series 2016A-1: | ||||||
335 | 5.625%, 6/01/35 | No Opt. Call | BBB | 353,609 | ||
1,145 | 5.750%, 6/01/43 | No Opt. Call | BBB | 1,256,638 | ||
TSASC Inc., New York, Tobacco Asset-Backed Bonds, Series 2006: | ||||||
2,620 | 5.000%, 6/01/45 | 6/27 at 100.00 | B+ | 2,515,226 | ||
7,155 | 5.000%, 6/01/48 | 6/27 at 100.00 | N/R | 6,826,299 | ||
40,730 | Total Consumer Staples | 39,523,589 | ||||
Education and Civic Organizations – 25.6% (16.3% of Total Investments) | ||||||
1,855 | Albany Industrial Development Agency, New York, Revenue Bonds, Brighter Choice Charter Schools, Series 2007A, 5.000%, 4/01/37 | 2/19 at 100.00 | B | 1,616,762 | ||
3,265 | Buffalo and Erie County Industrial Land Development Corporation, New York, Revenue Bonds, Enterprise Charter School Project, Series 2011A, 7.500%, 12/01/40 | 12/20 at 100.00 | B+ | 3,363,015 | ||
Build New York City Resource Corporation, New York, Revenue Bonds, City University of New York - Queens College, Q Student Residences, LLC Project, Refunding Series 2014A: | ||||||
1,025 | 5.000%, 6/01/32 | 6/24 at 100.00 | Aa2 | 1,135,741 | ||
2,070 | 5.000%, 6/01/43 | 6/24 at 100.00 | Aa2 | 2,267,188 | ||
Build New York City Resource Corporation, New York, Revenue Bonds, Metropolitan College of New York, Series 2014: | ||||||
1,405 | 5.250%, 11/01/34 | 11/24 at 100.00 | BB | 1,419,851 | ||
1,300 | 5.000%, 11/01/39 | 11/24 at 100.00 | BB | 1,255,774 | ||
Build New York City Resource Corporation, New York, Revenue Bonds, South Bronx Charter School for International Cultures and the Arts Project, Series 2013A: | ||||||
950 | 5.000%, 4/15/33 | 4/23 at 100.00 | BB+ | 965,941 | ||
1,380 | 5.000%, 4/15/43 | 4/23 at 100.00 | BB+ | 1,391,758 | ||
1,760 | Dormitory Authority of the State of New York, General Revenue Bonds, Saint Johns University, Series 2013A, 5.000%, 7/01/44 | 7/23 at 100.00 | A- | 1,889,906 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2018 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Education and Civic Organizations (continued) | ||||||
$ 2,000 | Dormitory Authority of the State of New York, Housing Revenue Bonds, Fashion Institute of Technology, Series 2007, 5.250%, 7/01/29 – FGIC Insured | No Opt. Call | Baa2 | $2,282,380 | ||
3,915 | Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory Facilities, Refunding Series 2013A, 5.000%, 7/01/27 | 7/23 at 100.00 | Aa3 | 4,367,848 | ||
3,500 | Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory Facilities, Series 2012A, 5.000%, 7/01/37 | 7/22 at 100.00 | Aa2 | 3,765,090 | ||
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory Facilities, Series 2015A: | ||||||
1,120 | 5.000%, 7/01/31 | 7/25 at 100.00 | Aa3 | 1,269,890 | ||
1,245 | 5.000%, 7/01/33 | 7/25 at 100.00 | Aa3 | 1,404,435 | ||
5,090 | Dormitory Authority of the State of New York, Revenue Bonds, Icahn School of Medicine at Mount Sinai, Refunding Series 2015A, 5.000%, 7/01/40 | 7/25 at 100.00 | A- | 5,569,223 | ||
2,100 | Dormitory Authority of the State of New York, Revenue Bonds, Marymount Manhattan College, Series 2009, 5.250%, 7/01/29 | 7/19 at 100.00 | Baa2 | 2,131,269 | ||
1,955 | Dormitory Authority of the State of New York, Revenue Bonds, New School University, Series 2015A, 5.000%, 7/01/45 | 7/25 at 100.00 | A- | 2,131,849 | ||
2,120 | Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2001-1, 5.500%, 7/01/20 – AMBAC Insured | No Opt. Call | Aa2 | 2,238,508 | ||
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2015A: | ||||||
1,000 | 5.000%, 7/01/34 | 7/25 at 100.00 | Aa2 | 1,131,900 | ||
2,300 | 5.000%, 7/01/35 | 7/25 at 100.00 | Aa2 | 2,598,954 | ||
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2016A: | ||||||
5,100 | 5.000%, 7/01/33 | 7/26 at 100.00 | Aa2 | 5,827,260 | ||
3,765 | 5.000%, 7/01/36 | 7/26 at 100.00 | Aa2 | 4,247,296 | ||
1,055 | 5.000%, 7/01/39 | 7/26 at 100.00 | Aa2 | 1,181,822 | ||
8,000 | Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Cornell University, Series 2010A, 5.000%, 7/01/40 | 7/20 at 100.00 | Aa1 | 8,323,280 | ||
1,600 | Dormitory Authority of the State of New York, Revenue Bonds, Saint Joseph's College, Series 2010, 5.250%, 7/01/35 | 7/20 at 100.00 | Ba1 | 1,625,088 | ||
3,140 | Dormitory Authority of the State of New York, Revenue Bonds, Vaughn College of Aeronautics & Technology, Series 2016A, 5.500%, 12/01/36, 144A | 12/26 at 100.00 | BB- | 3,261,235 | ||
2,705 | Glen Cove Local Economic Assistance Corporation, New York, Revenue Bonds, Garvies Point Public Improvement Project, Capital Appreciation Series 2016C, 0.000%, 1/01/55 (4) | 1/34 at 100.00 | N/R | 2,136,842 | ||
250 | Hempstead Town Local Development Corporation, New York, Revenue Bonds, Adelphi University Project, Series 2009B, 5.250%, 2/01/39 | 2/19 at 100.00 | A- | 251,155 | ||
Hempstead Town Local Development Corporation, New York, Revenue Bonds, Adelphi University Project, Series 2013: | ||||||
1,005 | 5.000%, 9/01/38 | 9/23 at 100.00 | A- | 1,089,943 | ||
265 | 5.000%, 9/01/43 | 9/23 at 100.00 | A- | 285,940 | ||
5,000 | Madison County Capital Resource Corporation, New York, Revenue Bonds, Colgate University Project, Refunding Series 2015A, 5.000%, 7/01/40 | 7/25 at 100.00 | AA | 5,539,100 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Education and Civic Organizations (continued) | ||||||
$ 1,260 | Madison County Capital Resource Corporation, New York, Revenue Bonds, Colgate University Project, Series 2010A, 5.000%, 7/01/40 | 7/20 at 100.00 | AA | $1,315,503 | ||
890 | Monroe County Industrial Development Corporation, New York, Revenue Bonds, St. John Fisher College, Series 2011, 6.000%, 6/01/30 | 6/21 at 100.00 | A- | 965,018 | ||
3,030 | New Rochelle Corporation, New York, Local Development Revenue Bonds, Iona College Project, Series 2015A, 5.000%, 7/01/45 | 7/25 at 100.00 | BBB | 3,219,769 | ||
New York City Industrial Development Agency, New York, PILOT Revenue Bonds, Queens Baseball Stadium Project, Series 2006: | ||||||
1,000 | 5.000%, 1/01/31 – AMBAC Insured | 2/19 at 100.00 | BBB | 1,002,430 | ||
235 | 5.000%, 1/01/36 – AMBAC Insured | 2/19 at 100.00 | BBB | 235,559 | ||
3,515 | 5.000%, 1/01/39 – AMBAC Insured | 2/19 at 100.00 | BBB | 3,558,727 | ||
5,050 | 4.750%, 1/01/42 – AMBAC Insured | 2/19 at 100.00 | BBB | 5,052,373 | ||
400 | 5.000%, 1/01/46 – AMBAC Insured | 2/19 at 100.00 | BBB | 405,332 | ||
New York City Industrial Development Authority, New York, PILOT Revenue Bonds, Yankee Stadium Project, Series 2006: | ||||||
7,555 | 4.500%, 3/01/39 – FGIC Insured | 2/19 at 100.00 | Baa1 | 7,559,760 | ||
2,750 | 4.750%, 3/01/46 – NPFG Insured | 2/19 at 100.00 | Baa1 | 2,751,292 | ||
1,000 | New York City Trust for Cultural Resources, New York, Revenue Bonds, Whitney Museum of American Art, Series 2011, 5.000%, 7/01/31 | 1/21 at 100.00 | AA | 1,053,550 | ||
1,500 | New York City Trust for Cultural Resources, New York, Revenue Bonds, Wildlife Conservation Society, Series 2013A, 5.000%, 8/01/33 | 8/23 at 100.00 | AA- | 1,652,085 | ||
1,515 | Onondaga Civic Development Corporation, New York, Revenue Bonds, Le Moyne College Project, Series 2015, 5.000%, 7/01/40 | 7/25 at 100.00 | Baa2 | 1,602,688 | ||
Saint Lawrence County Industrial Development Agency Civic Development Corporation, New York, Revenue Bonds, Clarkson University Project, Series 2012A: | ||||||
1,050 | 5.250%, 9/01/33 | 3/22 at 100.00 | Baa1 | 1,127,868 | ||
1,750 | 5.000%, 9/01/41 | 3/22 at 100.00 | Baa1 | 1,852,393 | ||
2,260 | Troy Capital Resource Corporation, New York, Revenue Bonds, Rensselaer Polytechnic Institute, Series 2010A, 5.125%, 9/01/40 | 9/20 at 100.00 | A3 | 2,351,756 | ||
108,000 | Total Education and Civic Organizations | 113,672,346 | ||||
Financials – 3.2% (2.1% of Total Investments) | ||||||
4,725 | Liberty Development Corporation, New York, Goldman Sachs Headquarter Revenue Bonds, Series 2005, 5.250%, 10/01/35 | No Opt. Call | A | 5,695,562 | ||
6,885 | Liberty Development Corporation, New York, Goldman Sachs Headquarters Revenue Bonds Series 2007, 5.500%, 10/01/37 | No Opt. Call | A | 8,629,521 | ||
11,610 | Total Financials | 14,325,083 | ||||
Health Care – 3.8% (2.4% of Total Investments) | ||||||
Dormitory Authority of the State of New York, Highland Hospital of Rochester Revenue Bonds, Series 2010: | ||||||
350 | 5.000%, 7/01/26 | 7/20 at 100.00 | A | 363,776 | ||
350 | 5.200%, 7/01/32 | 7/20 at 100.00 | A | 363,748 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2018 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Health Care (continued) | ||||||
$ 3,700 | Dormitory Authority of the State of New York, Revenue Bonds, North Shore Long Island Jewish Obligated Group, Series 2015A, 5.000%, 5/01/43 | 5/25 at 100.00 | A- | $3,992,448 | ||
500 | Dutchess County Local Development Corporation, New York, Revenue Bonds, Health Quest Systems Inc., Series 2010A, 5.750%, 7/01/30 | 7/20 at 100.00 | A- | 532,575 | ||
4,120 | Dutchess County Local Development Corporation, New York, Revenue Bonds, Health Quest Systems, Inc. Project, Series 2016B, 5.000%, 7/01/32 | 7/26 at 100.00 | A- | 4,617,902 | ||
710 | Livingston County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Nicholas H. Noyes Hospital, Series 2005, 6.000%, 7/01/30 | 2/19 at 100.00 | BB | 717,427 | ||
715 | Monroe County Industrial Development Corporation, New York, FHA Insured Mortgage Revenue Bonds, Unity Hospital of Rochester Project, Series 2010, 5.750%, 8/15/35 | 2/21 at 100.00 | AA | 773,029 | ||
2,730 | Suffolk County Economic Development Corporation, New York, Revenue Bonds, Catholic Health Services of Long Island Obligated Group Project, Refunding Series 2011, 5.000%, 7/01/28 | 7/21 at 100.00 | A- | 2,895,083 | ||
2,080 | Yonkers Industrial Development Agency, New York, Revenue Bonds, St. John's Riverside Hospital, Series 2001A, 7.125%, 7/01/31 | 1/19 at 100.00 | B- | 2,080,894 | ||
595 | Yonkers Industrial Development Agency, New York, Revenue Bonds, St. John's Riverside Hospital, Series 2001B, 7.125%, 7/01/31 | 2/19 at 100.00 | B- | 595,256 | ||
15,850 | Total Health Care | 16,932,138 | ||||
Housing/Multifamily – 1.8% (1.1% of Total Investments) | ||||||
4,000 | New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds, Series 2009J, 4.800%, 5/01/36 | 5/19 at 100.00 | AA+ | 4,024,280 | ||
705 | New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds, Series 2010D-1A, 5.000%, 11/01/42 | 5/20 at 100.00 | AA+ | 729,626 | ||
600 | New York State Housing Finance Agency, Affordable Housing Revenue Bonds, Series 2009B, 4.500%, 11/01/29 | 5/19 at 100.00 | Aa2 | 603,090 | ||
2,000 | New York State Housing Finance Agency, Affordable Housing Revenue Bonds, Series 2010A, 5.000%, 11/01/42 | 5/20 at 100.00 | Aa2 | 2,030,340 | ||
365 | New York State Housing Finance Agency, Secured Mortgage Program Multifamily Housing Revenue Bonds, Series 1999I, 6.200%, 2/15/20 (Alternative Minimum Tax) | 2/19 at 100.00 | Aa1 | 365,883 | ||
7,670 | Total Housing/Multifamily | 7,753,219 | ||||
Housing/Single Family – 0.2% (0.1% of Total Investments) | ||||||
645 | Guam Housing Corporation, Mortgage-Backed Securities Program Single Family Mortgage Revenue Bonds, Series 1998A, 5.750%, 9/01/31 (Alternative Minimum Tax) | No Opt. Call | N/R | 648,909 | ||
Industrials – 4.4% (2.8% of Total Investments) | ||||||
1,935 | Build New York City Resource Corporation, New York, Solid Waste Disposal Revenue Bonds, Pratt Paper NY, Inc. Project, Series 2014, 5.000%, 1/01/35 (Alternative Minimum Tax), 144A | 1/25 at 100.00 | N/R | 2,038,387 | ||
17,145 | New York Liberty Development Corporation, New York, Liberty Revenue Bonds, 3 World Trade Center Project, Class 1 Series 2014, 5.000%, 11/15/44, 144A | 11/24 at 100.00 | N/R | 17,524,762 | ||
19,080 | Total Industrials | 19,563,149 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Long-Term Care – 0.5% (0.3% of Total Investments) | ||||||
$ 1,275 | Dormitory Authority of the State of New York, Non-State Supported Debt, Ozanam Hall of Queens Nursing Home Revenue Bonds, Series 2006, 5.000%, 11/01/31 | 2/19 at 100.00 | A3 | $1,276,301 | ||
835 | New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Special Needs Facilities Pooled Program, Series 2008A-1, 5.800%, 7/01/23 | 2/19 at 100.00 | N/R | 814,492 | ||
170 | Yonkers Industrial Development Agency, New York, Civic Facilities Revenue Bonds, Special Needs Facilities Pooled Program Bonds, Series 2008-C1, 5.800%, 7/01/23 | 2/19 at 100.00 | N/R | 166,131 | ||
2,280 | Total Long-Term Care | 2,256,924 | ||||
Tax Obligation/General – 13.1% (8.4% of Total Investments) | ||||||
Nassau County, New York, General Obligation Bonds, General Improvement Series 2016C: | ||||||
1,395 | 5.000%, 4/01/35 | 4/26 at 100.00 | A+ | 1,544,307 | ||
2,000 | 5.000%, 4/01/43 | 4/26 at 100.00 | A+ | 2,168,060 | ||
Nassau County, New York, General Obligation Bonds, General Improvement Series, Refunding 2016A: | ||||||
3,630 | 5.000%, 1/01/28 | 1/26 at 100.00 | A+ | 4,124,297 | ||
500 | 5.000%, 1/01/38 | 1/26 at 100.00 | A+ | 544,670 | ||
400 | New York City, New York, General Obligation Bonds, Fiscal 2009 Series E, 5.000%, 8/01/28 | 8/19 at 100.00 | AA | 407,480 | ||
1,000 | New York City, New York, General Obligation Bonds, Fiscal 2012 Series B, 5.000%, 8/01/30 | 8/22 at 100.00 | AA | 1,086,850 | ||
980 | New York City, New York, General Obligation Bonds, Fiscal 2012 Series I, 5.000%, 8/01/32 | 8/22 at 100.00 | AA | 1,062,251 | ||
5,000 | New York City, New York, General Obligation Bonds, Fiscal 2014 Series A-1, 5.000%, 8/01/26 | 8/23 at 100.00 | AA | 5,583,600 | ||
8,365 | New York City, New York, General Obligation Bonds, Fiscal 2015 Series B, 5.000%, 8/01/30 | 8/24 at 100.00 | AA | 9,414,724 | ||
410 | New York City, New York, General Obligation Bonds, Fiscal 2017 Series B-1, 5.000%, 12/01/41 | 12/26 at 100.00 | AA | 455,567 | ||
4,000 | New York City, New York, General Obligation Bonds, Fiscal 2018 Series B-1, 5.000%, 10/01/37 | 10/27 at 100.00 | AA | 4,523,320 | ||
New York City, New York, General Obligation Bonds, Fiscal 2018 Series E-1: | ||||||
7,000 | 5.000%, 3/01/38 | 3/28 at 100.00 | AA | 7,899,290 | ||
1,000 | 5.000%, 3/01/39 | 3/28 at 100.00 | AA | 1,125,930 | ||
New York City, New York, General Obligation Bonds, Fiscal 2018 Series F-1: | ||||||
6,480 | 5.000%, 4/01/40 | 4/28 at 100.00 | AA | 7,285,788 | ||
1,420 | 5.000%, 4/01/43 | 4/28 at 100.00 | AA | 1,589,349 | ||
1,965 | New York City, New York, General Obligation Bonds, Subseries G-1 Fiscal Series 2012, 5.000%, 4/01/28 | 4/22 at 100.00 | AA | 2,124,008 | ||
New York City, New York, General Obligation Bonds, Tender Option Bond Trust 2016-XG0082: | ||||||
3,125 | 12.934%, 3/01/31, 144A (IF) (5) | 3/23 at 100.00 | AA | 4,337,813 | ||
1,525 | 12.934%, 3/01/31, 144A (IF) (5) | 3/23 at 100.00 | AA | 2,116,853 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2018 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Tax Obligation/General (continued) | ||||||
$ 720 | Rochester, New York, General Obligation Bonds, Series 1999, 5.250%, 10/01/19 – NPFG Insured | No Opt. Call | AA- | $ 740,174 | ||
50,915 | Total Tax Obligation/General | 58,134,331 | ||||
Tax Obligation/Limited – 26.4% (16.8% of Total Investments) | ||||||
980 | Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose Series 2011C, 5.000%, 3/15/41 | 3/21 at 100.00 | AA+ | 1,034,615 | ||
1,000 | Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose Series 2012D, 5.000%, 2/15/33 | 2/22 at 100.00 | AA+ | 1,073,140 | ||
5,000 | Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose Series 2013A, 5.000%, 2/15/43 | 2/23 at 100.00 | AA+ | 5,447,050 | ||
2,080 | Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose Series 2014C. Group C, 5.000%, 3/15/44 | 3/24 at 100.00 | AA+ | 2,282,738 | ||
1,000 | Dormitory Authority of the State of New York, State Sales Tax Revenue Bonds, Series 2015B. Group A,B&C, 5.000%, 3/15/35 | 9/25 at 100.00 | AA+ | 1,125,110 | ||
6,000 | Dormitory Authority of the State of New York, State Sales Tax Revenue Bonds, Series 2018E Group 4, 5.000%, 3/15/44 | 9/28 at 100.00 | AA+ | 6,755,580 | ||
Government of Guam, Business Privilege Tax Bonds, Refunding Series 2015D: | ||||||
3,225 | 5.000%, 11/15/28 | 11/25 at 100.00 | A | 3,521,055 | ||
2,355 | 5.000%, 11/15/34 | 11/25 at 100.00 | A | 2,502,305 | ||
3,750 | Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Second Indenture Fiscal 2017 Series A, 5.000%, 2/15/42 | 2/27 at 100.00 | Aa3 | 4,167,412 | ||
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series 2011A: | ||||||
2,550 | 5.750%, 2/15/47 | 2/21 at 100.00 | AA- | 2,731,101 | ||
1,910 | 5.250%, 2/15/47 | 2/21 at 100.00 | AA- | 2,024,485 | ||
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Refunding Series 2012A: | ||||||
1,815 | 5.000%, 11/15/27 | 11/22 at 100.00 | AA | 1,990,256 | ||
2,250 | 5.000%, 11/15/29 | 11/22 at 100.00 | AA | 2,462,805 | ||
2,000 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal 2019 Subseries S-1, 5.000%, 7/15/45 | 7/28 at 100.00 | AA | 2,236,120 | ||
890 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal 2019 Subseries S-3A, 5.000%, 7/15/36 | 7/28 at 100.00 | AA | 1,015,321 | ||
1,870 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal Series 2013S-1, 5.000%, 7/15/31 | 7/22 at 100.00 | AA | 2,033,906 | ||
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2012 Series E-1: | ||||||
3,775 | 5.000%, 2/01/37 | 2/22 at 100.00 | AAA | 4,024,226 | ||
3,950 | 5.000%, 2/01/42 | 2/22 at 100.00 | AAA | 4,198,455 | ||
3,090 | New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2013 Series F-1, 5.000%, 2/01/29 | 2/23 at 100.00 | AAA | 3,385,528 | ||
7,860 | New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2013 Series I, 5.000%, 5/01/38 | 5/23 at 100.00 | AAA | 8,541,619 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Tax Obligation/Limited (continued) | ||||||
$ 4,170 | New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2014 Series D-1, 5.000%, 2/01/35 | 2/24 at 100.00 | AAA | $4,590,795 | ||
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2017 Series B-1: | ||||||
4,960 | 5.000%, 8/01/34 | 8/26 at 100.00 | AAA | 5,590,664 | ||
5,000 | 5.000%, 8/01/36 | 8/26 at 100.00 | AAA | 5,596,000 | ||
2,825 | New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds, Subordinate Lien Series 2011C, 5.500%, 11/01/35 | 11/20 at 100.00 | AAA | 3,000,969 | ||
2,000 | New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds, Subordinate Series 2011-D1, 5.000%, 2/01/35 | 2/21 at 100.00 | AAA | 2,105,220 | ||
2,400 | New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds, Tender Option Bond Trust 2015-XF0080, 10.251%, 5/01/38, 144A (IF) | 5/19 at 100.00 | AAA | 2,473,272 | ||
6,000 | New York City, New York, Educational Construction Fund Revenue Bonds, Series 2011A, 5.750%, 4/01/41 | 4/21 at 100.00 | AA- | 6,447,420 | ||
11,300 | New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Series 2005B, 5.500%, 4/01/20 – AMBAC Insured (UB) (5) | No Opt. Call | AA+ | 11,835,507 | ||
2,110 | New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2010A, 5.000%, 3/15/29 | 9/20 at 100.00 | AA+ | 2,218,982 | ||
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A: | ||||||
16,000 | 0.000%, 8/01/43 – NPFG Insured | No Opt. Call | Baa2 | 4,300,160 | ||
12,500 | 0.000%, 8/01/45 – NPFG Insured | No Opt. Call | Baa2 | 3,020,500 | ||
Syracuse Industrial Development Authority, New York, PILOT Revenue Bonds, Carousel Center Project, Refunding Series 2016A: | ||||||
2,000 | 5.000%, 1/01/29 (Alternative Minimum Tax) | 1/26 at 100.00 | A- | 2,172,160 | ||
1,000 | 5.000%, 1/01/35 (Alternative Minimum Tax) | 1/26 at 100.00 | A- | 1,061,690 | ||
129,615 | Total Tax Obligation/Limited | 116,966,166 | ||||
Transportation – 27.5% (17.5% of Total Investments) | ||||||
7,500 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Refunding Series 2015D-1, 5.000%, 11/15/30 | 11/25 at 100.00 | AA- | 8,394,300 | ||
1,540 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2012E, 5.000%, 11/15/42 | 11/22 at 100.00 | A1 | 1,647,892 | ||
5,425 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2015A-1, 5.000%, 11/15/45 | 5/25 at 100.00 | AA- | 5,832,580 | ||
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2016C-1: | ||||||
2,500 | 5.000%, 11/15/34 | 11/26 at 100.00 | AA- | 2,772,800 | ||
12,560 | 5.000%, 11/15/56 | 11/26 at 100.00 | AA- | 13,540,559 | ||
New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Bronx Parking Development Company, LLC Project, Series 2007: | ||||||
200 | 5.750%, 10/01/37 (6) | 2/19 at 100.00 | N/R | 134,000 | ||
5,500 | 5.875%, 10/01/46 (6) | 10/37 at 100.00 | N/R | 3,685,000 | ||
2,850 | New York Liberty Development Corporation, New York, Liberty Revenue Bonds, 4 World Trade Center Project, Series 2011, 5.000%, 11/15/44 | 11/21 at 100.00 | A+ | 3,020,345 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2018 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Transportation (continued) | ||||||
$ 1,350 | New York State Thruway Authority, General Revenue Junior Indebtedness Obligations, Series 2016A, 5.000%, 1/01/51 | 1/26 at 100.00 | A- | $1,458,324 | ||
New York Transportation Development Corporation, New York, Special Facility Revenue Bonds, American Airlines, Inc. John F Kennedy International Airport Project, Refunding Series 2016: | ||||||
1,760 | 5.000%, 8/01/26 (Alternative Minimum Tax) | 8/21 at 100.00 | BB | 1,833,656 | ||
11,470 | 5.000%, 8/01/31 (Alternative Minimum Tax) | 8/21 at 100.00 | BB | 11,843,693 | ||
12,110 | New York Transportation Development Corporation, Special Facilities Bonds, LaGuardia Airport Terminal B Redevelopment Project, Series 2016A, 5.000%, 7/01/46 (Alternative Minimum Tax) | 7/24 at 100.00 | BBB | 12,709,445 | ||
8,780 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Eighty-Ninth Series 2015, 5.000%, 5/01/45 | 5/25 at 100.00 | AA- | 9,656,859 | ||
5,000 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Sixty Sixth Series 2011, 5.000%, 1/15/41 | 1/21 at 100.00 | AA- | 5,244,100 | ||
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, Two Hundred Eleventh Series 2018: | ||||||
2,330 | 4.000%, 9/01/43 | 9/28 at 100.00 | AA- | 2,371,334 | ||
6,000 | 5.000%, 9/01/48 | 9/28 at 100.00 | AA- | 6,758,280 | ||
4,000 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, Two Hundred Fifth Series 2017, 5.000%, 11/15/47 | 11/27 at 100.00 | AA- | 4,477,000 | ||
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, Two Hundred Series 2017: | ||||||
4,000 | 5.000%, 10/15/47 | 4/27 at 100.00 | AA- | 4,450,040 | ||
5,000 | 5.250%, 10/15/57 | 4/27 at 100.00 | AA- | 5,617,950 | ||
Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air Terminal LLC Project, Eighth Series 2010: | ||||||
1,020 | 6.500%, 12/01/28 | 2/19 at 100.00 | Baa1 | 1,068,042 | ||
5,000 | 6.000%, 12/01/36 | 12/20 at 100.00 | Baa1 | 5,341,950 | ||
3,500 | Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, MTA Bridges & Tunnels, Series 2017A, 5.000%, 11/15/47 | 5/27 at 100.00 | AA- | 3,894,520 | ||
5,000 | Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Refunding Series 2016A, 5.000%, 11/15/46 | 5/26 at 100.00 | AA- | 5,525,800 | ||
780 | Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Refunding Subordinate Lien Series 2002E, 5.500%, 11/15/20 – NPFG Insured | No Opt. Call | A+ | 831,870 | ||
115,175 | Total Transportation | 122,110,339 | ||||
U.S. Guaranteed – 15.5% (9.9% of Total Investments) (7) | ||||||
Brooklyn Arena Local Development Corporation, New York, Payment in Lieu of Taxes Revenue Bonds, Barclays Center Project, Series 2009: | ||||||
2,950 | 6.250%, 7/15/40 (Pre-refunded 1/15/20) | 1/20 at 100.00 | AA+ | 3,095,052 | ||
1,000 | 6.375%, 7/15/43 (Pre-refunded 1/15/20) | 1/20 at 100.00 | AA+ | 1,050,550 | ||
400 | Canton Capital Resource Corporation, New York, Student Housing Facility Revenue Bonds, Grasse River LLC at SUNY Canton Project Series 2010A, 5.000%, 5/01/40 (Pre-refunded 5/01/20) | 5/20 at 100.00 | AA | 417,260 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
U.S. Guaranteed (7) (continued) | ||||||
$ 1,750 | Dormitory Authority of the State of New York, Revenue Bonds, New School University, Series 2010, 5.250%, 7/01/30 (Pre-refunded 7/01/20) | 7/20 at 100.00 | A- | $1,840,790 | ||
1,000 | Dormitory Authority of the State of New York, Revenue Bonds, North Shore Long Island Jewish Obligated Group, Series 2011A, 5.000%, 5/01/41 (Pre-refunded 5/01/21) | 5/21 at 100.00 | A- | 1,071,640 | ||
5,500 | Dormitory Authority of the State of New York, Revenue Bonds, NYU Hospitals Center, Series 2011A, 6.000%, 7/01/40 (Pre-refunded 7/01/20) | 7/20 at 100.00 | A- | 5,849,085 | ||
4,000 | Guam Government Waterworks Authority, Water and Wastewater System Revenue Bonds, Series 2010, 5.625%, 7/01/40 (Pre-refunded 7/01/20) | 7/20 at 100.00 | A- | 4,224,280 | ||
4,445 | Hempstead Town Local Development Corporation, New York, Revenue Bonds, Molloy College Project, Series 2009, 5.750%, 7/01/39 (Pre-refunded 7/01/19) | 7/19 at 100.00 | N/R | 4,546,479 | ||
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series 2011A: | ||||||
4,150 | 5.750%, 2/15/47 (Pre-refunded 2/15/21) | 2/21 at 100.00 | Aa3 | 4,490,258 | ||
90 | 5.250%, 2/15/47 (Pre-refunded 2/15/21) | 2/21 at 100.00 | Aa3 | 96,415 | ||
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2011A: | ||||||
1,000 | 5.000%, 5/01/36 (Pre-refunded 5/01/21) – AGM Insured | 5/21 at 100.00 | AA | 1,071,640 | ||
8,265 | 5.000%, 5/01/38 (Pre-refunded 5/01/21) | 5/21 at 100.00 | A- | 8,857,105 | ||
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2010D: | ||||||
4,000 | 5.000%, 11/15/34 (Pre-refunded 11/15/20) | 11/20 at 100.00 | AA- | 4,239,840 | ||
1,560 | 5.250%, 11/15/40 (Pre-refunded 11/15/20) | 11/20 at 100.00 | AA- | 1,660,963 | ||
5,100 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2012E, 5.000%, 11/15/42 (Pre-refunded 11/15/22) | 11/22 at 100.00 | A1 | 5,677,881 | ||
2,000 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2013E, 5.000%, 11/15/31 (Pre-refunded 11/15/23) | 11/23 at 100.00 | AA- | 2,275,200 | ||
2,175 | New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds, Subordinate Lien Series 2011C, 5.500%, 11/01/35 (Pre-refunded 11/01/20) | 11/20 at 100.00 | N/R | 2,316,788 | ||
1,810 | New York City, New York, General Obligation Bonds, Subseries G-1 Fiscal Series 2012, 5.000%, 4/01/28 (Pre-refunded 4/01/22) | 4/22 at 100.00 | N/R | 1,981,950 | ||
2,000 | New York State Housing Finance Agency, Affordable Housing Revenue Bonds, Series 2007B, 5.300%, 11/01/37 (Pre-refunded 1/18/19) (Alternative Minimum Tax) | 1/19 at 100.00 | Aa2 | 2,001,900 | ||
1,385 | New York State Housing Finance Agency, Affordable Housing Revenue, Series 2007A, 5.250%, 11/01/38 (Pre-refunded 1/18/19) (Alternative Minimum Tax) | 1/19 at 100.00 | Aa2 | 1,386,136 | ||
470 | Suffolk County Economic Development Corporation, New York, Revenue Bonds, Catholic Health Services of Long Island Obligated Group Project, Refunding Series 2011, 5.000%, 7/01/28 (Pre-refunded 7/01/21) | 7/21 at 100.00 | N/R | 505,208 | ||
1,090 | Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Series 1993B, 5.000%, 1/01/20 (ETM) | No Opt. Call | AA+ | 1,108,127 | ||
7,500 | Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Series 1999B, 5.500%, 1/01/30 (Pre-refunded 1/01/22) | 1/22 at 100.00 | AA+ | 8,137,950 | ||
1,000 | Yonkers Industrial Development Agency, New York, Civic Facility Revenue Bonds, Sarah Lawrence College Project, Series 2001A Remarketed, 6.000%, 6/01/41 (Pre-refunded 6/01/19) | 6/19 at 100.00 | BBB | 1,020,560 | ||
64,640 | Total U.S. Guaranteed | 68,923,057 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2018 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Utilities – 9.8% (6.2% of Total Investments) | ||||||
$ 3,500 | Chautauqua County Industrial Development Agency, New York, Exempt Facility Revenue Bonds, NRG Dunkirk Power Project, Series 2009, 5.875%, 4/01/42 | 2/20 at 100.00 | BBB- | $3,581,725 | ||
370 | Guam Power Authority, Revenue Bonds, Series 2012A, 5.000%, 10/01/34 | 10/22 at 100.00 | BBB | 385,451 | ||
1,460 | Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2014A, 5.000%, 9/01/44 | 9/24 at 100.00 | A- | 1,574,522 | ||
1,590 | Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2017, 5.000%, 9/01/47 | 9/27 at 100.00 | A- | 1,754,342 | ||
1,250 | Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2012A, 5.000%, 9/01/37 | 9/22 at 100.00 | A- | 1,348,375 | ||
1,920 | Niagara Area Development Corporation, New York, Solid Waste Disposal Facility Revenue Refunding Bonds, Covanta Energy Project, Series 2018A, 4.750%, 11/01/42 (Alternative Minimum Tax), 144A | 7/23 at 100.00 | B | 1,848,211 | ||
2,880 | Suffolk County Industrial Development Agency, New York, Revenue Bonds, Nissequogue Cogeneration Partners Facility, Series 1998, 5.500%, 1/01/23 (Alternative Minimum Tax) | 1/19 at 100.00 | N/R | 2,880,375 | ||
3,785 | Utility Debt Securitization Authority, New York, Restructuring Bonds, Refunding Series 2015, 5.000%, 12/15/37 | 12/25 at 100.00 | AAA | 4,256,498 | ||
Utility Debt Securitization Authority, New York, Restructuring Bonds, Series 2013TE: | ||||||
3,800 | 5.000%, 12/15/33 | 12/23 at 100.00 | AAA | 4,221,724 | ||
1,060 | 5.000%, 12/15/34 | 12/23 at 100.00 | AAA | 1,176,059 | ||
8,030 | 5.000%, 12/15/41 | 12/23 at 100.00 | AAA | 8,774,622 | ||
1,515 | Utility Debt Securitization Authority, New York, Restructuring Bonds, Series 2016A, 5.000%, 12/15/35 | 6/26 at 100.00 | AAA | 1,718,965 | ||
Utility Debt Securitization Authority, New York, Restructuring Bonds, Series 2017: | ||||||
4,500 | 5.000%, 12/15/38 | 12/27 at 100.00 | AAA | 5,142,240 | ||
4,000 | 5.000%, 12/15/39 | 12/27 at 100.00 | AAA | 4,560,800 | ||
39,660 | Total Utilities | 43,223,909 | ||||
Water and Sewer – 16.3% (10.4% of Total Investments) | ||||||
4,140 | New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue Bonds, Second Generation Resolution, Fiscal 2012 Series BB, 5.000%, 6/15/44 | 12/21 at 100.00 | AA+ | 4,418,995 | ||
5,000 | New York City Municipal Water Finance Authority, New York, Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2014 Series DD, 5.000%, 6/15/35 | 6/24 at 100.00 | AA+ | 5,535,600 | ||
4,910 | New York City Municipal Water Finance Authority, New York, Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2018 Series EE, 5.000%, 6/15/40 | 12/27 at 100.00 | AA+ | 5,536,761 | ||
10,000 | New York City Municipal Water Finance Authority, New York, Water and Sewer System Second General Resolution Revenue Bonds, Series 2018DD1, 5.000%, 6/15/48 (UB) | 12/27 at 100.00 | AA+ | 11,193,800 | ||
9,285 | New York City Municipal Water Finance Authority, New York, Water and Sewer System Second General Resolution Revenue Bonds, Series 2018EE, 5.000%, 6/15/40 (UB) | 12/27 at 100.00 | AA+ | 10,470,230 | ||
9,750 | New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects, Second Resolution Series 2011B, 5.000%, 6/15/41 | 6/21 at 100.00 | AAA | 10,353,915 | ||
1,000 | New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects, Second Resolution Subordinated SRF Series 2015A, 5.000%, 6/15/40 | 6/25 at 100.00 | AAA | 1,115,290 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Water and Sewer (continued) | ||||||
New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects-Second Resolution Bonds, Subordinated SRF Series 2017E: | ||||||
$ 5,590 | 5.000%, 6/15/42 | 6/27 at 100.00 | AAA | $6,295,905 | ||
400 | 5.000%, 6/15/47 | 6/27 at 100.00 | AAA | 448,616 | ||
New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects-Second Resolution Bonds, Subordinated SRF Series 2018B: | ||||||
7,500 | 5.000%, 6/15/43 | 6/28 at 100.00 | AAA | 8,555,025 | ||
3,680 | 5.000%, 6/15/48 | 6/28 at 100.00 | AAA | 4,165,466 | ||
3,840 | New York State Environmental Facilities Corporation, State Revolving Funds Revenue Bonds, 2010 Master Financing Program, Series 2010C, 5.000%, 10/15/35 | 4/20 at 100.00 | AAA | 3,987,264 | ||
65,095 | Total Water and Sewer | 72,076,867 | ||||
$ 670,965 | Total Long-Term Investments (cost $673,854,017) | 696,110,026 | ||||
Floating Rate Obligations – (5.4)% | (23,900,000) | |||||
Variable Rate MuniFund Term Preferred Shares, net of deferred offering costs – (33.2)% (8) | (147,000,000) | |||||
Variable Rate Demand Preferred Shares, net of deferred offering costs – (19.9)% (9) | (88,034,524) | |||||
Other Assets Less Liabilities – 1.5% | 6,225,678 | |||||
Net Asset Applicable to Common Shares – 100% | $ 443,401,180 |
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Municipal Bonds | $ — | $696,110,026 | $ — | $696,110,026 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2018 | |
(Unaudited) |
Tax cost of investments | $649,499,748 |
Gross unrealized: | |
Appreciation | $ 25,332,349 |
Depreciation | (2,621,997) |
Net unrealized appreciation (depreciation) of investments | $ 22,710,352 |
(1) | All percentages shown in the Portfolio of Investments are based on net assets applicable to common shares unless otherwise noted. | |
(2) | Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption. There may be other call provisions at varying prices at later dates. Certain mortgage-backed securities may be subject to periodic principal paydowns. | |
(3) | For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. | |
(4) | Step-up coupon bond, a bond with a coupon that increases ("steps up"), usually at regular intervals, while the bond is outstanding. The rate shown is the coupon as of the end of the reporting period. | |
(5) | Investment, or portion of investment, has been pledged to collateralize the net payment obligations for investments in inverse floating rate transactions. | |
(6) | As of, or subsequent to, the end of the reporting period, this security is non-income producing. Non-income producing, in the case of a fixed-income security, generally denotes that the issuer has (1) defaulted on the payment of principal or interest, (2) is under the protection of the Federal Bankruptcy Court or (3) the Fund’s Adviser has concluded that the issue is not likely to meet its future interest payment obligations and has ceased accruing additional income on the Fund’s records. | |
(7) | Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities, which ensure the timely payment of principal and interest. | |
(8) | Variable Rate MuniFund Term Preferred Shares, net of deferred offering costs as a percentage of Total Investments is 21.1%. | |
(9) | Variable Rate Demand Preferred Shares, net of deferred offering costs as a percentage of Total Investments is 12.6%. | |
144A | Investment is exempt from registration under Rule 144A of the Securities Act of 1933, as amended. These investments may only be resold in transactions exempt from registration, which are normally those transactions with qualified institutional buyers. | |
ETM | Escrowed to maturity. | |
IF | Inverse floating rate security issued by a tender option bond (“TOB”) trust, the interest rate on which varies inversely with the Securities Industry Financial Markets Association (SIFMA) short-term rate, which resets weekly, or a similar short-term rate, and is reduced by the expenses related to the TOB trust. | |
UB | Underlying bond of an inverse floating rate trust reflected as a financing transaction. |
Item 2. Controls and Procedures.
a. | The registrants principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrants disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the 1940 Act) (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of the filing date of this report that includes the disclosure required by this paragraph, based on their evaluation of the controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rule 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)). |
b. | There were no changes in the registrants internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the registrants last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrants internal control over financial reporting. |
Item 3. Exhibits.
File as exhibits as part of this Form a separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)), exactly as set forth below: See EX-99 CERT attached hereto.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Nuveen New York Quality Municipal Income Fund | |||
By (Signature and Title) | /s/ Gifford R. Zimmerman | |||
Gifford R. Zimmerman | ||||
Vice President and Secretary |
Date: January 29, 2019
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By (Signature and Title) | /s/ Cedric H. Antosiewicz | |||
Cedric H. Antosiewicz | ||||
Chief Administrative Officer (principal executive officer) | ||||
Date: January 29, 2019 | ||||
By (Signature and Title) | /s/ Stephen D. Foy | |||
Stephen D. Foy | ||||
Vice President and Controller (principal financial officer) | ||||
Date: January 29, 2019 |