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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
4.75% Convertible Senior Notes (2) | $ 26.25 | 06/25/2002 | P | $ 250,000 | (3) | 10/15/2005 | Class A Common Stock | 9,523 | $ 154,790 | 250,000 | I | See Footnote (4) | |||
5.75% Convertible Senior Notes | $ 21.56 | 06/21/2002 | P | $ 500,000 | (3) | 10/15/2005 | Class A Common Stock | 23,191 | $ 315,670 | 500,000 | I | See Footnote (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VOGEL CARL E CHARTER COMMUNICATIONS, INC. 12405 POWERSCOURT DRIVE ST. LOUIS, MO 63104 |
X | President and CEO |
Carl E. Vogel | 12/23/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 100,000 shares, the total number of shares of Class A Common Stock owned at the end of the month, includes 50,000 shares of restricted stock granted to the reporting person pursuant to the 2001 Stock Incentive Plan, of which 12,500 shares vested immediately and 37,500 shares which vest in 36 equal monthly installments commencing December 1, 2002, conditioned upon the grantee's continuous employment with Charter Communications, Inc. |
(2) | This amendment is being filed to correct the title of a portion of the notes purchased along with corresponding information relating to conversion price. |
(3) | Immediately. |
(4) | Badger Investments LLLP, a family limited liability limited partnership. |