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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HARVEY THOMAS H 38 FOUNTAIN SQUARE PLAZA CINCINNATI, OH 45263 |
X |
Christopher R. England, as Attorney-in Fact for Thomas H. Harvey | 03/25/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received in exchange for 86,204 shares of MB Financial, Inc. ("MBFI") in connection with the merger of a wholly owned subsidiary of Fifth Third Bancorp ("FITB") with and into MBFI. Pursuant to the merger agreement by and among FITB, MBFI and the other parties thereto, holders of MBFI common stock had the right to receive, for each share of MBFI common stock held immediately prior to the effective time of the merger, 1.45 shares of common stock of FITB and $5.54 in cash. |
(2) | Not included in this form are shares held by trusts of which the reporting person is a trustee and shares as to which the reporting person has been granted a power of attorney in which the reporting person does not have a pecuniary interest. |
(3) | Received in exchange for 15,356 shares of MBFI in connection with the Merger. |
(4) | Received in exchange for 6,876 shares of MBFI in connection with the Merger. |