|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 5.81 | 07/27/2009 | M | 2,432 | (3) | 10/04/2009 | Common Stock | 2,432 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 5.81 | 07/27/2009 | M | 37,568 | (4) | 10/04/2009 | Common Stock | 37,568 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Alstead Troy 2401 UTAH AVE. S. SUITE 800 SEATTLE, WA 98134 |
evp, cfo and cao |
Troy Alstead, by Devin Stockfish, His Attorney-in-Fact | 07/29/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 1,241 shares acquired on March 31, 2009 and 918 shares acquired on June 30, 2009 under the Starbucks Corporation Employee Stock Purchase Plan. |
(2) | Includes 22,208 Restricted Stock Units granted on May 8, 2008 which were reported on a prior Form 3 filed with the SEC. |
(3) | Options became exercisable in an increment of 4 shares on October 4, 2001 and an increment 2,428 shares on October 4, 2003. |
(4) | Options became exercisable in one increment of 10,000 shares on October 4, 2000, one increment of 9,996 shares on October 4, 2001, one increment 10,000 shares on October 4, 2002, and one increment of 7,572 shares on October 4, 2003. |