UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | 01/02/2009 | 01/02/2014 | Common Stock | 5,000 | $ 7.15 | D (2) | Â |
Stock Option | 01/04/2011 | 01/04/2016 | Common Stock | 5,000 | $ 3.41 | D (3) | Â |
Stock Option | 05/19/2012 | 05/19/2021 | Common Stock | 10,000 | $ 9.86 | D (4) | Â |
Stock Option | 06/03/2012 | 06/03/2021 | Common Stock | 10,000 | $ 5.73 | D (5) | Â |
Stock Option | 04/01/2014 | 04/01/2022 | Common Stock | 15,000 | $ 2.58 | D (6) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Emma Salvatore Jr 25 SAWYER PASSWAY FITCHBURG, MA 01420 |
 X |  |  President and CEO |  |
Salvatore Emma Jr. | 04/09/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | SEP/IRA in the name of Salvatore Emma Jr. |
(2) | The option holder may exercise purchase rights for 1,000 shares on or after 1/2/2009, and 1,000 each on or after the anniversary date each year until 5,000 are exercised. |
(3) | The option holder may exercise purchase rights for 1,000 shares on or after 1/4/2011, and 1,000 each on or after the anniversary date each year until 5,000 are exercised. |
(4) | The option holder may exercise purchase rights for 2,000 shares on or after 5/19/2012, and 2,000 each on or after the anniversary date each year until 10,000 are exercised. |
(5) | The option holder may exercise purchase rights for 2,000 shares on or after 6/3/2012, and 2,000 each on or after the anniversary date each year until 10,000 are exercised. |
(6) | The option holder may exercise purchase rights for 3,000 shares on or after 4/1/2014, and 3,000 each on or after the anniversary date each year until 15,000 are exercised. |